Associated Capital Group 8-K: Delisting Notice Filed
Ticker: ACGP · Form: 8-K · Filed: Aug 15, 2025 · CIK: 1642122
| Field | Detail |
|---|---|
| Company | Associated Capital Group, Inc. (ACGP) |
| Form Type | 8-K |
| Filed Date | Aug 15, 2025 |
| Risk Level | high |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | bearish |
Sentiment: bearish
Topics: delisting, listing-standards, regulatory
TL;DR
AC Associated Capital Group just filed an 8-K about a delisting notice. Big red flag.
AI Summary
Associated Capital Group, Inc. filed an 8-K on August 15, 2025, to report a notice of delisting or failure to satisfy a continued listing rule. The filing also includes financial statements and exhibits. The company was formerly known as Gabelli Securities Group, Inc. before changing its name on May 12, 2015.
Why It Matters
This filing indicates potential issues with Associated Capital Group's continued listing on an exchange, which could impact its stock trading and investor confidence.
Risk Assessment
Risk Level: high — A notice of delisting or failure to meet listing standards suggests significant financial or operational distress for the company.
Key Players & Entities
- Associated Capital Group, Inc. (company) — Registrant
- Gabelli Securities Group, Inc. (company) — Former company name
- May 12, 2015 (date) — Date of name change
- August 15, 2025 (date) — Date of report
FAQ
What specific listing rule or standard has Associated Capital Group, Inc. failed to satisfy?
The filing does not specify the exact rule or standard that Associated Capital Group, Inc. has failed to satisfy; it only states that a notice of delisting or failure to satisfy a continued listing rule or standard has been issued.
What are the implications of this delisting notice for Associated Capital Group, Inc.'s stock?
A delisting notice typically implies that the company's stock may be removed from its current exchange, which can lead to reduced liquidity, lower trading volume, and potential price declines.
When was Associated Capital Group, Inc. formerly known as Gabelli Securities Group, Inc.?
Associated Capital Group, Inc. was formerly known as Gabelli Securities Group, Inc. prior to a name change that occurred on May 12, 2015.
What is the business address of Associated Capital Group, Inc.?
The business address of Associated Capital Group, Inc. is 191 Mason Street, Greenwich, CT 06830.
Does this 8-K filing contain specific financial figures or results?
While the filing is categorized under 'Financial Statements and Exhibits,' the provided text does not detail specific financial figures or results, focusing instead on the notice of delisting.
Filing Stats: 881 words · 4 min read · ~3 pages · Grade level 11.9 · Accepted 2025-08-15 17:05:20
Key Financial Figures
- $0.001 — tered Class A Common Stock , par value $0.001 per share AC New York Stock Exchange
Filing Documents
- ac20250815_8k.htm (8-K) — 27KB
- ex_853893.htm (EX-99.1) — 10KB
- 0001437749-25-027154.txt ( ) — 168KB
- ac-20250815.xsd (EX-101.SCH) — 3KB
- ac-20250815_def.xml (EX-101.DEF) — 11KB
- ac-20250815_lab.xml (EX-101.LAB) — 15KB
- ac-20250815_pre.xml (EX-101.PRE) — 11KB
- ac20250815_8k_htm.xml (XML) — 3KB
01
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 15, 2025, Associated Capital Group, Inc. ("AC" or the "Company") announced that it has given formal notice to the New York Stock Exchange ("NYSE") of its intention to voluntarily delist its Class A common stock (the "common stock") from the NYSE and to deregister under Section 12(b) of the Securities Exchange Act of 1934 (the "Exchange Act"). Following the de-listing from the NYSE, AC expects to provide liquidity to AC's Class A stock shareholders by listing AC Class A stock on the OTCQX platform (the "OTCQX"). AC plans on filing a Form 25 with the U.S. Securities and Exchange Commission (the "SEC") on or about August 25, 2025. The last day of trading in AC's common stock on the NYSE will be on or about September 4, 2025, when the Form 25 takes effect. Ninety days thereafter, AC's common stock deregistration is expected to become effective. When AC files Form 15 on or about September 4, 2025, its filing obligations under the Exchange Act will immediately be suspended or terminated, including the filing of all reports on Forms 8-K, 10-Q and 10-K. AC has filed an application for its common stock to be quoted on the OTCQX platform, operated by OTC Markets Group Inc. AC will continue to provide information to its stockholders and to take such actions to enable a trading market in its common stock to exist. There is no guarantee, however, that a broker will continue to make a market in the common stock and that trading of the common stock will continue on the OTCQX or otherwise or that the Company will continue to provide information sufficient to enable brokers to provide quotes for its common stock. The Board of Directors of the Company (the "Board") believes that the decision to delist the common stock from the NYSE and deregister and suspend its reporting obligations under the Exchange Act is in the best interest of the Company and its stockh
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits 99.1 Associated Capital Group's Press Release, dated August 15, 2025. 104 Cover Page Interactive Data File (formatted as Inline XBRL) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Associated Capital Group, Inc. By: /s/ Ian J. McAdams Ian J. McAdams Chief Financial Officer Date: August 15, 2025