Nuveen Mortgage & Income Fund Insider Files Form 4
| Field | Detail |
|---|---|
| Company | Virgilio Stephen |
| Form Type | 4 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-filing, form-4, ownership-change
TL;DR
**Insider Stephen Virgilio filed a Form 4 for Nuveen Mortgage & Income Fund, signaling a change in ownership.**
AI Summary
Stephen Virgilio, a reporting insider for Nuveen Mortgage & Income Fund/MA/, filed a Form 4 on March 24, 2026, indicating a change in beneficial ownership of securities as of March 23, 2026. This filing, while not detailing specific transactions, signals that an insider's holdings have changed, which can be a key indicator for investors. For shareholders, understanding these changes helps gauge insider confidence and potential future performance of the Nuveen Mortgage & Income Fund.
Why It Matters
This filing indicates a change in an insider's ownership, which can signal their confidence in the company's future and influence investor sentiment.
Risk Assessment
Risk Level: low — This filing is purely informational and does not inherently pose a direct risk, but rather provides data for investor analysis.
Analyst Insight
An astute investor would monitor subsequent filings or company disclosures to understand the specific nature of the change in ownership (e.g., buy, sell, grant) to better assess insider sentiment regarding Nuveen Mortgage & Income Fund/MA/.
Key Players & Entities
- Virgilio Stephen (person) — Reporting insider
- Nuveen Mortgage & Income Fund/MA/ (company) — Issuer of securities
- 0001820866 (person) — CIK of Stephen Virgilio
- 0001472215 (company) — CIK of Nuveen Mortgage & Income Fund/MA/
FAQ
Who is Stephen Virgilio in relation to Nuveen Mortgage & Income Fund/MA/?
Stephen Virgilio is identified as a 'Reporting' person, meaning he is an insider required to report changes in beneficial ownership of securities of Nuveen Mortgage & Income Fund/MA/.
What type of filing is this document?
This document is a Form 4, which is a 'Statement of changes in beneficial ownership of securities'.
When was this Form 4 filed and what is its period of report?
The Form 4 was filed on March 24, 2026, and the period of report is March 23, 2026.
What is the CIK number for Nuveen Mortgage & Income Fund/MA/?
The CIK number for Nuveen Mortgage & Income Fund/MA/ is 0001472215.
Where is the business address for Nuveen Mortgage & Income Fund/MA/?
The business address for Nuveen Mortgage & Income Fund/MA/ is 333 WEST WACKER DRIVE, CHICAGO IL 60606.
Filing Stats: 587 words · 2 min read · ~2 pages · Grade level 8.3 · Accepted 2026-03-24 17:43:54
Filing Documents
- doc4.html (4)
- doc4.xml (4) — 3KB
- virgiliopoa.txt (EX-24) — 3KB
- 0001225208-26-003990.txt ( ) — 7KB
From the Filing
SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Virgilio Stephen (Last) (First) (Middle) C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE (Street) CHICAGO ILLINOIS 60606 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Nuveen Mortgage & Income Fund/MA/ [ JLS ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title below) X Other (specify below) Portfolio Manager 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/23/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/23/2026 P 250 A $ 18.05 1,487 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: Remarks: virgiliopoa.txt Mark L. Winget/ Signed Under POA 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)