HRT Financial LP Files Initial Ownership Statement for Lion Group
Ticker: LGHL · Form: 3 · Filed: 2026-04-09T11:08:26-04:00
Sentiment: neutral
Topics: insider-filing, ownership-change, sec-filing
TL;DR
HRT Financial LP just filed a Form 3 for Lion Group Holding Ltd - new ownership alert!
AI Summary
On April 9, 2026, HRT Financial LP filed a Form 3, an initial statement of beneficial ownership of securities, for Lion Group Holding Ltd. The filing indicates a change in ownership or control related to the securities of Lion Group Holding Ltd. The specific details of the ownership and the exact number of securities are not provided in this initial filing.
Why It Matters
This filing marks the initial disclosure of beneficial ownership for Lion Group Holding Ltd by HRT Financial LP, which could signal a new significant stakeholder or a change in the company's ownership structure.
Risk Assessment
Risk Level: medium — Form 3 filings indicate changes in beneficial ownership, which can impact stock price and corporate control, but the specific implications are not yet clear from this initial filing.
Key Players & Entities
- HRT Financial LP (company) — Reporting entity filing the Form 3
- Lion Group Holding Ltd (company) — Issuer of the securities
- 0001475597 (company) — CIK for HRT Financial LP
- 0001806524 (company) — CIK for Lion Group Holding Ltd
FAQ
What is the exact date of the reporting period for this Form 3 filing?
The period of report is 2026-04-02.
What type of filing is this?
This is a Form 3 - Initial statement of beneficial ownership of securities.
Who is the issuer in this filing?
The issuer is Lion Group Holding Ltd.
Who is the reporting entity making this filing?
The reporting entity is HRT FINANCIAL LP.
What is the CIK number for Lion Group Holding Ltd?
The CIK number for Lion Group Holding Ltd is 0001806524.
From the Filing
EDGAR Filing Documents for 0001475597-26-000012 This page uses Javascript. Your browser either doesn't support Javascript or you have it turned off. To see this page as it is meant to appear please use a Javascript enabled browser. SEC.gov EDGAR Latest Filings Filings search tools Filing Detail SEC Home » Company Search » Current Page Form 3 - Initial statement of beneficial ownership of securities: SEC Accession No. 0001475597-26-000012 Filing Date 2026-04-09 Accepted 2026-04-09 11:08:26 Documents 1 Period of Report 2026-04-02 Document Format Files Seq Description Document Type Size 1 PRIMARY DOCUMENT primary_doc.html 3 1 PRIMARY DOCUMENT primary_doc.xml 3 2125 Complete submission text file 0001475597-26-000012.txt 4102 Mailing Address 3 WORLD TRADE CENTER, 175 GREENWICH STRE 76TH FLOOR NEW YORK NY 10007 Business Address 3 WORLD TRADE CENTER, 175 GREENWICH STRE 76TH FLOOR NEW YORK NY 10007 212 293-1444 HRT FINANCIAL LP ( Reporting ) CIK : 0001475597 (see all company filings) State of Incorp.: DE | Fiscal Year End: 1231 Type: 3 | Act: 34 | File No.: 001-39301 | Film No.: 26850354 Mailing Address 10 UBI CRESCENT, #06-51 (OFFICE 12) UBI TECHPARK, LOBBY C SINGAPORE Singapore 408574 Business Address 10 UBI CRESCENT, #06-51 (OFFICE 12) UBI TECHPARK, LOBBY C SINGAPORE Singapore 408574 65 8877 3871 Lion Group Holding Ltd ( Issuer ) CIK : 0001806524 (see all company filings) EIN. : 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231 SIC : 6211 Security Brokers, Dealers & Flotation Companies (CF Office: 09 Crypto Assets)