REZOLVE AI: Arthur Yao Files Initial Insider Ownership (Form 3)
| Field | Detail |
|---|---|
| Company | Yao Arthur |
| Form Type | 3 |
| Filed Date | Mar 25, 2026 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-ownership, form-3, initial-disclosure
TL;DR
**New insider Arthur Yao just filed his initial ownership statement for REZOLVE AI PLC.**
AI Summary
Arthur Yao, a new insider at REZOLVE AI PLC (CIK: 0001920294), filed a Form 3 on March 24, 2026, indicating his initial beneficial ownership of securities as of March 18, 2026. This filing is significant because it marks Yao's official disclosure as an insider, which often precedes further disclosures of stock transactions, providing transparency into his holdings and potential future actions. Investors should pay attention to subsequent filings to understand how his ownership might evolve and what that could signal about the company's prospects.
Why It Matters
This filing signals Arthur Yao's new insider status at REZOLVE AI PLC, providing transparency into his initial beneficial ownership and setting the stage for future disclosures of his stock transactions.
Risk Assessment
Risk Level: low — A Form 3 filing is a standard disclosure of initial insider ownership and does not inherently indicate a high risk, but rather increases transparency.
Analyst Insight
Smart investors should monitor future Form 4 filings from Arthur Yao to track any buying or selling activity, as insider transactions can sometimes signal management's confidence (or lack thereof) in the company's future.
Key Players & Entities
- Yao Arthur (person) — Reporting Person, new insider at REZOLVE AI PLC
- REZOLVE AI PLC (company) — Issuer of the securities
- 0001920294 (company) — CIK for REZOLVE AI PLC
- 0002123080 (person) — CIK for Yao Arthur
Forward-Looking Statements
- Arthur Yao will file a Form 4 in the future, disclosing changes in his beneficial ownership. (Yao Arthur) — high confidence, target: 2026-06-24
FAQ
What is the purpose of a Form 3 filing?
A Form 3, as filed by Yao Arthur, is an 'Initial statement of beneficial ownership of securities,' which means it's used to declare an individual's initial holdings in a company when they become an insider (e.g., an officer, director, or 10% shareholder).
Who is Arthur Yao in relation to REZOLVE AI PLC?
Arthur Yao is identified as the 'Reporting' person in this filing, indicating he is an insider at REZOLVE AI PLC (Issuer).
When was this Form 3 filing submitted and accepted by the SEC?
The Form 3 was filed on 2026-03-24 and accepted on 2026-03-24 at 20:34:44.
What is the 'Period of Report' for this filing?
The 'Period of Report' for this filing is 2026-03-18, which is the date Arthur Yao became an insider or acquired his initial beneficial ownership.
What is the CIK number for REZOLVE AI PLC?
The CIK number for REZOLVE AI PLC, the Issuer, is 0001920294.
Filing Stats: 464 words · 2 min read · ~2 pages · Grade level 8.5 · Accepted 2026-03-24 20:34:44
Filing Documents
- ownership.html (3)
- ownership.xml (3) — 6KB
- 0001193125-26-122476.txt ( ) — 7KB
From the Filing
SEC FORM 3 SEC Form 3 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5 1. Name and Address of Reporting Person * Yao Arthur (Last) (First) (Middle) C/O REZOLVE AI PLC 21 SACKVILLE STREET (Street) LONDON UNITED KINGDOM (City) (State) (Zip) UNITED KINGDOM (Country) 2. Date of Event Requiring Statement (Month/Day/Year) 03/18/2026 3. Issuer Name and Ticker or Trading Symbol REZOLVE AI PLC [ RZLV ] 3a. Foreign Trading Symbol 5. If Amendment, Date of Original Filed (Month/Day/Year) 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Operating/Fin. Officer 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5) Ordinary Shares 2,000,000 D Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5) Date Exercisable Expiration Date Title Amount or Number of Shares Options (Right to Buy) 09/30/2024 09/18/2034 Ordinary Shares 435,049 (1) $ 0.0001 D Options (Right to Buy) 09/30/2026 09/18/2034 Ordinary Shares 33,333 (1) $ 0.0001 D Options (Right to Buy) 09/30/2027 09/18/2034 Ordinary Shares 33,334 (1) $ 0.0001 D Explanation of Responses: 1. This option was issued to the reporting person pursuant to the Rezolve AI plc Long Term Incentive Plan. /s/ Arthur Yao 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 3: SEC 1473 (03-26)