Arteris CFO Files 10b5-1 Plan

TL;DR

Arteris CFO Hawkins filed a 10b5-1 plan for AIP stock, effective 04/02/2026.

AI Summary

Nicholas B. Hawkins, VP and Chief Financial Officer of Arteris, Inc. (AIP), reported a transaction on April 2, 2026. The filing indicates a plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), suggesting a pre-arranged sale or purchase of securities.

Why It Matters

This filing indicates a planned transaction by a key executive, which could signal future stock activity or provide insight into insider confidence.

Risk Assessment

Risk Level: medium — Form 4 filings by executives can sometimes precede significant stock movements, but the 10b5-1 designation suggests a pre-planned, potentially less market-sensitive transaction.

Key Players & Entities

• Nicholas B. Hawkins (person) — Reporting Person, VP and Chief Financial Officer
• Arteris, Inc. (company) — Issuer
• AIP (company) — Ticker Symbol
• 04/02/2026 (date) — Earliest Transaction Date

FAQ

Filing Documents

• primarydocument.html (4)
• primarydocument.xml (4) — 8KB
• 0001549550-26-000004.txt ( ) — 10KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Hawkins Nicholas B. (Last) (First) (Middle) C/O ARTERIS, INC. 900 E. HAMILTON AVE., SUITE 300 (Street) CAMPBELL CALIFORNIA 95008 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Arteris, Inc. [ AIP ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) VP and Chief Financial Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 04/02/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 04/02/2026 S (1) 1,491 D $ 17.6528 121,993 D Common Stock 04/02/2026 S (1) 1,512 D $ 17.6528 120,481 D Common Stock 04/02/2026 S (1) 974 D $ 17.6528 119,507 D Common Stock 04/02/2026 S (1) 893 D $ 17.6528 118,614 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Remarks: /s/ Paul Alpern, as Attorney-in-Fact for Hawkins Nicholas B. 04/06/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)