TRINITY WEALTH SECURITIES Amends 2025 FOCUS Report
| Field | Detail |
|---|---|
| Company | Trinity Wealth Securities, L.L.C. |
| Form Type | X-17A-5/A |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, amendment, broker-dealer, financial-report
TL;DR
**TRINITY WEALTH SECURITIES just refiled their 2025 financial report, signaling an update to their regulatory compliance.**
AI Summary
TRINITY WEALTH SECURITIES, L.L.C. filed an amended X-17A-5/A report on March 24, 2026, for the period ending December 31, 2025. This amendment, identified by accession number 0001121597-26-000007, updates their FOCUS Report, which is a crucial financial health check for broker-dealers. For investors, this matters because it provides an updated look at the company's financial stability and regulatory compliance, which are key indicators of a brokerage firm's operational integrity and ability to safeguard client assets.
Why It Matters
This filing provides an updated snapshot of TRINITY WEALTH SECURITIES' financial health and regulatory compliance, which is critical for clients and investors assessing the firm's stability.
Risk Assessment
Risk Level: low — An amended filing for a routine report like X-17A-5/A is generally a standard regulatory procedure and doesn't inherently indicate high risk unless specific negative details are revealed within the amendment itself.
Analyst Insight
Investors should monitor future filings for TRINITY WEALTH SECURITIES, L.L.C. to understand the specific reasons for this amendment and any material changes to their financial or operational status.
Key Numbers
- 0001121597-26-000007 — SEC Accession No. (unique identifier for this specific amended filing)
- 008-52801 — File No. (the SEC file number for TRINITY WEALTH SECURITIES, L.L.C.)
- 2025-12-31 — Period of Report (the financial period covered by the amended report)
Key Players & Entities
- TRINITY WEALTH SECURITIES, L.L.C. (company) — the filer of the X-17A-5/A amendment
- 0001121597 (company) — the CIK (Central Index Key) for TRINITY WEALTH SECURITIES, L.L.C.
- 2025-12-31 (date) — the period of report for the X-17A-5/A filing
- 2026-03-24 (date) — the filing and acceptance date of the amended X-17A-5/A report
FAQ
What type of filing is this and what does it generally cover?
This is an X-17A-5/A filing, which is a FOCUS Report. It's a mandatory financial and operational report that broker-dealers must submit to the SEC, providing details on their financial condition, operational results, and compliance with regulatory requirements.
When was this specific X-17A-5/A filing submitted and accepted by the SEC?
The X-17A-5/A filing was submitted and accepted on March 24, 2026, as indicated by the 'Filing Date' and 'Accepted' fields.
What is the period of report that this amended filing covers?
This amended filing covers the period ending December 31, 2025, as stated in the 'Period of Report' field.
What is the CIK number for TRINITY WEALTH SECURITIES, L.L.C.?
The CIK (Central Index Key) for TRINITY WEALTH SECURITIES, L.L.C. is 0001121597, which is a unique identifier for the company with the SEC.
Where is TRINITY WEALTH SECURITIES, L.L.C.'s business address located?
TRINITY WEALTH SECURITIES, L.L.C.'s business address is 6550 W HILLSBOROUGH AVENUE SUITE 130, TAMPA FL 33634.
Filing Stats: 372 words · 1 min read · ~1 pages · Grade level 12.4 · Accepted 2026-03-24 18:55:45
Filing Documents
- primary_doc.html (X-17A-5/A)
- primary_doc.xml (X-17A-5/A) — 2KB
- 2025TrinityCertAuditAmend.pdf (FULL) — 902KB
- 0001121597-26-000007.txt ( ) — 1246KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5/A OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5/A: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5/A: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No Please describe what information is being amended with this filing. X-17A-5/A: A. Registrant Identification Name of Firm TRINITY WEALTH SECURITIES, L.L.C. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 6550 W HILLSBOROUGH AVENUE Address 2 SUITE 130 FLORIDA Mailing Zip/ Portal Code 33634 Name and Telephone Number of Person to Contact in Regard to this Report Name Jason Mickool Telephone Number 813-333-1683 X-17A-5/A: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Holt & Patterson, LLC Address 1 260 Chesterfield Industrial Blvd MISSOURI Mailing Zip/ Postal Code 63005 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5/A: Signature Oath or Affirmation I , Jason Mickool, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TRINITY WEALTH SECURITIES, L.L.C., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Jason Mickool Title President