AquaBounty Technologies Files 8-K on Agreements and Equity Sales

Ticker: AQB · Form: 8-K · Filed: 2026-04-08T08:02:45-04:00

Sentiment: neutral

Topics: material-agreement, equity-sale, corporate-action

TL;DR

AQUA filing 8-K: new deals, stock sales, and charter changes. Big moves happening.

AI Summary

AquaBounty Technologies, Inc. filed an 8-K on April 8, 2026, reporting on several key events. These include the entry into a material definitive agreement, unregistered sales of equity securities, material modifications to security holder rights, and amendments to its articles of incorporation or bylaws. The filing also includes financial statements and exhibits related to these events.

Why It Matters

This filing indicates significant corporate actions, including new agreements and equity transactions, which could impact the company's financial structure and future operations.

Risk Assessment

Risk Level: medium — The filing details material definitive agreements and unregistered sales of equity, which can introduce financial and operational risks.

Key Players & Entities

AquaBounty Technologies, Inc. (company) — Filer of the 8-K report
0001603978 (company) — CIK number for AquaBounty Technologies, Inc.
2026-04-08 (date) — Filing date of the 8-K report
2026-04-07 (date) — Period of report for the 8-K filing

FAQ

What is the nature of the material definitive agreement entered into by AquaBounty Technologies?

The 8-K filing indicates the entry into a material definitive agreement under Item 1.01, but specific details of the agreement are not provided in the summary information.

What were the details of the unregistered sales of equity securities?

Item 3.02 of the 8-K reports unregistered sales of equity securities, but the specific terms, amounts, and purchasers are not detailed in the provided filing summary.

What modifications were made to the rights of security holders?

Item 3.03 of the 8-K addresses material modifications to the rights of security holders, but the exact nature of these modifications requires examination of the full document.

Were there any amendments to AquaBounty's articles of incorporation or bylaws?

Yes, Item 5.03 of the 8-K filing states that there were amendments to the articles of incorporation or bylaws, or a change in fiscal year.

What types of exhibits are included with this 8-K filing?

The filing includes exhibits such as EX-3.1 (likely articles of incorporation or bylaws), EX-10.1, EX-10.2, and EX-10.3, which are typically material agreements or amendments.

From the Filing

EDGAR Filing Documents for 0001603978-26-000036 This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser. SEC.gov EDGAR Latest Filings Filings search tools Filing Detail SEC Home » Company Search » Current Page Form 8-K - Current report: SEC Accession No. 0001603978-26-000036 Filing Date 2026-04-08 Accepted 2026-04-08 08:02:45 Documents 16 Period of Report 2026-04-07 Items Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits Interactive Data Document Format Files Seq Description Document Type Size 1 8-K aqb-20260407x8k.htm iXBRL 8-K 100574 2 EX-3.1 aqb-20260407xex3_1.htm EX-3.1 209510 3 EX-10.1 aqb-20260407xex10_1.htm EX-10.1 254693 4 EX-10.2 aqb-20260407xex10_2.htm EX-10.2 246505 5 EX-10.3 aqb-20260407xex10_3.htm EX-10.3 244730 6 GRAPHIC aqb-20260407xex3_1g001.jpg GRAPHIC 6293 Complete submission text file 0001603978-26-000036.txt 1347334 Data Files Seq Description Document Type Size 7 EX-101.SCH aqb-20260407.xsd EX-101.SCH 2153 8 EX-101.LAB aqb-20260407_lab.xml EX-101.LAB 22130 9 EX-101.PRE aqb-20260407_pre.xml EX-101.PRE 12282 19 EXTRACTED XBRL INSTANCE DOCUMENT aqb-20260407x8k_htm.xml XML 4946 Mailing Address 233 AYER ROAD SUITE 4 SUITE 4 HARVARD MA 01451 Business Address 233 AYER ROAD SUITE 4 SUITE 4 HARVARD MA 01451 978-648-6000 AQUABOUNTY TECHNOLOGIES INC (Filer) CIK : 0001603978 (see all company filings) EIN. : 043156167 | State of Incorp.: DE | Fiscal Year End: 1231 Type: 8-K | Act: 34 | File No.: 001-36426 | Film No.: 26846547 SIC : 0900 Fishing, Hunting and Trapping (CF Office: 08 Industrial Applications and Services)