Associated Capital Group Files 8-K

TL;DR

AC Associated Capital Group filed an 8-K on Oct 7th for financial updates.

AI Summary

Associated Capital Group, Inc. filed an 8-K on October 7, 2024, reporting on its results of operations and financial condition, and providing financial statements and exhibits. The filing does not contain specific financial figures or operational details within the provided text.

Why It Matters

This 8-K filing indicates that Associated Capital Group, Inc. is providing updates on its financial performance and condition to the SEC, which is important for investors to monitor the company's status.

Risk Assessment

Risk Level: low — The filing is a standard 8-K for reporting financial information and does not indicate any immediate or significant risks.

Key Players & Entities

• Associated Capital Group, Inc. (company) — Registrant
• October 7, 2024 (date) — Date of Report
• Delaware (jurisdiction) — State of incorporation
• 1-37387 (filing_id) — Commission File Number
• 47-3965991 (tax_id) — IRS Employer Identification No.
• 191 Mason Street (address) — Principal executive offices street
• Greenwich (city) — Principal executive offices city
• CT (state) — Principal executive offices state
• 06830 (zip_code) — Principal executive offices zip code
• ( 203 ) 629-9595 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $0.001 — tered Class A Common Stock , par value $0.001 per share AC New York Stock Exchange

Filing Documents

• ac20240809c_8k.htm (8-K) — 24KB
• ex_712047.htm (EX-99.1) — 8KB
• 0001437749-24-030822.txt ( ) — 163KB
• ac-20241007.xsd (EX-101.SCH) — 3KB
• ac-20241007_def.xml (EX-101.DEF) — 11KB
• ac-20241007_lab.xml (EX-101.LAB) — 15KB
• ac-20241007_pre.xml (EX-101.PRE) — 11KB
• ac20240809c_8k_htm.xml (XML) — 3KB

02

Item 2.02 Results of Operations and Financial Condition. The following information is furnished pursuant to Item 2.02, "Results of Operations and Financial Condition." On October 7, 2024, Associated Capital Group, Inc. (NYSE: AC) ("Associated Capital") announced a preliminary range for its book value per share for the quarter ended September 30, 2024. A copy of the related press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety. The information furnished under Item 2.02, including the exhibit attached hereto, is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, except otherwise as expressly stated in such filing.

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits 99.1 Associated Capital Group's Press Release, dated October 7, 2024. 104 Cover Page Interactive Data File (formatted as Inline XBRL) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Associated Capital Group, Inc. By: /s/ Ian J. McAdams Ian J. McAdams Chief Financial Officer Date: October 7, 2024

View Full Filing

View this 8-K filing on SEC EDGAR