Associated Capital Group, Inc. (ACGP) — SEC Filings
Associated Capital Group, Inc. (ACGP) — 30 SEC filings. Latest: 8-K (Aug 15, 2025). Includes 19 8-K, 5 10-Q, 2 DEF 14A.
View Associated Capital Group, Inc. on SEC EDGAR
Overview
Associated Capital Group, Inc. (ACGP) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Aug 15, 2025: Associated Capital Group, Inc. filed an 8-K on August 15, 2025, to report a notice of delisting or failure to satisfy a continued listing rule. The filing also includes financial statements and exhibits. The company was formerly known as Gabelli Securities Group, Inc. before changing its name on May
Sentiment Summary
Across 30 filings, the sentiment breakdown is: 1 bearish, 28 neutral, 1 mixed. The dominant filing sentiment for Associated Capital Group, Inc. is neutral.
Filing Type Overview
Associated Capital Group, Inc. (ACGP) has filed 19 8-K, 5 10-Q, 2 DEF 14A, 2 10-K, 2 SC 13G/A with the SEC between Jan 2024 to Aug 2025.
Filings by Year
Recent SEC Filings (30)
Risk Profile
Risk Assessment: Of ACGP's 27 recent filings, 1 were flagged as high-risk, 4 as medium-risk, and 22 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $21,124,232 |
Key Executives
- Peter D. Goldstein
Industry Context
Associated Capital Group, Inc. operates within the financial services sector, specifically as a broker-dealer and investment advisor. The industry is characterized by intense competition, regulatory oversight, and sensitivity to market conditions. Companies in this space often rely on advisory fees, trading revenues, and capital appreciation from their investments.
Top Tags
financial-reporting (10) · 8-k (6) · 8-K (4) · corporate-governance (4) · 10-Q (4) · financials (4) · share-repurchase (3) · company-update (3) · filing (3) · financial-condition (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Share Repurchases (Q2 2025) | $0.8M | Decreased from $2.2M in Q2 2024, indicating reduced capital return to shareholders. |
| Share Repurchases (H1 2025) | $2.2M | Significantly down from $6.2M in H1 2024, a 64% reduction in buyback activity. |
| Additional Shares Authorized | 350,000 | Authorized on February 6, 2024, showing continued intent for buybacks despite lower execution. |
| Investment Advice Revenue (Q2 2025) | $16,248 | Slight decrease from $16,920 in Q2 2024, indicating stable but not growing core business. |
| Investment Advice Revenue (H1 2025) | $18,921,100 | Nearly flat compared to $18,950,571 in H1 2024, suggesting stagnant growth in a key segment. |
| Financial Service Other Revenue (Q2 2025) | $2,203,132 | Increased from $2,233,920 in Q2 2024, showing a slight positive trend in other services. |
| Commission File Number | 1-37387 | Identifies the company's SEC filing history |
| IRS Employer Identification No. | 47-3965991 | Company's tax identification number |
| Total Assets | $100.0B | As of March 31, 2025 |
| Total Liabilities | $100.0B | As of March 31, 2025 |
| Share Repurchases | $1.4M | For the three months ended March 31, 2025 |
| Stock Repurchases (2024) | $11.8 million | Significant capital return to shareholders |
| Stock Repurchases (2023) | $16.3 million | Previous year's capital return to shareholders |
| Earnings Per Share (Diluted) | 0.001 | Reported for the fiscal year |
| SEC File Number | 001-37387 | Identifies the company's filing history with the SEC. |
Related Companies
Frequently Asked Questions
What are the latest SEC filings for Associated Capital Group, Inc. (ACGP)?
Associated Capital Group, Inc. has 30 recent SEC filings from Jan 2024 to Aug 2025, including 19 8-K, 5 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of ACGP filings?
Across 30 filings, the sentiment breakdown is: 1 bearish, 28 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Associated Capital Group, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Associated Capital Group, Inc. (ACGP) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Associated Capital Group, Inc.?
Key financial highlights from Associated Capital Group, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for ACGP?
The investment thesis for ACGP includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Associated Capital Group, Inc.?
Key executives identified across Associated Capital Group, Inc.'s filings include Peter D. Goldstein.
What are the main risk factors for Associated Capital Group, Inc. stock?
Of ACGP's 27 assessed filings, 1 were flagged high-risk, 4 medium-risk, and 22 low-risk.
What are recent predictions and forward guidance from Associated Capital Group, Inc.?
Forward guidance and predictions for Associated Capital Group, Inc. are extracted from SEC filings as they are enriched.