Ballston Spa Bancorp Files Form D for Securities Offering

Ticker: BSPA · Form: D · Filed: 2026-04-07T14:40:34-04:00

Sentiment: neutral

Topics: exempt-offering, securities, capital-raise

TL;DR

Ballston Spa Bancorp just filed a D for a securities offering. Details TBD.

AI Summary

Ballston Spa Bancorp, Inc. filed a Form D on April 7, 2026, to announce an exempt offering of securities. The company is a commercial bank incorporated in New York. The filing does not disclose the amount of securities being offered or the use of proceeds.

Why It Matters

This filing indicates that Ballston Spa Bancorp is seeking to raise capital through an exempt securities offering, which could impact its future growth and operations.

Risk Assessment

Risk Level: medium — Form D filings signal a capital raise, but lack specific details on the offering size or terms, making the immediate risk assessment difficult.

Key Players & Entities

FAQ

What is the purpose of this Form D filing?

The purpose of this Form D filing is to notify the SEC of an exempt offering of securities by Ballston Spa Bancorp, Inc.

When was this Form D filing accepted by the SEC?

This Form D filing was accepted by the SEC on April 7, 2026.

What is the business address of Ballston Spa Bancorp, Inc.?

The business address of Ballston Spa Bancorp, Inc. is 990 State Route 67, Ballston Spa, NY.

What is the CIK number for Ballston Spa Bancorp, Inc.?

The CIK number for Ballston Spa Bancorp, Inc. is 0002094107.

What industry does Ballston Spa Bancorp, Inc. operate in?

Ballston Spa Bancorp, Inc. operates in the State Commercial Banks industry, with a SIC code of 6022.

Filing Stats: 1,783 words · 7 min read · ~6 pages · Grade level 18.4 · Accepted 2026-04-07 14:40:34

Key Financial Figures

Filing Documents

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Ballston Spa Bancorp, Inc. Jurisdiction of Incorporation/Organization NEW YORK   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year)   Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Ballston Spa Bancorp, Inc. Street Address 1 Street Address 2   990 STATE RT. 67   City State/Province/Country ZIP/Postal Code Phone No. of Issuer   BALLSTON SPA   NEW YORK     12020   518-363-8651   3. Related Persons Last Name First Name Middle Name Dowd Chris Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Balli John Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Conroy James Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Dodd James Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Sleasman Rich Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Abbuhl Dawn Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Obermayer Steve Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Dunn Mike Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name DiCaprio Paul Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Milton Paul Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Grasso Beth Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Skaine Theresa Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Florio Carl Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Flach Aaron Street Address 1 Street Address 2   990 State Rt. 67     City State/Province/Country ZIP/Postal Code   Ballston Spa   NEW YORK   12020   Relationship: Executive Officer Director Promoter Clarificati

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