Akerna Files Rule 425 Communication on Jan 10

TL;DR

**Akerna just filed a routine 8-K for a Rule 425 communication, likely tied to a prior M&A event.**

AI Summary

Akerna Corp. filed an 8-K on January 10, 2024, indicating it is making written communications pursuant to Rule 425 under the Securities Act. This filing is a procedural update related to a previous event, likely a merger or acquisition, as Rule 425 communications typically involve business combinations. For investors, this means Akerna is continuing to fulfill its regulatory obligations regarding a significant corporate action, which could impact future share structure or business operations.

Why It Matters

This filing signals ongoing regulatory compliance for a significant corporate event, which could affect Akerna's stock value and future strategic direction.

Risk Assessment

Risk Level: low — This 8-K is a procedural filing for regulatory compliance and does not disclose new material financial or operational risks.

Analyst Insight

A smart investor would note this filing as a procedural update, likely related to a previously announced corporate action. It doesn't provide new financial data, so further investigation into the underlying event triggering the Rule 425 communication would be necessary to assess any material impact on Akerna Corp. stock.

Key Players & Entities

• Akerna Corp. (company) — the registrant filing the 8-K
• 001-39096 (other) — Commission File Number for Akerna Corp.
• 83-2242651 (other) — IRS Employer Identification Number for Akerna Corp.
• Delaware (other) — State of incorporation for Akerna Corp.
• 1550 Larimer Street, #246, Denver, Colorado 80202 (other) — Address of principal executive offices for Akerna Corp.

FAQ

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share KERN NASDAQ Capital Marke

Filing Documents

• ea191481-8k425_akerna.htm (8-K) — 38KB
• ea191481ex99-1_akerna.htm (EX-99.1) — 17KB
• ex99-1_001.jpg (GRAPHIC) — 11KB
• 0001213900-24-002761.txt ( ) — 292KB
• kern-20240110.xsd (EX-101.SCH) — 4KB
• kern-20240110_def.xml (EX-101.DEF) — 26KB
• kern-20240110_lab.xml (EX-101.LAB) — 36KB
• kern-20240110_pre.xml (EX-101.PRE) — 25KB
• ea191481-8k425_akerna_htm.xml (XML) — 5KB

01 Financial Statements and

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press Release dated January 10, 2024 104.1 Cover Page Interactive Data File (embedded within the Inline XBRL Document). Additional Information and Where to Find It This Current Report on Form 8-K may be deemed to be solicitation material with respect to the proposed transactions between Akerna and Gryphon and between Akerna and MJ Acquisition Co. In connection with the proposed transactions, Akerna has filed relevant materials with the United States Securities and Exchange Commission, or the SEC, including a registration statement on Form S-4 (File No. 333-271857) (the "Form S-4") that contains a prospectus and a proxy statement. Akerna mailed the proxy statement/prospectus to the Akerna stockholders on January 9, 2024. Investors and securityholders of Akerna and Gryphon are urged to read these materials because they contain important information about Akerna, Gryphon and the proposed transactions. This Current Report on Form 8-K is not a substitute for the Form S-4, definitive proxy statement/prospectus included in the Form S-4 or any other documents that Akerna may file with the SEC or send to securityholders in connection with the proposed transactions. Investors and security holders may obtain free copies of the documents filed with the SEC on Akerna's website at www.akerna.com, on the SEC's website at www.sec.gov or by directing a request to Akerna's Investor Relations at (516) 419-9915. This Current Report on Form 8-K is not a proxy statement or a solicitation of a proxy, consent or authorization with respect to any securities or in respect of the proposed transactions, and shall not constitute an offer to sell or the solicitation of an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qual

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. Dated: January 10, 2024 AKERNA CORP. By: /s/ Jessica Billingsley Name: Jessica Billingsley Title: Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR