Aronson Files Form 4 for WhiteHorse Finance; Ownership Change Implied

TL;DR

**Insider Stuart Aronson just filed a Form 4 for WhiteHorse Finance, signaling a change in his ownership.**

AI Summary

This Form 4 filing indicates that Stuart D. Aronson, a reporting person for WhiteHorse Finance, Inc., filed a statement of changes in beneficial ownership of securities on March 24, 2026, for a period ending March 20, 2026. While the filing itself doesn't detail specific transactions, it signals that Aronson's holdings in WhiteHorse Finance, Inc. (CIK: 0001552198) have changed. This matters to investors because changes in ownership by key insiders like Aronson can reflect their confidence in the company's future performance, potentially influencing stock perception.

Why It Matters

Insider transaction filings like this provide transparency into how key executives and directors are managing their stakes, which can be a signal of their outlook on the company's prospects.

Risk Assessment

Risk Level: low — This filing is purely administrative, indicating a change in ownership without specifying the transaction type, thus posing minimal direct risk.

Analyst Insight

Investors should monitor subsequent filings or company disclosures to understand the nature and size of the transaction by Stuart D. Aronson, as this could provide more specific insights into insider sentiment regarding WhiteHorse Finance, Inc.

Key Players & Entities

• Aronson Stuart D (person) — Reporting Person
• WhiteHorse Finance, Inc. (company) — Issuer
• 0001675841 (person) — CIK of Reporting Person
• 0001552198 (company) — CIK of Issuer

FAQ

Key Financial Figures

• $0.001 — ) or (D) Price Common Stock, par value $0.001 per share 03/23/2026 P 8,000 A $ 6.95 8

Filing Documents

• tm269750-1_4seq1.html (4)
• tm269750-1_4seq1.xml (4) — 5KB
• 0001104659-26-034016.txt ( ) — 6KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Aronson Stuart D (Last) (First) (Middle) C/O WHITEHORSE FINANCE, INC. 1450 BRICKELL AVENUE, 31ST FLOOR (Street) MIAMI FLORIDA 33131 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol WhiteHorse Finance, Inc. [ WHF ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer (give title below) Other (specify below) Chief Executive Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $0.001 per share 03/23/2026 P 8,000 A $ 6.95 80,000 D Common Stock, par value $0.001 per share 03/20/2026 P 5,000 A $ 7.1 72,000 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: /s/ Marco Collazos, Attorney-in-Fact for Stuart Aronson 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR