Northwest Biotherapeutics SEC Filing Effectiveness
Ticker: NWBO · Form: EFFECT · Filed: Apr 21, 2026 · CIK: 0001072379
Sentiment: neutral
Topics: registration-statement, effectiveness, securities
TL;DR
NWBO filing effective 4/20/26 - registration statement cleared.
AI Summary
Northwest Biotherapeutics Inc. filed an EFFECT form on April 21, 2026, indicating the effectiveness of a registration statement related to securities. The effectiveness date is noted as April 20, 2026. The filing is associated with Act 33 and File No. 333-291044.
Why It Matters
This filing signifies that a registration statement for Northwest Biotherapeutics Inc. has become effective, allowing for the potential sale or issuance of securities.
Risk Assessment
Risk Level: medium — Effectiveness of a registration statement is a procedural step, but the underlying securities offering and market conditions carry inherent risks.
Key Numbers
- 2026-04-20 — Effectiveness Date (The date the registration statement became effective.)
- 333-291044 — File Number (Associated SEC file number for this registration.)
Key Players & Entities
- NORTHWEST BIOTHERAPEUTICS INC (company) — Filer
- 0001072379 (company) — CIK
- 2026-04-21 (date) — Acceptance Date
- 2026-04-20 (date) — Effectiveness Date
- 333-291044 (dollar_amount) — File Number
FAQ
What type of securities are being registered by Northwest Biotherapeutics Inc.?
The filing does not specify the type of securities being registered, only that the registration statement has become effective.
What is the purpose of this EFFECT filing?
The purpose of an EFFECT filing is to notify the SEC that a previously filed registration statement has become effective.
When was the filing accepted by the SEC?
The filing was accepted by the SEC on April 21, 2026.
What is the CIK number for Northwest Biotherapeutics Inc.?
The CIK number for Northwest Biotherapeutics Inc. is 0001072379.
Does this filing indicate a sale of securities has occurred?
No, this filing indicates that the registration statement is effective, which permits the sale of securities, but does not confirm a sale has taken place.
Filing Details
This Form EFFECT (Form EFFECT) was filed with the SEC on April 21, 2026 regarding NORTHWEST BIOTHERAPEUTICS INC (NWBO).