SEC Filings — January 2024

Filing Type Breakdown

• 13F-HR: 60 filings
• SC 13G/A: 52 filings
• 8-K: 40 filings
• SC 13G: 35 filings
• 6-K: 23 filings
• 20-F: 6 filings
• SC 13D/A: 5 filings
• S-1/A: 4 filings
• DEF 14A: 3 filings
• 10-K: 2 filings
• S-1: 1 filings

Filings (20 of 231)

1. BlackRock Discloses Passive 5%+ Stake in Gap Inc. — Gap INC (GAP) · SC 13G · Jan 31, 2024
   BlackRock Inc., a major investment firm, reported on January 31, 2024, that as of December 31, 2023, it holds a significant stake in Gap Inc. (NYSE: GPS) common stock. This filing indicates BlackRock'
2. Duke Energy Florida Files Routine 8-K on Jan 31, 2024 — Duke Energy Florida, LLC. () · 8-K · Jan 31, 2024
   Duke Energy Florida, LLC filed an 8-K on January 31, 2024, indicating "Other Events" and "Financial Statements and Exhibits." This filing is primarily administrative, updating the public record with g
3. Cheniere Energy Confirms NYSE Listing for LNG Common Stock — Cheniere Energy, INC. (LNG) · 8-K · Jan 31, 2024
   Cheniere Energy, Inc. filed an 8-K on January 31, 2024, reporting an event that occurred on January 26, 2024. The filing indicates that the company's Common Stock, with a $0.003 par value, is register
4. NJR Files 8-K for Reg FD Disclosure, Financial Exhibits — New Jersey Resources CORP (NJR) · 8-K · Jan 31, 2024
   New Jersey Resources Corporation (NJR) filed an 8-K on January 31, 2024, primarily to disclose information under Regulation FD and to file financial statements and exhibits. This filing indicates that
5. DDD Partners Discloses 5.6% Stake in Richardson Electronics — Richardson Electronics, LTD. (RELL) · SC 13G · Jan 31, 2024
   DDD Partners, LLC, operating as Tschetter Group, has reported a significant stake in Richardson Electronics, Ltd. (RELL), holding 686,167 shares of common stock as of December 31, 2023. This represent
6. Novo Nordisk A/S Files 20-F for Fiscal Year Ended December 31, 2023 — Novo Nordisk A S (NONOF) · 20-F · Jan 31, 2024
   NOVO NORDISK A S (NONOF) filed a Foreign Annual Report (20-F) with the SEC on January 31, 2024. Novo Nordisk A/S filed its annual report on Form 20-F for the fiscal year ended December 31, 2023. The f
7. SEI Investments Files 8-K on Financial Results, Exhibits — Sei Investments CO (SEIC) · 8-K · Jan 31, 2024
   SEI Investments Company filed an 8-K on January 31, 2024, to report its 'Results of Operations and Financial Condition' and 'Financial Statements and Exhibits.' This filing indicates that SEI is provi
8. BlackRock Discloses 5.0% Passive Stake in CoreCard Corp — Corecard CORP () · SC 13G · Jan 31, 2024
   BlackRock Inc., a massive investment firm, reported on January 31, 2024, that as of December 31, 2023, it beneficially owns 5.0% of CoreCard Corp's Common Stock. This filing indicates BlackRock's pass
9. BlackRock Amends Schwab Stake, Maintains Significant Holding — Schwab Charles CORP (SCHW-PJ) · SC 13G/A · Jan 31, 2024
   BlackRock, Inc. filed an amended Schedule 13G/A on January 31, 2024, disclosing its ownership of Schwab Charles Corp (SCHW) common stock as of December 31, 2023. This filing, Amendment No. 7, indicate
10. BlackRock Discloses Passive Stake in Eastman Kodak as of Dec 31, 2023 — Eastman Kodak CO (KODK) · SC 13G · Jan 31, 2024
    BlackRock, Inc. has filed an SC 13G indicating its ownership of Eastman Kodak Co. common stock as of December 31, 2023. This filing, made under Rule 13d-1(b), signifies that BlackRock holds a signific
11. GAMCO Investors Updates Eastern Co. Stake in 13D/A Filing — Eastern CO (EML) · SC 13D/A · Jan 31, 2024
    GAMCO Investors, Inc. and its affiliates, including Gabelli Funds, LLC, filed an Amendment No. 12 to their Schedule 13D on January 30, 2024, regarding their ownership in The Eastern Company. This fili
12. Dow Inc. Files 2023 Annual Report on Form 10-K — Dow Chemical CO /De/ () · 10-K · Jan 31, 2024
    DOW CHEMICAL CO /DE/ filed a Annual Report (10-K) with the SEC on January 31, 2024. Dow Inc. reported its fiscal year 2023 results on December 31, 2023. The company's principal executive offices are l
13. BlackRock Discloses Passive Stake in Pure Cycle Corp. — Pure Cycle CORP (PCYO) · SC 13G · Jan 31, 2024
    BlackRock Inc., a major investment firm, filed an SC 13G on January 31, 2024, indicating its ownership of shares in Pure Cycle Corp. as of December 31, 2023. This filing, made under Rule 13d-1(b), sig
14. Prescott Group Maintains Significant Stake in Nature's Sunshine — Natures Sunshine Products INC (NATR) · SC 13G/A · Jan 31, 2024
    Prescott Group Capital Management, L.L.C. filed an amended SC 13G/A on January 31, 2024, indicating their beneficial ownership of Nature's Sunshine Products, Inc. common stock as of December 31, 2023.
15. BlackRock Discloses Significant Passive Stake in Crawford & Co. — Crawford & CO (CRD-B) · SC 13G · Jan 31, 2024
    BlackRock, Inc., a major investment firm, reported on January 31, 2024, that it holds a significant stake in Crawford & Company's Class A Common Stock as of December 31, 2023. This filing indicates Bl
16. Advanced Micro Devices, Inc. Files 2023 Annual Report on Form 10-K — Advanced Micro Devices INC (AMD) · 10-K · Jan 31, 2024
    ADVANCED MICRO DEVICES INC (AMD) filed a Annual Report (10-K) with the SEC on January 31, 2024. AMD filed its 2023 Form 10-K on January 31, 2024, covering the fiscal year ending December 30, 2023. The
17. COOKE & BIELER LP Discloses $11.3B Q4 2023 Equity Holdings — Cooke & Bieler LP () · 13F-HR · Jan 31, 2024
    COOKE & BIELER LP, an investment adviser, filed its 13F-HR on January 31, 2024, disclosing its equity holdings as of December 31, 2023. The filing shows significant positions in companies like AerCap
18. BlackRock Discloses Significant Stake in Comstock Resources — Comstock Resources INC (CRK) · SC 13G · Jan 31, 2024
    BlackRock Inc., a major investment firm, reported its ownership of Comstock Resources Inc. (CRK) common stock as of December 31, 2023. This filing indicates BlackRock holds a significant stake, which
19. Selective Insurance Group Files 8-K on Operations & Financials — Selective Insurance Group INC (SIGIP) · 8-K · Jan 31, 2024
    SELECTIVE INSURANCE GROUP, INC. (SIGI) filed an 8-K on January 31, 2024, to report on its results of operations and financial condition, along with Regulation FD Disclosure and Financial Statements an
20. UNILEVER PLC REPORTS DIRECTORATE CHANGE VIA 6-K FILING — Unilever PLC (UNLYF) · 6-K · Jan 31, 2024
    Unilever PLC filed a 6-K on January 31, 2024, to report a directorate change, which is a standard disclosure for foreign private issuers. The filing was signed by M. Varsellona, Chief Legal Officer an

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