Director Connelly Reports Ownership Change at Lightwave Logic

TL;DR

LWLG Director Connelly filed a Form 4 on 4/6/26. Ownership change details pending.

AI Summary

Thomas M. Connelly Jr., a Director at Lightwave Logic, Inc. (LWLG), reported a transaction on April 6, 2026. The filing indicates a change in beneficial ownership, though specific details of the transaction (acquisition or disposition, and the number of shares) are not provided in this excerpt. Connelly's address is listed as 369 Inverness Parkway, Suite 350, Englewood, Colorado.

Why It Matters

This filing provides insight into potential insider activity at Lightwave Logic, which can influence investor sentiment and stock price.

Risk Assessment

Risk Level: medium — Form 4 filings can indicate insider confidence or a need to liquidate, impacting stock price, but the lack of specific transaction details here limits immediate risk assessment.

Key Players & Entities

• Thomas M. Connelly Jr. (person) — Reporting Person, Director
• Lightwave Logic, Inc. (company) — Issuer
• LWLG (company) — Issuer Ticker Symbol
• 04/06/2026 (date) — Date of Earliest Transaction

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 3KB
• 0001553350-26-000049.txt ( ) — 5KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * CONNELLY THOMAS M JR (Last) (First) (Middle) 369 INVERNESS PARKWAY SUITE 350 (Street) ENGLEWOOD COLORADO 80112 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Lightwave Logic, Inc. [ LWLG ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 04/06/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 04/06/2026 S 9,000 (1) D $ 8.52 77,132 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. The sale reported in this Form 4 was to cover the tax withholding obligations associated with RSU vestings on March 31, 2026. /s/ Thomas M. Connelly, Jr. 04/06/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)