Resolute Compo Holdings LLC Amends CompoSecure Stake Filing

Sentiment: neutral

Topics: ownership-change, sec-filing, amendment

Related Tickers: CMPO

TL;DR

Resolute Compo Holdings LLC updated their 13D filing for CompoSecure, Inc. on 11/29/24. Watch for changes.

AI Summary

Resolute Compo Holdings LLC, along with John D. Cote and Thomas R. Knott, filed an amendment to their Schedule 13D on November 29, 2024, regarding their holdings in CompoSecure, Inc. The filing indicates a change in their beneficial ownership, though specific new percentages or dollar amounts are not detailed in this excerpt. This amendment updates their previous filing concerning their stake in the finance services company.

Why It Matters

This amendment signals a potential shift in the ownership structure or strategy of CompoSecure, Inc., which could impact its stock price and future corporate actions.

Risk Assessment

Risk Level: medium — Amendments to Schedule 13D filings often indicate significant changes in beneficial ownership, which can lead to increased stock volatility.

Key Numbers

Key Players & Entities

FAQ

What specific changes in beneficial ownership are detailed in this amendment?

The provided excerpt does not specify the exact changes in beneficial ownership, only that an amendment was filed on November 29, 2024.

Who are the named group members filing this amendment?

The named group members are John D. Cote, Resolute Compo Holdings LLC, and Thomas R. Knott.

What is the CUSIP number for CompoSecure, Inc. Class A Common Stock?

The CUSIP number for CompoSecure, Inc. Class A Common Stock is 20459V105.

What is the business address of Resolute Compo Holdings LLC?

The business address of Resolute Compo Holdings LLC is 445 Park Avenue, 15th Floor, New York, NY 10022.

What was the former company name of CompoSecure, Inc.?

The former company name of CompoSecure, Inc. was Roman DBDR Tech Acquisition Corp.

Filing Stats: 1,907 words · 8 min read · ~6 pages · Grade level 9 · Accepted 2024-11-29 17:29:17

Key Financial Figures

Filing Documents

INTEREST IN SECURITIES OF THE ISSUER

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.

is hereby amended and restated to read in its

Item 5 is hereby amended and restated to read in its entirety as follows: (a) – (b). The following information with respect to the ownership of the Class A Common Stock of the Issuer by the persons filing this statement on Schedule 13D is provided as of November 27, 2024: Reporting Persons Shares Held Directly Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Beneficial Percentage of Class (3) Resolute Compo Holdings LLC (1) 49,290,409 0 49,290,409 0 49,290,409 49,290,409 51.3 % Tungsten 2024 LLC (1) 0 0 49,290,409 0 49,290,409 49,290,409 51.3 % Thomas Knott (1) 0 0 49,290,409 0 49,290,409 49,290,409 51.3 % John Cote (1) 0 1,500,000(2) 49,290,409 1,500,000(2) 49,290,409 50,790,409 52.8 % (1) Resolute Compo Holdings is the record holder of 49,290,409 shares of Class A Common Stock. Tungsten is the managing member of Resolute Compo Holdings, Mr. John Cote is the manager of Tungsten and Mr. Knott is a member of Resolute Compo Holdings. Tungsten, as managing member, has the right to vote and dispose of the shares of Class A Common Stock reported herein, subject to certain consultation rights held by Mr. Knott. Accordingly, Tungsten, Mr. John Cote and Mr. Knott may each be deemed to share beneficial ownership of the shares of Class A Common Stock held of record by Resolute Compo Holdings. (2) Shares held through Ridge Valley LLC, of which Mr. John Cote serves as manager. (3) Based upon 96,164,658 shares of Class A Common Stock that were outstanding as of November 27, 2024, as reported by the issuer in a Current Report on Form 8-K filed on November 29, 2024. The information provided pursuant to this Item 5 excludes 2,000,000 and 618,013 shares of Class A Common Stock held by Michele D. Logan and CompoSecure Employee, L.L.C., respectively, each of which has agreed pursuant to the respective Purchase Agreement, attache

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