Shao Sean Files Form 144 for UTSTARCOM Holdings Stock Sale

TL;DR

**Insider Shao Sean is selling UTSTARCOM shares, watch for potential price dip.**

AI Summary

Shao Sean, a reporting person, has filed a Form 144 indicating a proposed sale of securities in UTSTARCOM HOLDINGS CORP. (CIK: 0001030471). This filing, dated March 24, 2026, signals an intent to sell shares, which could increase the supply of the stock on the market. For current or prospective shareholders, this matters because a significant insider sale could be perceived negatively, potentially putting downward pressure on the stock price due to concerns about the insider's outlook on the company's future.

Why It Matters

This filing indicates an insider's intent to sell shares, which can signal a lack of confidence in the company's future prospects and potentially lead to a decrease in stock price.

Risk Assessment

Risk Level: medium — Insider selling can indicate a lack of confidence, but the actual impact depends on the size of the sale and the insider's role.

Analyst Insight

A smart investor would monitor the volume and price action of UTSTARCOM HOLDINGS CORP. shares following this filing to gauge the market's reaction to the proposed insider sale and consider if this signals a broader negative trend.

Key Players & Entities

• Shao Sean (person) — Reporting person proposing to sell securities
• UTSTARCOM HOLDINGS CORP. (company) — Subject company whose securities are being proposed for sale
• 0001432657 (person) — CIK for Shao Sean
• 0001030471 (company) — CIK for UTSTARCOM HOLDINGS CORP.
• March 24, 2026 (date) — Filing date of the Form 144

Forward-Looking Statements

• The stock price of UTSTARCOM HOLDINGS CORP. may experience downward pressure. (UTSTARCOM HOLDINGS CORP.) — medium confidence, target: Within 3 months of filing date

FAQ

Filing Documents

• primary_doc.html (144)
• primary_doc.xml (144) — 5KB
• 0001030471-26-000004.txt ( ) — 7KB

From the Filing

Form 144 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 FORM 144 144: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Submission Contact Information Name Phone E-Mail Address 144: Issuer Information Name of Issuer UTSTARCOM HOLDINGS CORP. Address of Issuer 4TH FLOOR, SOUTH WING, 368 LIUHE ROAD BINJIANG DISTRICT HANGZHOU CHINA 310053 Phone 86-571-81928888 Name of Person for Whose Account the Securities are To Be Sold Shao Sean See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. Relationship to Issuer Director 144: Securities Information Title of the Class of Securities To Be Sold Name and Address of the Broker Number of Shares or Other Units To Be Sold Aggregate Market Value Number of Shares or Other Units Outstanding Approximate Date of Sale Name the Securities Exchange Common Morgan Stanley 1585 Broadway Morgan Stanley & Co. Incorporated New York � NY � 10036 4422 10863.97 9186976 03/26/2026 NASDAQ Common Morgan Stanley 1585 Broadway Morgan Stanley & Co. Incorporated New York � NY � 10036 9572 23516.49 9186976 03/26/2026 NASDAQ Common Morgan Stanley 1585 Broadway Morgan Stanley & Co. Incorporated New York � NY � 10036 6006 14755.54 9186976 03/26/2026 NASDAQ Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: 144: Securities To Be Sold Title of the Class Date you Acquired Nature of Acquisition Transaction Name of Person from Whom Acquired Is this a Gift? Date Donor Acquired Amount of Securities Acquired Date of Payment Nature of Payment * Common 08/31/2022 EQUITY INCENTIVE PLAN UTSTARC OM HOLDINGS CORP 4422 08/31/2022 Equity Compensation Common 08/31/2023 EQUITY INCENTIVE PLAN UTSTARC OM HOLDINGS CORP 9572 08/31/2023 Equity Compensation Common 08/31/2024 EQUITY INCENTIVE PLAN UTSTARC OM HOLDINGS CORP 6006 08/31/2024 Equity Compensation * If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. 144: Securities Sold During The Past 3 Months Nothing to Report 144: Remarks and Signature Remarks Date of Notice 03/25/2026 ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. Signature Sean Shao ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

View Full Filing

View this 144 filing on SEC EDGAR