SWK Holdings Corp. EFFECT Filing Effective
Ticker: SWKH · Form: EFFECT · Filed: 2026-04-09T00:15:04-04:00
Sentiment: neutral
Topics: registration-statement, effectiveness, filing-update
TL;DR
SWK Holdings Corp. registration statement is now effective. Big news for their upcoming moves.
AI Summary
SWK Holdings Corp. filed an EFFECT form on April 9, 2026, indicating the effectiveness of a registration statement. The filing, with SEC Accession No. 9999999995-26-001112, relates to Act 33 and File No. 333-265087. The company's mailing and business address is 5956 Sherry Lane, Suite 650, Dallas, TX 75225.
Why It Matters
This filing signifies that a registration statement for SWK Holdings Corp. has become effective, which is a crucial step for certain securities offerings or transactions.
Risk Assessment
Risk Level: low — This is a procedural filing indicating a registration statement has become effective, not a filing detailing significant financial changes or risks.
Key Numbers
- 2026-04-08 — Effectiveness Date (The date the registration statement became effective.)
- 2026-04-09 — Filing Date (The date the filing was accepted by the SEC.)
Key Players & Entities
- SWK Holdings Corp (company) — Filer
- 9999999995-26-001112 (dollar_amount) — SEC Accession Number
- 2026-04-09 (dollar_amount) — Filing Acceptance Date
- 2026-04-08 (dollar_amount) — Effectiveness Date
- 333-265087 (dollar_amount) — File Number
- 5956 SHERRY LANE SUITE 650 DALLAS TX 75225 (dollar_amount) — Mailing and Business Address
FAQ
What type of filing is this?
This is an EFFECT filing, which indicates the effectiveness of a registration statement.
Who is the filer?
The filer is SWK Holdings Corp.
When did the registration statement become effective?
The registration statement became effective on April 8, 2026.
What is the SEC Accession Number for this filing?
The SEC Accession Number is 9999999995-26-001112.
What is SWK Holdings Corp.'s business address?
SWK Holdings Corp.'s business address is 5956 Sherry Lane, Suite 650, Dallas, TX 75225.
From the Filing
EDGAR Filing Documents for 9999999995-26-001112 This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser. SEC.gov EDGAR Latest Filings Filings search tools Filing Detail SEC Home » Company Search » Current Page Form EFFECT - Notice of Effectiveness: SEC Accession No. 9999999995-26-001112 Accepted 2026-04-09 00:15:04 Documents 1 Effectiveness Date 2026-04-08 Document Format Files Seq Description Document Type Size 1 primary_doc.html EFFECT 1 primary_doc.xml EFFECT 600 Complete submission text file 9999999995-26-001112.txt 1944 Mailing Address 5956 SHERRY LANE SUITE 650 DALLAS TX 75225 Business Address 5956 SHERRY LANE SUITE 650 DALLAS TX 75225 2142177253 SWK Holdings Corp (Filer) CIK : 0001089907 (see all company filings) EIN. : 770435679 | State of Incorp.: DE | Fiscal Year End: 1231 Type: EFFECT | Act: 33 | File No.: 333-265087 | Film No.: 26849690 SIC : 6159 Miscellaneous Business Credit Institution (CF Office: 02 Finance)