Applied Optoelectronics, INC. (AAOI) — SEC Filings

Q: What are the key financial highlights for Applied Optoelectronics, INC.?

Key financial highlights for Applied Optoelectronics, INC. are extracted from the most recent 10-K or 10-Q filings, including revenue, net income, EPS, debt-to-equity, cash position, and operating margin.

Q: Who are the key executives at Applied Optoelectronics, INC.?

Key executives at Applied Optoelectronics, INC. are identified from SEC filings including 10-K annual reports, proxy statements, and insider trade forms.

Q: What are the main risk factors for Applied Optoelectronics, INC. stock?

Risk factors for Applied Optoelectronics, INC. (AAOI) are assessed from SEC filings using AI analysis. Each filing is categorized as high, medium, or low risk based on disclosed risk factors and financial indicators.

Q: What are recent predictions and forward guidance from Applied Optoelectronics, INC.?

Forward-looking statements and predictions from Applied Optoelectronics, INC. are extracted from SEC filings including earnings reports, annual reports, and current event filings.

Latest SEC filings for Applied Optoelectronics, INC.. Recent 8-K filing on Dec 3, 2025. AI-decoded analysis of earnings, risk factors, and insider trades.

View Applied Optoelectronics, INC. on SEC EDGAR

Overview

Applied Optoelectronics, INC. (AAOI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 6, 2025: Applied Optoelectronics, Inc. (AAOI) reported a significant increase in revenue for the three and nine months ended September 30, 2025. Revenue for the three months rose to $118.63 million from $65.15 million in the prior year, a 82.1% increase. Nine-month revenue surged to $321.44 million from $149

Sentiment Summary

Across 50 filings, the sentiment breakdown is: 2 bearish, 47 neutral, 1 mixed. The dominant filing sentiment for Applied Optoelectronics, INC. is neutral.

Filing Type Overview

Applied Optoelectronics, INC. (AAOI) has filed 35 8-K, 5 10-Q, 2 DEFA14A, 2 DEF 14A, 1 10-K, 2 SC 13G/A, 3 SC 13G with the SEC between May 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (50)

