Hanmi Financial Corp. Files Automatic Shelf Registration
Ticker: HAFC · Form: S-3ASR · Filed: 2026-04-03T13:21:58-04:00
Sentiment: neutral
Topics: shelf-registration, capital-raise, procedural
TL;DR
Hanmi Financial Corp. just filed an S-3ASR, meaning they can now sell more stock whenever they want. Keep an eye on potential offerings.
AI Summary
Hanmi Financial Corp. filed an S-3ASR on April 3, 2026, for an automatic shelf registration statement. This filing allows the company, a well-known seasoned issuer, to register an unspecified amount of securities for future sale. The registration is effective immediately upon filing, indicating Hanmi Financial Corp.'s readiness to access capital markets.
Why It Matters
This filing allows Hanmi Financial Corp. to efficiently raise capital in the future without needing to file a new registration statement each time, streamlining their access to funding.
Risk Assessment
Risk Level: low — An S-3ASR filing is a routine procedural step for well-known seasoned issuers and does not inherently indicate increased risk.
Key Numbers
- 2026-04-03 — Filing Date (Date Hanmi Financial Corp. filed its S-3ASR.)
Key Players & Entities
- Hanmi Financial Corp. (company) — Filer of the S-3ASR
- 0001109242 (company) — CIK number for Hanmi Financial Corp.
- 2026-04-03 (date) — Filing and Effectiveness Date of the S-3ASR
- 333-294874 (document) — File number associated with the S-3ASR
FAQ
What is the purpose of an S-3ASR filing?
An S-3ASR (Automatic Shelf Registration Statement) allows well-known seasoned issuers to register an unspecified amount of securities for future sale, becoming effective immediately and allowing for continuous offerings.
When was this S-3ASR filing effective?
The S-3ASR filing for Hanmi Financial Corp. was effective on April 3, 2026.
What is Hanmi Financial Corp.'s CIK number?
Hanmi Financial Corp.'s CIK number is 0001109242.
What is the file number associated with this S-3ASR?
The file number for this S-3ASR filing is 333-294874.
What type of company is Hanmi Financial Corp. based on its SIC code?
Based on its SIC code (6021), Hanmi Financial Corp. is classified under National Commercial Banks.
From the Filing
EDGAR Filing Documents for 0001193125-26-141834 This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser. SEC.gov EDGAR Latest Filings Filings search tools Filing Detail SEC Home » Company Search » Current Page Form S-3ASR - Automatic shelf registration statement of securities of well-known seasoned issuers: SEC Accession No. 0001193125-26-141834 Filing Date 2026-04-03 Accepted 2026-04-03 13:21:58 Documents 16 Effectiveness Date 2026-04-03 Interactive Data Document Format Files Seq Description Document Type Size 1 S-3ASR d106328ds3asr.htm S-3ASR 264827 2 EX-4.6 d106328dex46.htm EX-4.6 374633 3 EX-4.7 d106328dex47.htm EX-4.7 373500 4 EX-5.1 d106328dex51.htm EX-5.1 15830 5 EX-23.1 d106328dex231.htm EX-23.1 2130 6 EX-FILING FEES d106328dexfilingfees.htm iXBRL EX-FILING FEES 28983 7 GRAPHIC g106328g00z01.jpg GRAPHIC 45517 Complete submission text file 0001193125-26-141834.txt 1242000 Data Files Seq Description Document Type Size 19 EXTRACTED XBRL INSTANCE DOCUMENT d106328dexfilingfees_htm.xml XML 11647 Mailing Address 900 WILSHIRE BLVD., SUITE 1250 900 WILSHIRE BLVD., SUITE 1250 LOS ANGELES CA 90017 Business Address 900 WILSHIRE BLVD., SUITE 1250 900 WILSHIRE BLVD., SUITE 1250 LOS ANGELES CA 90017 2133822200 HANMI FINANCIAL CORP (Filer) CIK : 0001109242 (see all company filings) EIN. : 954788120 | State of Incorp.: DE | Fiscal Year End: 1231 Type: S-3ASR | Act: 33 | File No.: 333-294874 | Film No.: 26837505 SIC : 6021 National Commercial Banks (CF Office: 02 Finance)