SC 13G/A: APPLIED OPTOELECTRONICS, INC.
Ticker: AAOI · Form: SC 13G/A · Filed: Jun 10, 2024 · CIK: 1158114
| Field | Detail |
|---|---|
| Company | Applied Optoelectronics, INC. (AAOI) |
| Form Type | SC 13G/A |
| Filed Date | Jun 10, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by APPLIED OPTOELECTRONICS, INC..
Risk Assessment
Risk Level: low
FAQ
What type of filing is this?
This is a SC 13G/A filing submitted by Applied Optoelectronics, INC. (ticker: AAOI) to the SEC on Jun 10, 2024.
What is the risk level of this SC 13G/A filing?
This filing has been assessed as low risk.
How long is this filing?
Applied Optoelectronics, INC.'s SC 13G/A filing is 3 pages with approximately 865 words. Estimated reading time is 3 minutes.
Where can I view the full SC 13G/A filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 865 words · 3 min read · ~3 pages · Grade level 8.3 · Accepted 2024-06-10 09:04:21
Filing Documents
- 13gtemplate.htm (SC 13G/A) — 49KB
- 0000938206-24-000022.txt ( ) — 51KB
(a)
Item 1(a). Name of Issuer: Applied Optoelectronics, Inc.
(b)
Item 1(b). Address of Issuer's Principal Executive Offices: 13139 Jess Pirtle Blvd. Sugar Land, Texas 77478
(a)
Item 2(a). Name of Person Filing: DRIEHAUS CAPITAL MANAGEMENT LLC
(b)
Item 2(b). Address of Principal Business Office or, if none, Residence: 25 East Erie Street Chicago, Illinois 60611
(c)
Item 2(c). Citizenship: Delaware, USA
(d)
Item 2(d). Title of Class of Securities: Common Stock
(e)
Item 2(e). CUSIP Number: 03823U102 Item 3. If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing Is a(n): (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________________________ . Item 4. (a) Amount beneficially owned: 844,079 (b) Percent of class: 2.17% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 844,079 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 844,079 Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of