8-K Filing — 8-K · Dec 3, 2025
8-K Filing — 8-K · Nov 7, 2025
8-K Filing — 8-K · Nov 6, 2025
AAOI Revenue Soars 82% on CATV Demand, Net Loss Persists — 10-Q · Nov 6, 2025 Risk: high
Applied Optoelectronics, Inc. (AAOI) reported a significant increase in revenue for the three and nine months ended September 30, 2025. Revenue for the three mo
8-K Filing — 8-K · Nov 3, 2025
Applied Optoelectronics Secures New Credit Facility — 8-K · Sep 24, 2025 Risk: medium
On September 19, 2025, Applied Optoelectronics, Inc. entered into a material definitive agreement, specifically a credit agreement with Comerica Bank. This agre
Applied Optoelectronics Enters Material Definitive Agreement — 8-K · Sep 4, 2025 Risk: medium
On September 1, 2025, Applied Optoelectronics, Inc. entered into a material definitive agreement, creating a direct financial obligation. The company, incorpora
Applied Optoelectronics Files 8-K for Material Agreement — 8-K · Aug 27, 2025 Risk: medium
Applied Optoelectronics, Inc. (AOI) filed an 8-K on August 27, 2025, reporting the entry into a material definitive agreement and filing financial statements an
Applied Optoelectronics Reports Material Agreements & Obligations — 8-K · Aug 26, 2025 Risk: medium
Applied Optoelectronics, Inc. (AAOI) filed an 8-K on August 26, 2025, reporting events as of August 20, 2025. The filing indicates the entry into and terminatio
Applied Optoelectronics Files 8-K on Financials — 8-K · Aug 7, 2025 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on August 7, 2025, reporting on its Results of Operations and Financial Condition, and filing Financial Statements an
AAOI Exec Sets 10b5-1 Plan for 44,500 Shares — 10-Q · Aug 7, 2025 Risk: medium
APPLIED OPTOELECTRONICS, INC. (AAOI) filed its 10-Q for the period ending June 30, 2025, revealing a complex financial picture. While specific revenue and net i
Applied Optoelectronics Reports Material Agreement & Financial Obligation — 8-K · Aug 6, 2025 Risk: medium
Applied Optoelectronics, Inc. (AAOI) filed an 8-K on August 6, 2025, reporting a material definitive agreement and a direct financial obligation as of July 31,
Applied Optoelectronics Enters Credit Agreement — 8-K · Aug 4, 2025 Risk: medium
On July 29, 2025, Applied Optoelectronics, Inc. entered into a material definitive agreement, specifically a credit agreement. This agreement creates a direct f
Applied Optoelectronics Reports Material Agreement Changes — 8-K · Jul 23, 2025 Risk: medium
Applied Optoelectronics, Inc. filed an 8-K on July 23, 2025, reporting events as of July 18, 2025. The filing indicates the entry into and termination of a mate
Applied Optoelectronics Enters New Credit Agreement — 8-K · Jul 1, 2025 Risk: medium
On June 26, 2025, Applied Optoelectronics, Inc. entered into a material definitive agreement, specifically a credit agreement. This agreement creates a direct f
Applied Optoelectronics Reports Material Agreement Changes — 8-K · Jun 18, 2025 Risk: medium
Applied Optoelectronics, Inc. filed an 8-K on June 18, 2025, reporting on events that occurred on June 12, 2025. The filing indicates the entry into and termina
Applied Optoelectronics Files 8-K on Shareholder Votes & Exhibits — 8-K · Jun 12, 2025 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on June 12, 2025, reporting on matters submitted to a vote of security holders and including financial statements and
Applied Optoelectronics Enters Material Definitive Agreement — 8-K · Jun 11, 2025 Risk: medium
On June 7, 2025, Applied Optoelectronics, Inc. entered into a material definitive agreement, creating a direct financial obligation. The company, headquartered
Applied Optoelectronics Files Proxy Supplement — DEFA14A · Jun 2, 2025 Risk: low
Applied Optoelectronics, Inc. filed a Definitive Additional Materials filing (DEFA14A) on June 2, 2025, supplementing its proxy statement. This filing concerns
Applied Optoelectronics Files 8-K: Material Agreement & Exhibits — 8-K · May 28, 2025 Risk: low
On May 28, 2025, Applied Optoelectronics, Inc. filed an 8-K report. The filing indicates an entry into a material definitive agreement and includes financial st
Applied Optoelectronics Files 8-K on Financials — 8-K · May 8, 2025 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on May 8, 2025, reporting on its results of operations and financial condition. The filing includes financial stateme
Applied Optoelectronics Q1 2025: Modest Revenue, Net Loss — 10-Q · May 8, 2025 Risk: low
Applied Optoelectronics, Inc. filed its 10-Q for the period ending March 31, 2025. The company reported total assets of $80,000 and total liabilities of $53,212
Applied Optoelectronics Files Proxy Statement — DEF 14A · Apr 28, 2025 Risk: low
Applied Optoelectronics, Inc. filed its definitive proxy statement (DEF 14A) on April 28, 2025, for its annual meeting on June 12, 2025. The filing outlines the
Applied Optoelectronics Files 8-K — 8-K · Apr 25, 2025 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on April 25, 2025, reporting other events and financial statements/exhibits. The filing does not contain specific det
Applied Optoelectronics Files 8-K on Security Holder Vote — 8-K · Apr 10, 2025 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on April 10, 2025, reporting on matters submitted to a vote of its security holders. The filing does not contain spec
