Securis II Fund Amends D/A, Confirms 3(c)(7) Exemption

TL;DR

**Securis II Fund just updated its D/A, confirming its private fund status under 3(c)(7).**

AI Summary

Securis II Fund-SPC-Segregated Portfolio Six-TCCC, an investment fund, filed an amended Form D/A on March 25, 2026. This amendment indicates the fund operates under Section 3(c)(7) of the Investment Company Act, meaning it's exempt from registration because it sells only to qualified purchasers. This matters to investors because it confirms the fund's status as a private investment vehicle, typically for sophisticated investors, and doesn't directly impact public stock prices but rather the fund's operational compliance.

Why It Matters

This filing confirms Securis II Fund's legal status as a private fund, which is important for its compliance and for understanding its target investor base of qualified purchasers.

Risk Assessment

Risk Level: low — This is an administrative amendment filing, indicating compliance rather than a change in financial performance or significant operational risk.

Analyst Insight

This filing is primarily administrative and confirms compliance. Investors in public markets would not typically take direct action based on this, but those considering private fund investments might note the fund's regulatory status.

Key Numbers

• 2026-03-25 — Filing Date (the date the D/A form was filed and accepted)
• 3(c)(7) — Investment Company Act Section (the specific exemption under which the fund operates)
• 021-193813 — File No. (the SEC file number for this offering)

Key Players & Entities

• Securis II Fund-SPC-Segregated Portfolio Six-TCCC (company) — the filer of the D/A form
• 0001568361 (company) — CIK of the filer
• Grand Cayman (company) — location of the fund's mailing and business address

Forward-Looking Statements

• Securis II Fund will continue to operate as a private fund, targeting qualified purchasers. (Securis II Fund-SPC-Segregated Portfolio Six-TCCC) — high confidence, target: 2027-03-25

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D/A)
• primary_doc.xml (D/A) — 7KB
• 0000902664-26-001750.txt ( ) — 9KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other Exempted segregated portfolio company   Name of Issuer   Securis II Fund-SPC-Segregated Portfolio Six-TCCC Jurisdiction of Incorporation/Organization CAYMAN ISLANDS   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year)   Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Securis II Fund-SPC-Segregated Portfolio Six-TCCC Street Address 1 Street Address 2   C/O SECURIS II FUND-SPC-PORTFOLIO SIX   UGLAND HOUSE, PO BOX 309   GRAND CAYMAN   CAYMAN ISLANDS     KY1-1104   44-0207847-3706   3. Related Persons Last Name First Name Middle Name Boleat Richard Street Address 1 Street Address 2   Royal Court Chambers     10 Hill Street   St Helier   JERSEY   JE2 4UA   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Jensen Mads Street Address 1 Street Address 2   Virumgade 43 st.tv.       Virum   DENMARK   DK-2830   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Birtwistle Heidi Street Address 1 Street Address 2   Royal Court Chambers     10 Hill Street   St Helier   JERSEY   JE2 4UA   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Securis Investment Partners LLP - Street Address 1 Street Address 2   12th Floor, Heron Tower     110 Bishopsgate   London   UNITED KINGDOM   EC2N 4AY   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Investment Manager 4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale   2012-12-01   First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)       10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?   Yes   No Clarification of Response (if Necessary)       11. Minimum Investment Minimum investment accepted from any outside investor $   0 USD 12. Sales Compensation Recipien

View Full Filing

View this D/A filing on SEC EDGAR