SEC Filings — November 2024

Filing Type Breakdown

• 6-K: 101 filings
• 8-K: 97 filings
• SC 13D/A: 23 filings
• 10-K: 7 filings
• S-1/A: 3 filings
• DEFA14A: 3 filings
• 10-Q: 3 filings
• DEF 14A: 3 filings
• 8-K/A: 3 filings
• 10-K/A: 3 filings
• SC 13D: 2 filings
• S-1: 2 filings

Filings (20 of 250)

1. Famatown Finance Amends Valaris Stake Filing — Valaris LTD (VAL-WT) · SC 13D/A · Nov 29, 2024
   Famatown Finance Limited, on November 29, 2024, filed an amendment (No. 5) to its Schedule 13D for Valaris Limited. This filing indicates a change in beneficial ownership of Valaris Limited's common s
2. Sasol Sells Orion Project Stake to LyondellBasell — Sasol LTD (SASOF) · 6-K · Nov 29, 2024
   Sasol Limited announced on November 29, 2024, that it has completed the sale of its 50% stake in the Orion Project to its joint venture partner, LyondellBasell, for an undisclosed amount. This transac
3. HiTron Systems Inc. Files SC 13D for Exicure, Inc. — Hitron Systems INC. () · SC 13D · Nov 29, 2024
   HiTron Systems Inc. has filed a Schedule 13D regarding Exicure, Inc. on November 29, 2024. HiTron Systems Inc., led by CEO Andy Yoo, is located in Anseong-si, Gyeonggi-do, Korea. The filing indicates
4. Resolute Compo Holdings LLC Amends CompoSecure Stake Filing — Resolute Compo Holdings LLC () · SC 13D/A · Nov 29, 2024
   Resolute Compo Holdings LLC, along with John D. Cote and Thomas R. Knott, filed an amendment to their Schedule 13D on November 29, 2024, regarding their holdings in CompoSecure, Inc. The filing indica
5. Rocky Mountains Group Ltd Files S-1/A Amendment — Rocky Mountains Group LTD () · S-1/A · Nov 29, 2024
   Rocky Mountains Group Ltd filed an S-1/A amendment on November 29, 2024, for its registration statement. The company, incorporated in Nevada, is in the educational services sector and has its principa
6. Silexion Therapeutics Corp. Files 8-K for Security Holder Rights — Silexion Therapeutics CORP (SLXNW) · 8-K · Nov 29, 2024
   Silexion Therapeutics Corp. (formerly Biomotion Sciences) announced on November 27, 2024, a material modification to the rights of its security holders. This filing also includes amendments to its art
7. Summit Midstream Corp. Corrects Virtual Meeting Link — Summit Midstream CORP (SMC) · DEFA14A · Nov 29, 2024
   Summit Midstream Corporation filed a DEFA14A, indicating a correction to the access link for their virtual shareholder meeting. The filing, dated November 29, 2024, is a definitive additional material
8. Future Vision II Acquisition Corp. Files 8-K — Future Vision II Acquisition CORP. (FVNNR) · 8-K · Nov 29, 2024
   Future Vision II Acquisition Corp. filed an 8-K on November 29, 2024, reporting on events as of November 28, 2024. The filing indicates the entry into a material definitive agreement and includes fina
9. Concentra Group Holdings Appoints New Directors, Director Departs — Concentra Group Holdings Parent, INC. (CON) · 8-K · Nov 29, 2024
   Concentra Group Holdings Parent, Inc. announced on November 26, 2024, the departure of Director David R. White. The company also elected two new directors, Michael J. Riff and David M. Dvorak, to its
10. BrilliA Inc. Completes IPO of 2.5M Shares — Brillia INC (BRIA) · 6-K · Nov 29, 2024
    On November 29, 2024, BrilliA Inc. successfully closed its initial public offering (IPO) of 2,500,000 Class A ordinary shares. This offering was conducted under a registration statement filed with the
11. Chan Amends Agrify Stake Filing — Chan I-Tseng Jenny () · SC 13D/A · Nov 29, 2024
    Jenny I-Tseng Chan filed an amendment (No. 7) to Schedule 13D on November 29, 2024, regarding Agrify Corporation. The filing indicates a change in beneficial ownership, with the event date requiring t
12. Viessmann Group Amends Carrier Global Stake Filing — Viessmann Generations Group Gmbh & CO. Kg () · SC 13D/A · Nov 29, 2024
    Viessmann Generations Group GmbH & Co. KG, through its group members, has filed an amendment (No. 5) to its Schedule 13D/A regarding Carrier Global Corporation. The filing indicates a change in benefi
13. Wing Yip Food Holdings Completes IPO — Wing Yip Food Holdings Group LTD (WYHG) · 6-K · Nov 29, 2024
    Wing Yip Food Holdings Group Limited closed its initial public offering (IPO) on November 27, 2024, selling 2,050,000 American Depositary Shares (ADSs) at an undisclosed price. The IPO was conducted u
14. North Haven Net REIT Files 8-K for Regulation FD Disclosure — North Haven Net Reit () · 8-K · Nov 29, 2024
    North Haven Net REIT filed an 8-K on November 29, 2024, to report a Regulation FD Disclosure. The filing does not contain specific details about the nature of the disclosure, dollar amounts, or other
15. Alta Global Group Ltd. Files 6-K on AGM Results — Alta Global Group LTD (MMA) · 6-K · Nov 29, 2024
    Alta Global Group Limited filed a Form 6-K on November 29, 2024, to report the results of its Annual General Meeting. The filing includes Exhibit 99.1, which details the outcomes of the meeting. Nick
16. TOYO Co., Ltd Acquires Solar Plus Technology Texas LLC — Toyo CO., LTD (TOYWF) · 6-K · Nov 29, 2024
    On November 25, 2024, TOYO Co., Ltd's wholly-owned subsidiary, TOYO Solar LLC, acquired Solar Plus Technology Texas LLC through a Membership Interest Purchase Agreement. The filing does not disclose t
17. AngloGold Ashanti Files 6-K for November 2024 — Anglogold Ashanti PLC (AU) · 6-K · Nov 29, 2024
    AngloGold Ashanti plc filed a Form 6-K on November 29, 2024, reporting its status as a foreign private issuer. The filing indicates that the company is providing information under Rule 13a-16 or 15d-1
18. North Haven Private Income Fund Files 8-K — North Haven Private Income Fund A LLC () · 8-K · Nov 29, 2024
    North Haven Private Income Fund A LLC filed an 8-K on November 29, 2024, reporting unregistered sales of equity securities and a Regulation FD disclosure. The earliest event reported was on November 2
19. JPMorgan Chase Files 8-K on Preferred Stock Series — Jpmorgan Chase & CO (VYLD) · 8-K · Nov 29, 2024
    JPMorgan Chase & Co. filed an 8-K on November 29, 2024, to report other events and financial statements. The filing includes details on various series of preferred stock, such as Series DD with a 5.75
20. Aris Mining Announces Colombian Ministry Resolution — Aris Mining CORP (ARIS) · 6-K · Nov 29, 2024
    Aris Mining Corporation filed a Form 6-K on November 29, 2024, reporting a press release dated November 28, 2024. The press release, Exhibit 99.1, concerns Aris Mining's announcement regarding a propo

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