Rocky Mountains Group Ltd Files S-1/A Amendment

Sentiment: neutral

Topics: ipo, registration, sec-filing

TL;DR

Rocky Mountains Group Ltd filed an S-1/A, looks like they're prepping for a public offering soon.

AI Summary

Rocky Mountains Group Ltd filed an S-1/A amendment on November 29, 2024, for its registration statement. The company, incorporated in Nevada, is in the educational services sector and has its principal mailing address in Auckland, New Zealand. The filing indicates an intention to offer securities on a delayed or continuous basis.

Why It Matters

This S-1/A filing is a step in the process for Rocky Mountains Group Ltd to potentially offer its securities to the public, which could impact investors and the company's future operations.

Risk Assessment

Risk Level: medium — As this is an S-1/A filing, it indicates a company preparing for an initial public offering or further public sale of securities, which inherently carries risks associated with new market entrants and unproven business models.

Key Numbers

Key Players & Entities

FAQ

What is the primary business of Rocky Mountains Group Ltd?

Rocky Mountains Group Ltd is classified under Standard Industrial Classification code 8200, which corresponds to Services-Educational Services.

When was this S-1/A amendment filed?

This S-1/A amendment was filed on November 29, 2024.

Where is Rocky Mountains Group Ltd incorporated?

Rocky Mountains Group Ltd is incorporated in Nevada.

What is the company's principal mailing address?

The company's principal mailing address is E 242 Bucklands Beach Road, Bucklands Beach, Auckland 2012, New Zealand.

What is the purpose of an S-1/A filing?

An S-1/A filing is an amendment to a registration statement, typically used by companies preparing to offer securities to the public, indicating a step towards an IPO or further public sale.

Filing Stats: 4,660 words · 19 min read · ~16 pages · Grade level 13.4 · Accepted 2024-11-29 09:30:50

Key Financial Figures

Filing Documents

USE OF PROCEEDS

USE OF PROCEEDS 20 DETERMINATION OF OFFERING PRICE 20

DILUTION

DILUTION 21 PLAN OF DISTRIBUTION 22

DESCRIPTION OF SECURITIES

DESCRIPTION OF SECURITIES 23 INTERESTS OF NAMED EXPERTS AND COUNSEL 24 REPORTS TO SECURITIES HOLDERS 24 DESCRIPTION OF FACILITIES 24

LEGAL PROCEEDINGS

LEGAL PROCEEDINGS 25 PATENTS AND TRADEMARKS 25 DIRECTORS AND EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE 25

EXECUTIVE COMPENSATION

EXECUTIVE COMPENSATION 26

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT 28 CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS 28 PRINCIPAL ACCOUNTING FEES AND SERVICES 28 MATERIAL CHANGES 28

FINANCIAL STATEMENTS

FINANCIAL STATEMENTS F1- F21

INFORMATION NOT REQUIRED IN PROSPECTUS

PART II. INFORMATION NOT REQUIRED IN PROSPECTUS OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION 29 INDEMNIFICATION OF DIRECTORS AND OFFICERS 29 RECENT SALES OF UNREGISTERED SECURITIES 30 EXHIBITS TO THE REGISTRATION STATEMENT 30 UNDERTAKINGS 31

SIGNATURES

SIGNATURES 32 You should rely only on the information contained in this prospectus or contained in any free writing prospectus filed with the Securities and Exchange Commission. We have not authorized anyone to provide you with additional information or information different from that contained in this prospectus filed with the Securities and Exchange Commission. We take no responsibility for, and can provide no assurance as to the reliability of, any other information that others may give you. We are offering to sell, and seeking offers to buy, our common stock only in jurisdictions where offers and sales are permitted. The information contained in this prospectus is accurate only as of the date of this prospectus, regardless of the time of delivery of this prospectus or any sale of shares of our common stock. Our business, financial condition, results of operations and prospects may have changed since that date. Through November 29, 2024 all dealers that effect transactions in these securities, whether or not participating in this offering, may be required to deliver a prospectus. This is in addition to the dealers’ obligation to deliver a prospectus when acting as underwriters and with respect to their unsold allotments or subscriptions. The date of this prospectus is November 29, 2024. Table of Contents PART I PROSPECTUS PROSPECTUS SUMMARY In this Prospectus, “Rocky Mountains Group,” “Rocky Mountains” the “Company,” “we,” “us,” and “our,” refer to Rocky Mountains Group Ltd, unless the context otherwise requires. Unless otherwise indicated, the term “fiscal year” refers to our fiscal year ending May 31st. Unless otherwise indicated, the term “common stock” refers to shares of the Company’s common stock. This Prospectus, and any supplement to this Prospectus include “forward-looking statements”. To the extent that the information

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