Piper Sandler Files Definitive Proxy Statement
Ticker: PIPR · Form: DEFA14A · Filed: 2026-04-09T06:08:35-04:00
Sentiment: neutral
Topics: proxy-statement, annual-meeting, regulatory-filing
Related Tickers: PSND
TL;DR
Piper Sandler just dropped their proxy statement for the annual meeting - time to vote!
AI Summary
Piper Sandler Companies filed a Definitive Proxy Statement (DEFA14A) on April 9, 2026, related to their annual meeting of stockholders. The filing details the solicitation of proxies for the meeting, which will include the election of directors and the ratification of PricewaterhouseCoopers LLP as their independent registered public accounting firm for the fiscal year ending December 31, 2026. Specific details regarding executive compensation or other proposals are not elaborated in this summary document.
Why It Matters
This filing is crucial for shareholders as it outlines the agenda and proposals for the company's annual meeting, allowing them to exercise their voting rights on important corporate matters like director elections.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (DEFA14A) for an annual shareholder meeting, not indicating any immediate financial distress or unusual corporate activity.
Key Players & Entities
- PIPER SANDLER COMPANIES (company) — Filer of the DEFA14A
- PricewaterhouseCoopers LLP (company) — Proposed independent registered public accounting firm
- 0001230245 (company) — CIK number for Piper Sandler Companies
FAQ
What type of SEC filing is this?
This is a DEFA14A filing, which is an Additional definitive proxy soliciting material.
Who is the filer of this document?
The filer is PIPER SANDLER COMPANIES, with CIK number 0001230245.
When was this filing made?
The filing date was April 9, 2026.
What is the primary purpose of this filing?
The primary purpose is to solicit proxies from stockholders for the company's annual meeting.
Who is proposed to be ratified as the independent auditor?
PricewaterhouseCoopers LLP is proposed to be ratified as the independent registered public accounting firm.
From the Filing
EDGAR Filing Documents for 0001104659-26-041139 This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser. SEC.gov EDGAR Latest Filings Filings search tools Filing Detail SEC Home » Company Search » Current Page Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: SEC Accession No. 0001104659-26-041139 Filing Date 2026-04-09 Accepted 2026-04-09 06:08:35 Documents 1 Document Format Files Seq Description Document Type Size 1 DEFA14A tm261358d4_defa14a.htm DEFA14A 13803 Complete submission text file 0001104659-26-041139.txt 14934 Mailing Address 350 NORTH 5TH STREET, SUITE 1000 MINNEAPOLIS MN 55401 Business Address 350 NORTH 5TH STREET, SUITE 1000 MINNEAPOLIS MN 55401 (612) 303-6000 PIPER SANDLER COMPANIES (Filer) CIK : 0001230245 (see all company filings) EIN. : 300168701 | State of Incorp.: DE | Fiscal Year End: 1231 Type: DEFA14A | Act: 34 | File No.: 001-31720 | Film No.: 26849734 SIC : 6211 Security Brokers, Dealers & Flotation Companies (CF Office: 02 Finance)