Havens Amends Alpha Cognition Stake Filing
Ticker: ACOG · Form: SC 13D/A · Filed: Nov 15, 2024 · CIK: 1655923
Sentiment: neutral
Topics: schedule-13d, amendment, ownership-change
Related Tickers: ALFA
TL;DR
Havens updated his Alpha Cognition stake filing. Keep an eye on this.
AI Summary
John Prentiss Havens filed an amendment to Schedule 13D on November 15, 2024, regarding Alpha Cognition Inc. The filing indicates a change in beneficial ownership of the company's common shares. Havens' address is listed as 750 West Pender Street, Suite 1200, Vancouver, British Columbia, Canada.
Why It Matters
This filing signals a potential shift in control or significant investment interest in Alpha Cognition Inc., which could impact its stock price and strategic direction.
Risk Assessment
Risk Level: medium — Schedule 13D filings often precede significant corporate actions or changes in control, introducing uncertainty.
Key Players & Entities
- John Prentiss Havens (person) — Filing person
- Alpha Cognition Inc. (company) — Subject company
- Jason K. Brenkert (person) — Contact person
- Dorsey & Whitney LLP (company) — Legal counsel
FAQ
What specific changes in beneficial ownership are detailed in this amendment?
The filing is an amendment to Schedule 13D, indicating a change in beneficial ownership, but the specific details of the change are not provided in the provided text.
What is the CUSIP number for Alpha Cognition Inc. common shares?
The CUSIP number for Alpha Cognition Inc. common shares is 02074J501.
When was the event that required this filing to be made?
The date of the event which requires filing of this statement is November 13, 2024.
What is the business address of Alpha Cognition Inc.?
The business address of Alpha Cognition Inc. is 1200-750 W PENDER ST, VANCOUVER, A1, V6C 2T8.
Who is authorized to receive notices and communications for this filing?
John Havens, at Suite 1200 – 750 West Pender Street, Vancouver, British Columbia, Canada V6C 2T8, is authorized to receive notices and communications.
Filing Stats: 766 words · 3 min read · ~3 pages · Grade level 11.9 · Accepted 2024-11-15 17:02:38
Key Financial Figures
- $5.75 — 2 shares of Common Shares at a price of $5.75 per share, resulting in 15,531,282 outs
Filing Documents
- havens13da.htm (SC 13D/A) — 28KB
- 0000912282-24-000815.txt ( ) — 29KB
Interest in Securities of the Issuer
Item 5. Interest in Securities of the Issuer. Part (a) of Item 5 of the Original Schedule 13D is amended and restated in its entirety to read as follows: (a) As a result of the completion of the Issuer's public offering and the issuance of an additional 9,497,062 shares of Common Shares at a price of $5.75 per share, resulting in 15,531,282 outstanding Common Shares. The Reporting Person now beneficially owns less than five percent (5%) of the Issuer's Common Shares. Part (e) of Item 5 of the Original Schedule 13D is amended and restated in its entirety to read as follows: (e) The Reporting Person ceased to be a beneficial owner of 5% or more of the Company's Common Shares on November 13, 2024. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 15, 2024 /s/ John Havens Name: John Havens