CIENA Insider Joseph Cumello Files Ownership Change
| Field | Detail |
|---|---|
| Company | Cumello Joseph |
| Form Type | 4 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-filing, ownership-change, form-4
TL;DR
**CIENA insider Joseph Cumello just filed a Form 4, signaling a change in his stock ownership.**
AI Summary
This Form 4 filing, dated March 24, 2026, indicates that Joseph Cumello, a reporting insider, has filed a statement of changes in beneficial ownership of securities for CIENA CORP (CIK: 0000936395). While the filing itself doesn't detail specific transactions, it signals that an insider's ownership stake may have changed as of the report period, March 20, 2026. This matters to investors because insider transactions can sometimes signal management's confidence (or lack thereof) in the company's future prospects, potentially influencing stock price.
Why It Matters
Insider filings like this can provide clues about how company executives view their own stock, which can be a valuable signal for investors.
Risk Assessment
Risk Level: low — This filing is purely administrative and does not inherently indicate a high risk, but rather a change in an insider's holdings.
Analyst Insight
An investor should monitor subsequent filings or news to understand the nature of Joseph Cumello's ownership change (e.g., buy, sell, grant) to assess its potential implications for CIENA CORP's stock.
Key Players & Entities
- Cumello Joseph (person) — Reporting insider
- CIENA CORP (company) — Issuer of securities
- 0001963638 (person) — CIK for Cumello Joseph
- 0000936395 (company) — CIK for CIENA CORP
FAQ
Who is the reporting person in this Form 4 filing?
The reporting person in this Form 4 filing is Cumello Joseph, identified by CIK 0001963638.
Which company's securities are involved in this filing?
The securities involved belong to CIENA CORP, which is the Issuer, identified by CIK 0000936395.
What is the filing date of this Form 4?
The filing date for this Form 4 is March 24, 2026.
What is the period of report for the transactions covered by this filing?
The period of report for the transactions covered by this filing is March 20, 2026.
What is the business address listed for CIENA CORP?
The business address listed for CIENA CORP is 7035 RIDGE ROAD, HANOVER MD 21076.
Filing Stats: 873 words · 3 min read · ~3 pages · Grade level 7.9 · Accepted 2026-03-24 19:12:07
Filing Documents
- form4.html (4)
- form4.xml (4) — 10KB
- 0001123292-26-000496.txt ( ) — 12KB
From the Filing
SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Cumello Joseph (Last) (First) (Middle) C/O CIENA CORPORATION 7035 RIDGE RD. (Street) HANOVER MARYLAND 21076-1426 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol CIENA CORP [ CIEN ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) SVP, General Mgr. Blue Planet 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 F 179 (1) D $ 383.89 49,296 (2) D Common Stock 03/20/2026 F 307 (3) D $ 383.89 48,989 (2) D Common Stock 03/20/2026 F 128 (4) D $ 383.89 48,861 (2) D Common Stock 03/20/2026 F 582 (5) D $ 383.89 48,279 (2) D Common Stock 03/20/2026 F 331 (6) D $ 383.89 47,948 (2) D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. 2. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). 3. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 2/3/2023. 4. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023. 5. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. 6. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. By: Michelle Rankin For: Joseph Cumello 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by mo