Applied Optoelectronics Enters Material Definitive Agreement — 8-K · Apr 9, 2025 Risk: medium
On April 3, 2025, Applied Optoelectronics, Inc. entered into a material definitive agreement, creating a direct financial obligation. The company, headquartered
Applied Optoelectronics Files Proxy Statement — DEFA14A · Apr 2, 2025 Risk: low
Applied Optoelectronics, Inc. (AOI) is filing a Definitive Proxy Statement (DEFA14A) on April 2, 2025. This filing is related to their annual meeting and will o
Applied Optoelectronics Files 8-K with Key Agreements and Filings — 8-K · Mar 13, 2025 Risk: medium
On March 13, 2025, Applied Optoelectronics, Inc. filed an 8-K report detailing several key events. The company entered into a material definitive agreement, rep
Applied Optoelectronics Files 2025 Proxy Statement — DEF 14A · Mar 10, 2025 Risk: low
Applied Optoelectronics, Inc. filed its definitive proxy statement on March 10, 2025, for its annual meeting of stockholders. The filing outlines the proposals
Applied Optoelectronics Files Material Definitive Agreement — 8-K · Feb 28, 2025 Risk: medium
On February 28, 2025, Applied Optoelectronics, Inc. filed an 8-K report detailing a material definitive agreement. The filing does not provide specific details
Applied Optoelectronics Files 2024 10-K — 10-K · Feb 28, 2025 Risk: medium
Applied Optoelectronics, Inc. filed its 2024 10-K on February 28, 2025, reporting on its fiscal year ending December 31, 2024. The company, based in Sugar Land,
Applied Optoelectronics Files 8-K on Financials — 8-K · Feb 26, 2025 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on February 26, 2025, reporting on its financial condition and results of operations. The filing includes financial s
Applied Optoelectronics Enters Material Agreement — 8-K · Dec 31, 2024 Risk: medium
Applied Optoelectronics, Inc. (AOI) entered into a Material Definitive Agreement on December 26, 2024, which also created a direct financial obligation for the
Applied Optoelectronics Terminates Material Agreement — 8-K · Dec 23, 2024 Risk: medium
On December 23, 2024, Applied Optoelectronics, Inc. (AOI) announced the termination of its previously disclosed Material Definitive Agreement with an unnamed pa
Applied Optoelectronics Files 8-K on Definitive Agreement — 8-K · Dec 20, 2024 Risk: medium
On December 18, 2024, Applied Optoelectronics, Inc. entered into a material definitive agreement, likely related to financing or operations, as indicated by the
SC 13G/A Filing — SC 13G/A · Nov 12, 2024
SC 13G Filing — SC 13G · Nov 8, 2024
Applied Optoelectronics Terminates Acquisition Deal — 8-K · Nov 7, 2024 Risk: medium
On November 7, 2024, Applied Optoelectronics, Inc. (AOI) announced the termination of its previously announced definitive agreement to be acquired by an affilia
Applied Optoelectronics Files 8-K on Financials — 8-K · Nov 7, 2024 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on November 7, 2024, reporting results of operations and financial condition, as well as financial statements and exh
Applied Optoelectronics Q3 2024: Revenue $1.8M, Assets & Liabilities Balance — 10-Q · Nov 7, 2024 Risk: medium
Applied Optoelectronics, Inc. reported its Q3 2024 results, with total revenue for the nine months ended September 30, 2024, reaching $1,805,000. The company's
SC 13G Filing — SC 13G · Nov 4, 2024
SC 13G Filing — SC 13G · Oct 22, 2024
Applied Optoelectronics Secures $50M Credit Facility — 8-K · Oct 10, 2024 Risk: low
On October 7, 2024, Applied Optoelectronics, Inc. entered into a material definitive agreement, specifically a credit agreement with Comerica Bank. This agreeme
Applied Optoelectronics Enters Material Definitive Agreement — 8-K · Aug 6, 2024 Risk: medium
On August 6, 2024, Applied Optoelectronics, Inc. (AOI) entered into a Material Definitive Agreement. The filing does not disclose specific details of the agreem
Applied Optoelectronics Files 8-K on Financials — 8-K · Aug 6, 2024 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on August 6, 2024, reporting on its financial condition and results of operations. The filing includes financial stat
Applied Optoelectronics Q2 2024: Revenue $1.8M, Net Loss $38.1M — 10-Q · Aug 6, 2024 Risk: high
Applied Optoelectronics, Inc. reported its Q2 2024 results, with total revenue for the six months ending June 30, 2024, reaching $1,839,000. The company's finan
SC 13G/A Filing — SC 13G/A · Jun 10, 2024
Applied Optoelectronics Schedules Annual Meeting, Elects Directors — 8-K · Jun 7, 2024 Risk: low
On June 6, 2024, Applied Optoelectronics, Inc. (AOI) filed an 8-K to report that its annual meeting of stockholders will be held on July 18, 2024. The primary p
Applied Optoelectronics Enters Material Definitive Agreement — 8-K · May 30, 2024 Risk: medium
Applied Optoelectronics, Inc. entered into a material definitive agreement on May 24, 2024, which involves a direct financial obligation. The company, headquart
Applied Optoelectronics Files 8-K on Operations — 8-K · May 9, 2024 Risk: low
Applied Optoelectronics, Inc. filed an 8-K on May 9, 2024, to report on its results of operations and financial condition, and to file financial statements and

