Assertio Holdings Files 8-K: Material Agreement & Officer Changes
Ticker: ASRT · Form: 8-K · Filed: 2026-04-09T08:07:14-04:00
Sentiment: neutral
Topics: material-agreement, officer-changes, regulation-fd
Related Tickers: ASRT
TL;DR
Assertio Holdings (ASRT) filed an 8-K on 4/9/26 for a new material agreement and exec changes.
AI Summary
Assertio Holdings, Inc. filed an 8-K on April 9, 2026, reporting a material definitive agreement and changes in directors or officers. The filing also includes Regulation FD disclosures and financial exhibits. Specific details regarding the agreement and personnel changes are expected within the attached documents.
Why It Matters
This filing indicates significant corporate actions, including a new material agreement and potential shifts in leadership, which could impact the company's strategic direction and operational stability.
Risk Assessment
Risk Level: medium — The filing indicates material definitive agreements and changes in officers/directors, which can introduce uncertainty and potential strategic shifts.
Key Players & Entities
- Assertio Holdings, Inc. (company) — Filer of the 8-K report
- 0001808665 (company) — CIK number for Assertio Holdings, Inc.
- 2026-04-09 (date) — Filing date of the 8-K
- 2026-04-08 (date) — Period of report for the 8-K
FAQ
What is the nature of the material definitive agreement filed under Item 1.01?
The filing indicates a material definitive agreement was entered into, but the specific details are contained within Exhibit 2.1 and Exhibit 10.1, which are attached to the 8-K.
What changes occurred regarding directors or officers as reported in Item 5.02?
Item 5.02 reports on the departure of directors or certain officers, the election of directors, or the appointment of certain officers, as well as compensatory arrangements. Specifics are expected in the attached exhibits.
What is the purpose of the Regulation FD Disclosure under Item 7.01?
Item 7.01 is for Regulation FD Disclosures, which are intended to ensure that material non-public information is broadly disseminated to the investing public, and details would be in the accompanying exhibits.
Where can the financial statements and exhibits be found for this filing?
The financial statements and exhibits are listed under Item 9.01 and are available as separate document files within the SEC filing, including exhibits like EX-2.1, EX-10.1, EX-10.2, and EX-99.1.
What is the SIC code for Assertio Holdings, Inc. and what industry does it represent?
The SIC code for Assertio Holdings, Inc. is 2834, which represents Pharmaceutical Preparations, and it falls under the Life Sciences sector.
From the Filing
EDGAR Filing Documents for 0001104659-26-041236 This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser. SEC.gov EDGAR Latest Filings Filings search tools Filing Detail SEC Home » Company Search » Current Page Form 8-K - Current report: SEC Accession No. 0001104659-26-041236 Filing Date 2026-04-09 Accepted 2026-04-09 08:07:14 Documents 15 Period of Report 2026-04-08 Items Item 1.01: Entry into a Material Definitive Agreement Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits Interactive Data Document Format Files Seq Description Document Type Size 1 FORM 8-K tm2611405d1_8k.htm iXBRL 8-K 68881 2 EXHIBIT 2.1 tm2611405d1_ex2-1.htm EX-2.1 1155636 3 EXHIBIT 10.1 tm2611405d1_ex10-1.htm EX-10.1 509976 4 EXHIBIT 10.2 tm2611405d1_ex10-2.htm EX-10.2 9007 5 EXHIBIT 99.1 tm2611405d1_ex99-1.htm EX-99.1 20307 Complete submission text file 0001104659-26-041236.txt 2310408 Data Files Seq Description Document Type Size 6 XBRL TAXONOMY EXTENSION SCHEMA asrt-20260408.xsd EX-101.SCH 3020 7 XBRL TAXONOMY EXTENSION LABEL LINKBASE asrt-20260408_lab.xml EX-101.LAB 34239 8 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE asrt-20260408_pre.xml EX-101.PRE 22362 18 EXTRACTED XBRL INSTANCE DOCUMENT tm2611405d1_8k_htm.xml XML 3218 Mailing Address 100 S. SAUNDERS ROAD SUITE 300 LAKE FOREST IL 60045 Business Address 100 S. SAUNDERS ROAD SUITE 300 LAKE FOREST IL 60045 (224) 419-7106 Assertio Holdings, Inc. (Filer) CIK : 0001808665 (see all company filings) EIN. : 850598378 | State of Incorp.: DE | Fiscal Year End: 1231 Type: 8-K | Act: 34 | File No.: 001-39294 | Film No.: 26849875 SIC : 2834 Pharmaceutical Preparations (CF Office: 03 Life Sciences)