ECOPETROL: Ricardo Roa Barragan Files Initial Ownership Statement

Roa Barragan Ricardo 3 Filing Summary
FieldDetail
CompanyRoa Barragan Ricardo
Form Type3
Filed DateMar 25, 2026
Risk Levellow
Pages1
Reading Time2 min
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: insider-ownership, form-3, initial-disclosure, new-insider

TL;DR

**New insider Ricardo Roa Barragan just filed his initial ownership statement for ECOPETROL S.A., so watch for future trades.**

AI Summary

Ricardo Roa Barragan, a new insider at ECOPETROL S.A. (NYSE: EC), filed a Form 3 on March 24, 2026, indicating his initial beneficial ownership of securities as of March 18, 2026. This filing is crucial for investors because it signals that a new key individual has joined the company's leadership, and their future transactions will provide insights into their confidence in the company's prospects. Investors should monitor Barragan's subsequent filings for potential buying or selling activity.

Why It Matters

This filing introduces a new insider, Ricardo Roa Barragan, to ECOPETROL S.A.'s leadership, whose future stock transactions could signal confidence or concern about the company's direction.

Risk Assessment

Risk Level: low — This is an initial disclosure filing and does not indicate any immediate risk or opportunity, but rather sets the stage for future insider transaction monitoring.

Analyst Insight

Smart investors should add Ricardo Roa Barragan to their insider tracking watchlists for ECOPETROL S.A. to monitor any future Form 4 filings, which will detail his buying or selling activity and provide insights into his confidence in the company.

Key Numbers

  • 2026-03-24 — Filing Date (Date the Form 3 was filed with the SEC)
  • 2026-03-18 — Period of Report (Date for which the ownership is being reported)

Key Players & Entities

  • Ricardo Roa Barragan (person) — Reporting Person
  • ECOPETROL S.A. (company) — Issuer
  • 0002122714 (person) — CIK of Ricardo Roa Barragan
  • 0001444406 (company) — CIK of ECOPETROL S.A.

Forward-Looking Statements

  • Ricardo Roa Barragan will file subsequent Form 4s detailing changes in his ownership of ECOPETROL S.A. securities. (Ricardo Roa Barragan) — high confidence, target: 2026-04-24

FAQ

Who is Ricardo Roa Barragan?

Ricardo Roa Barragan is the Reporting Person in this Form 3 filing, indicating he is an insider at ECOPETROL S.A. and is required to disclose his beneficial ownership of the company's securities.

What is the purpose of a Form 3 filing?

A Form 3 is an initial statement of beneficial ownership of securities, filed by an insider (such as an officer, director, or 10% shareholder) when they first become subject to Section 16 of the Securities Exchange Act of 1934. It discloses the initial holdings of the insider.

When was this Form 3 filed and what is the period of report?

This Form 3 was filed on March 24, 2026, and the period of report, meaning the date for which the ownership is being reported, is March 18, 2026.

Which company is the issuer in this filing?

The issuer in this filing is ECOPETROL S.A., identified by CIK 0001444406, with a business address at KR 13 36-24, BOGOTA, Colombia.

What is the significance of the CIK numbers mentioned in the filing?

The CIK (Central Index Key) numbers are unique identifiers assigned by the SEC. CIK 0002122714 identifies Ricardo Roa Barragan as the Reporting Person, and CIK 0001444406 identifies ECOPETROL S.A. as the Issuer, allowing for easy tracking of their respective filings.

Filing Stats: 406 words · 2 min read · ~1 pages · Grade level 9.1 · Accepted 2026-03-24 21:19:20

Filing Documents

From the Filing

SEC FORM 3 SEC Form 3 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5 1. Name and Address of Reporting Person * Roa Barragan Ricardo (Last) (First) (Middle) C/O ECOPETROL S.A. KR 13 36-24 (Street) BOGOTA 110311 (City) (State) (Zip) COLOMBIA (Country) 2. Date of Event Requiring Statement (Month/Day/Year) 03/18/2026 3. Issuer Name and Ticker or Trading Symbol ECOPETROL S.A. [ EC ] 3a. Foreign Trading Symbol [ ECOPETROL ] 5. If Amendment, Date of Original Filed (Month/Day/Year) 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) President 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: No securities are beneficially owned. /s/ Ricardo Roa Barragan 03/18/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 3: SEC 1473 (03-26)

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