SWK Holdings Corp EFFECT Filing Effective
Ticker: SWKH · Form: EFFECT · Filed: 2026-04-09T00:15:02-04:00
Sentiment: neutral
Topics: registration-statement, effectiveness, procedural
TL;DR
SWK Holdings Corp's registration statement is now effective as of 4/8/2026. Go time.
AI Summary
SWK Holdings Corp filed an EFFECT form on April 9, 2026, indicating the effectiveness of a registration statement. The filing relates to Act 33 and has the File No. 333-236329. The company's mailing and business address is 5956 Sherry Lane, Suite 650, Dallas, TX 75225.
Why It Matters
This filing signifies that a registration statement for SWK Holdings Corp has become effective, allowing for potential securities offerings or transactions to proceed.
Risk Assessment
Risk Level: low — This is a procedural filing indicating the effectiveness of a registration statement, not a direct financial event.
Key Numbers
- 2026-04-08 — Effectiveness Date (The date the registration statement became effective.)
- 333-236329 — File Number (Associated SEC registration file number.)
Key Players & Entities
- SWK Holdings Corp (company) — Filer
- 0001089907 (company) — CIK
- 2142177253 (dollar_amount) — Phone Number
- 333-236329 (dollar_amount) — File Number
- 2026-04-09 (date) — Filing Acceptance Date
- 2026-04-08 (date) — Effectiveness Date
FAQ
What type of filing is this EFFECT form for SWK Holdings Corp?
This is a Notice of Effectiveness for a registration statement filed by SWK Holdings Corp.
When did the registration statement for SWK Holdings Corp become effective?
The registration statement became effective on April 8, 2026.
What is the CIK number for SWK Holdings Corp?
The CIK number for SWK Holdings Corp is 0001089907.
What is the business address of SWK Holdings Corp?
The business address is 5956 Sherry Lane, Suite 650, Dallas, TX 75225.
What is the File Number associated with this filing?
The File Number associated with this filing is 333-236329.
From the Filing
EDGAR Filing Documents for 9999999995-26-001111 This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser. SEC.gov EDGAR Latest Filings Filings search tools Filing Detail SEC Home » Company Search » Current Page Form EFFECT - Notice of Effectiveness: SEC Accession No. 9999999995-26-001111 Accepted 2026-04-09 00:15:02 Documents 1 Effectiveness Date 2026-04-08 Document Format Files Seq Description Document Type Size 1 primary_doc.html EFFECT 1 primary_doc.xml EFFECT 600 Complete submission text file 9999999995-26-001111.txt 1944 Mailing Address 5956 SHERRY LANE SUITE 650 DALLAS TX 75225 Business Address 5956 SHERRY LANE SUITE 650 DALLAS TX 75225 2142177253 SWK Holdings Corp (Filer) CIK : 0001089907 (see all company filings) EIN. : 770435679 | State of Incorp.: DE | Fiscal Year End: 1231 Type: EFFECT | Act: 33 | File No.: 333-236329 | Film No.: 26849689 SIC : 6159 Miscellaneous Business Credit Institution (CF Office: 02 Finance)