Associated Capital Group Files 8-K on Shareholder Votes

TL;DR

AC Associated Capital Group filed an 8-K on shareholder votes. Nothing major.

AI Summary

Associated Capital Group, Inc. filed an 8-K on June 5, 2024, reporting on matters submitted to a vote of security holders on June 4, 2024. The filing details the company's corporate structure and its principal executive offices located at 191 Mason Street, Greenwich, CT.

Why It Matters

This filing provides an update on corporate governance matters, specifically concerning votes by security holders, which can impact shareholder rights and company direction.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure regarding shareholder votes and does not indicate any significant financial distress or operational changes.

Key Numbers

• 1-37387 — Commission File Number (Identifies the company's SEC filing history)
• 47-3965991 — IRS Employer Identification No. (Company's tax identification number)

Key Players & Entities

• Associated Capital Group, Inc. (company) — Registrant
• June 4, 2024 (date) — Date of earliest event reported
• June 5, 2024 (date) — Date of report
• 191 Mason Street, Greenwich, CT 06830 (location) — Principal executive offices
• Gabelli Securities Group, Inc. (company) — Former company name

FAQ

Key Financial Figures

• $0.001 — stered Class A Common Stock, par value $0.001 per share AC New York Stock Exchang

Filing Documents

• ac20240603_8k.htm (8-K) — 48KB
• 0001437749-24-019340.txt ( ) — 178KB
• ac-20240604.xsd (EX-101.SCH) — 3KB
• ac-20240604_def.xml (EX-101.DEF) — 11KB
• ac-20240604_lab.xml (EX-101.LAB) — 15KB
• ac-20240604_pre.xml (EX-101.PRE) — 11KB
• ac20240603_8k_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On June 4, 2024, Associated Capital Group, Inc. (the "Company") held its 2024 Annual Meeting of Shareholders (the "Meeting"). As of April 16, 2024, the record date for the Meeting, the Company had outstanding 2,461,175 shares of Class A common stock ("Class A Stock") and 18,950,571 shares of Class B common stock ("Class B Stock"). The Class A Stock and Class B Stock vote together as a single class on all matters. Each share of Class A Stock is entitled to one vote per share and each share of Class B Stock is entitled to ten votes per share. Shares present or represented at the Meeting were 1,936,505 shares of Class A Stock and 18,461,909 shares of Class B Stock, constituting a quorum. At the Meeting, the shareholders of the Company (1) elected the nine director nominees to the board of directors of the Company to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified, (2) ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 and (3) approved the compensation of the Company's named executive officers. Set forth below are the final voting results with respect to each matter submitted to a vote of the shareholders. (1) Election of Directors: NOMINEES VOTES FOR VOTES WITHHELD BROKER NON-VOTES Mario J. Gabelli 185,945,117 324,583 285,895 Marc Gabelli 186,089,544 180,157 285,895 Daniel R. Lee 186,139,720 129,981 285,895 Bruce M. Lisman 186,108,448 161,253 285,895 Frederic V. Salerno 185,931,087 338,614 285,895 Salvatore F. Sodano 186,254,831 14,869 285,895 Elisa M. Wilson 185,971,549 298,152 285,895 Douglas R. Jamieson 186,268,516 1,185 285,895 Richard T. Prins 186,253,929 15,771 285,895 (2) Ratification of appointment of Deloitte & Touche LLP: VOTES FOR VOTES

View Full Filing

View this 8-K filing on SEC EDGAR