Abacus Life Confirms NASDAQ Listing for Common Stock & Warrants

Ticker: ABXL · Form: 8-K · Filed: Jan 9, 2024 · CIK: 1814287

Complexity: simple

Sentiment: neutral

Topics: corporate-governance, exchange-listing, 8-K

TL;DR

**Abacus Life just filed an 8-K confirming its ABL stock and ABLLW warrants are listed on NASDAQ.**

AI Summary

Abacus Life, Inc. filed an 8-K on January 9, 2024, to confirm its common stock (ABL) and warrants (ABLLW) are registered and trading on The NASDAQ Stock Market LLC. This filing, categorized under "Other Events," simply formalizes the company's existing listing information. For investors, this matters because it reaffirms the company's compliance with exchange requirements and the continued liquidity of its shares and warrants on a major stock exchange.

Why It Matters

This filing confirms Abacus Life's securities are properly registered and trading on NASDAQ, ensuring continued market access and liquidity for investors.

Risk Assessment

Risk Level: low — This filing is purely administrative, confirming existing listing information, and introduces no new financial or operational risks.

Analyst Insight

This filing is largely administrative and confirms existing market conditions. Smart investors would note the continued listing on NASDAQ, which ensures liquidity, but this filing itself doesn't warrant immediate action or change in investment thesis.

Key Numbers

Key Players & Entities

FAQ

What is the purpose of this 8-K filing by Abacus Life, Inc.?

The purpose of this 8-K filing, dated January 9, 2024, is to report 'Other Events' and 'Financial Statements and Exhibits,' specifically confirming that Abacus Life, Inc.'s common stock (trading symbol ABL) and warrants (trading symbol ABLLW) are registered pursuant to Section 12(b) of the Act and listed on The NASDAQ Stock Market LLC.

What are the trading symbols for Abacus Life, Inc.'s securities mentioned in the filing?

According to the filing, the trading symbol for Abacus Life, Inc.'s common stock, par value $0.0001 per share, is ABL. The trading symbol for its warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per share, is ABLLW.

On which exchange are Abacus Life, Inc.'s securities registered?

The filing explicitly states that both the common stock and warrants of Abacus Life, Inc. are registered on The NASDAQ Stock Market LLC.

What is the exercise price for Abacus Life, Inc.'s warrants?

The filing specifies that each whole warrant is exercisable for one share of common stock at an exercise price of $11.50 per share.

What was Abacus Life, Inc.'s former company name and when did it change?

The filing indicates that Abacus Life, Inc.'s former conformed name was East Resources Acquisition Co, and the date of the name change was 20200605 (June 5, 2020).

Filing Stats: 476 words · 2 min read · ~2 pages · Grade level 10.3 · Accepted 2024-01-09 14:54:08

Key Financial Figures

Filing Documents

01. Other Events

Item 8.01. Other Events. On January 9, 2024, Abacus Life, Inc. issued a press release with an up update on its $15 million stock repurchase program previously announced on December 12, 2023. The press release is attached as Exhibit 99.1 to this Current Report .

01. Financial Statement and Exhibits

Item 9.01. Financial Statement and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description 99.1 Press Release - Stock Repurchase Program Update 104 Cover Page Interactive Data File (embedded within the Inline XBRL Document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. Abacus Life, Inc. Date: January 9, 2024 By: /s/ Jay Jackson Name: Jay Jackson Title: Chief Executive Officer

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