Insider Hayes Reports Dominari Holdings Share Activity

TL;DR

**Insider Hayes just reported Dominari Holdings share changes, watch for market reaction!**

AI Summary

Anthony Hayes, a reporting insider, filed a Form 4 on March 24, 2026, detailing changes in his beneficial ownership of Dominari Holdings Inc. securities as of March 4, 2026. This filing indicates a transaction, likely an acquisition or disposition, of Dominari Holdings Inc. shares. For investors, this matters because insider transactions can signal management's confidence (or lack thereof) in the company's future, potentially influencing stock price movements.

Why It Matters

Insider transactions can provide valuable insights into how company executives view the stock's prospects, which can influence investor sentiment and stock performance.

Risk Assessment

Risk Level: medium — Insider transactions carry medium risk as their impact depends on the nature of the transaction (buy/sell) and its size, which isn't fully detailed here.

Analyst Insight

A smart investor would review the full 'ownership.html' or 'ownership.xml' document linked in the filing to understand the specific nature (buy or sell) and magnitude of Anthony Hayes's transaction before making any investment decisions related to Dominari Holdings Inc.

Key Players & Entities

• Hayes Anthony (person) — Reporting insider
• Dominari Holdings Inc. (company) — Issuer of securities
• 0001538372 (person) — CIK for Hayes Anthony
• 0000012239 (company) — CIK for Dominari Holdings Inc.

Forward-Looking Statements

• The full details of the transaction (buy/sell, quantity) will be disclosed in the 'ownership.xml' or 'ownership.html' document. (Hayes Anthony) — high confidence, target: 2026-03-24

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 4KB
• 0001213900-26-033790.txt ( ) — 5KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Hayes Anthony (Last) (First) (Middle) 725 5TH AVENUE 22ND FLOOR (Street) NEW YORK NEW YORK 10022 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Dominari Holdings Inc. [ DOMH ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer (give title below) Other (specify below) CEO 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/04/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/04/2026 A 3,000,000 A (1) 4,750,873 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. On January 7, 2026, the Reporting Person was granted 3,000,000 shares of common stock pursuant to the 2022 Equity Incentive Plan. The grant was originally subject to stockholder approval of an amendment to the 2022 Equity Incentive Plan, which was obtained on March 4, 2026, and registration of the shares on Form S-8, which occurred on March 13, 2026. On March 18, 2026, the shares were issued to Reporting Person. /s/ Anthony Hayes 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR