SoundHound AI Insider Diana Sroka Files Form 4 on March 24, 2026

TL;DR

**SoundHound AI insider Diana Sroka just filed a Form 4, signaling a change in her stock ownership.**

AI Summary

This Form 4 filing indicates that Diana Sroka, an insider at SoundHound AI, Inc. (CIK: 0001840856), filed a statement of changes in beneficial ownership of securities on March 24, 2026, for a period ending March 23, 2026. While the filing itself doesn't detail specific transactions, it signals that Ms. Sroka, whose mailing address is 2093 Philadelphia Pike #1968, Claymont, DE 19703, has had a change in her holdings. This matters to investors because insider transactions can sometimes signal management's confidence (or lack thereof) in the company's future prospects, potentially influencing stock price movements.

Why It Matters

Insider filings like this can provide clues about how company executives and directors view the stock's value, which can be a useful data point for investors.

Risk Assessment

Risk Level: low — This filing is purely administrative, reporting a change in ownership, and does not inherently carry significant risk without transaction details.

Analyst Insight

An investor should look for the detailed transaction information within the primary document (primarydocument.html or primarydocument.xml) of this filing to understand the nature and size of Diana Sroka's ownership change before making any investment decisions.

Key Numbers

• 2026-03-24 — Filing Date (Date the Form 4 was submitted to the SEC.)
• 2026-03-23 — Period of Report (The date for which the ownership change is being reported.)
• 001-40193 — File No. (SEC file number for SoundHound AI, Inc.)

Key Players & Entities

• SROKA DIANA (person) — Reporting insider
• SOUNDHOUND AI, INC. (company) — Issuer of securities
• 0001920484 (person) — CIK for SROKA DIANA
• 0001840856 (company) — CIK for SOUNDHOUND AI, INC.
• 2026-03-24 (date) — Filing Date

Forward-Looking Statements

• Further details regarding Diana Sroka's specific transactions (e.g., buy/sell, number of shares, price) will be available within the primary document of this filing. (SROKA DIANA) — high confidence, target: 2026-03-24

FAQ

Key Financial Figures

• $6.66 — s during the day at prices ranging from $6.66 to $6.91. The weighted-average price is
• $6.91 — the day at prices ranging from $6.66 to $6.91. The weighted-average price is reported

Filing Documents

• primarydocument.html (4)
• primarydocument.xml (4) — 4KB
• poa_sroka.txt (EX-24) — 3KB
• 0001920484-26-000002.txt ( ) — 8KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). X Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * SROKA DIANA (Last) (First) (Middle) C/O SOUNDHOUND AI, INC. 5400 BETSY ROSS DRIVE (Street) SANTA CLARA CALIFORNIA 95054 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol SOUNDHOUND AI, INC. [ SOUN ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/23/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 03/23/2026 S (1) 1,343 D $ 6.7709 (2) 149,920 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2025. 2. This transaction was executed in multiple trades during the day at prices ranging from $6.66 to $6.91. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Remarks: /s /Warren Heit, attorney-in-fact for SROKA DIANA 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

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View this 4 filing on SEC EDGAR