Risk Profile

Risk Assessment: Of AAOI's 41 recent filings, 2 were flagged as high-risk, 22 as medium-risk, and 17 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Financial Highlights

Key financial metrics from Applied Optoelectronics, INC.'s most recent 10-Q filing (Nov 6, 2025):

Revenue: $321.44M
Net Income: $(36.21M)
EPS: N/A
Debt-to-Equity: 0.75
Cash Position: $136.96M
Operating Margin: -13.4%
Total Assets: $978.53M
Total Debt: $419.44M

Key Executives

David Kuo
Hung-Lun (Fred) Chang
Shu-Hua (Joshua) Yeh
Richard B. Black
Stefan Murry

Industry Context

The optical communications industry is characterized by rapid technological advancements and increasing demand for high-speed data transmission, driven by cloud computing, 5G, and broadband expansion. Applied Optoelectronics is positioned to benefit from these trends, particularly in the CATV and Data Center segments. However, the industry is also competitive, with players facing pressure on pricing and the need for continuous innovation.

Top Tags

financial-obligation (11) · material-agreement (11) · financial-reporting (6) · debt (5) · material-definitive-agreement (5) · 8-k (4) · financials (4) · financing (3) · credit-agreement (3) · corporate-governance (3)

Key Numbers

Revenue, Q3 2025: $118.63M — Increased 82.1% from $65.15M in Q3 2024
Revenue, YTD 2025: $321.44M — Increased 115.6% from $149.09M in YTD 2024
Net Loss, Q3 2025: $(17.94M) — Slightly higher than $(17.76M) in Q3 2024
Net Loss, YTD 2025: $(36.21M) — Improved from $(67.04M) in YTD 2024
CATV Revenue, Q3 2025: $70.60M — Increased from $20.95M in Q3 2024, now 59.5% of total revenue
Cash and Cash Equivalents: $136.96M — As of September 30, 2025, up from $67.43M at December 31, 2024
Proceeds from Common Stock Offering: $342.56M — Net proceeds for the nine months ended September 30, 2025
Net Cash Used in Operating Activities, YTD 2025: $(144.85M) — Increased from $(44.91M) in YTD 2024
Common Stock Shares Outstanding: 68,278,417 — As of November 3, 2025
Purchase of Property, Plant and Equipment, YTD 2025: $104.11M — Increased from $15.03M in YTD 2024
Commission File Number: 001-36083 — SEC File Number for Applied Optoelectronics, Inc.
EIN: 76-0533927 — Employer Identification Number for Applied Optoelectronics, Inc.
Shares in 10b5-1 Plan: 44,500 — Number of shares David Kuo may sell, indicating potential insider sentiment.
10b5-1 Plan Date: May 15, 2025 — Date SVP and CLO David Kuo initiated his stock sale plan.
10b5-1 Plan Expiration: August 14, 2026 — End date for David Kuo's stock sale plan.

Related Companies

AOBC · AOI

Frequently Asked Questions

What are the latest SEC filings for Applied Optoelectronics, INC. (AAOI)?

Applied Optoelectronics, INC. has 50 recent SEC filings from May 2024 to Dec 2025, including 35 8-K, 5 10-Q, 3 SC 13G. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of AAOI filings?

Across 50 filings, the sentiment breakdown is: 2 bearish, 47 neutral, 1 mixed. The dominant sentiment is neutral.

Where can I find Applied Optoelectronics, INC. SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Applied Optoelectronics, INC. (AAOI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Applied Optoelectronics, INC.?

Key financial highlights from Applied Optoelectronics, INC.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for AAOI?

The investment thesis for AAOI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Applied Optoelectronics, INC.?

Key executives identified across Applied Optoelectronics, INC.'s filings include David Kuo, Hung-Lun (Fred) Chang, Shu-Hua (Joshua) Yeh, Richard B. Black, Stefan Murry.

What are the main risk factors for Applied Optoelectronics, INC. stock?

Of AAOI's 41 assessed filings, 2 were flagged high-risk, 22 medium-risk, and 17 low-risk.

What are recent predictions and forward guidance from Applied Optoelectronics, INC.?

Forward guidance and predictions for Applied Optoelectronics, INC. are extracted from SEC filings as they are enriched.