Aeluma, Inc. Files 8-K/A Amendment
Ticker: ALMU · Form: 8-K/A · Filed: Aug 30, 2024 · CIK: 1828805
| Field | Detail |
|---|---|
| Company | Aeluma, INC. (ALMU) |
| Form Type | 8-K/A |
| Filed Date | Aug 30, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $1.8 million, $1,800,000, $0.0001, $1,345,000, $3,145,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: amendment, material-agreement, exhibits
TL;DR
Aeluma filed an 8-K/A, amending previous filings with new material agreements and financials.
AI Summary
Aeluma, Inc. filed an 8-K/A amendment on August 30, 2024, related to events on August 29, 2024. The filing pertains to the entry into a material definitive agreement and includes financial statements and exhibits. Aeluma, Inc. was formerly known as Parc Investments, Inc. and changed its name on October 16, 2020.
Why It Matters
This amendment to a previous filing indicates updates or corrections to material definitive agreements and financial information, which could impact investor understanding of the company's current status.
Risk Assessment
Risk Level: low — This filing is an amendment to a previous report and does not introduce new material events or financial distress.
Key Players & Entities
- Aeluma, Inc. (company) — Registrant
- Parc Investments, Inc. (company) — Former company name
- August 29, 2024 (date) — Date of earliest event reported
- August 30, 2024 (date) — Filing date
FAQ
What specific material definitive agreement is being amended or supplemented by this 8-K/A filing?
The filing indicates an 'Entry into a Material Definitive Agreement' as an item information, but the specific details of the agreement are not provided in this excerpt.
What financial statements and exhibits are included with this 8-K/A filing?
The filing lists 'Financial Statements and Exhibits' as an item information, but the specific content of these documents is not detailed in this excerpt.
When did Aeluma, Inc. officially change its name from Parc Investments, Inc.?
Aeluma, Inc. changed its name from Parc Investments, Inc. on October 16, 2020.
What is the principal executive office address for Aeluma, Inc.?
The principal executive offices of Aeluma, Inc. are located at 27 Castilian Drive, Goleta, California 93117.
What is the SIC code for Aeluma, Inc.?
Aeluma, Inc. has a Standard Industrial Classification (SIC) code of 3674, which corresponds to SEMICONDUCTORS & RELATED DEVICES.
Filing Stats: 656 words · 3 min read · ~2 pages · Grade level 12.4 · Accepted 2024-08-29 19:40:30
Key Financial Figures
- $1.8 million — he "NPA") for an aggregate financing of $1.8 million with five accredited investors ("Invest
- $1,800,000 — es in the aggregate principal amount of $1,800,000 (the "Notes") to purchase shares of the
- $0.0001 — f the Company's common stock, par value $0.0001 per share (the "Common Stock"). At a se
- $1,345,000 — rs in the aggregate principal amount of $1,345,000 for aggregate proceeds of $3,145,000. T
- $3,145,000 — of $1,345,000 for aggregate proceeds of $3,145,000. The Company may hold additional closin
Filing Documents
- ea021294101-8ka_aeluma.htm (8-K/A) — 28KB
- 0001213900-24-074054.txt ( ) — 196KB
- almu-20240829.xsd (EX-101.SCH) — 3KB
- almu-20240829_lab.xml (EX-101.LAB) — 33KB
- almu-20240829_pre.xml (EX-101.PRE) — 22KB
- ea021294101-8ka_aeluma_htm.xml (XML) — 4KB
01 Entry into a Material Definitive
Item 1.01 Entry into a Material Definitive Agreement. As previously reported on a Current Report on Form 8-K filed August 6, 2024, on August 5, 2024, Aeluma, Inc. ("Aeluma" or the "Company") entered into note purchase agreements (the "NPA") for an aggregate financing of $1.8 million with five accredited investors ("Investors"). At the first closing under the NPA, which occurred on August 5, 2024, the Company issued to the investor's convertible promissory notes in the aggregate principal amount of $1,800,000 (the "Notes") to purchase shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). At a second closing under the NPA, which occurred on August 27, 2024, the Company issued convertible promissory notes to five additional accredited Investors in the aggregate principal amount of $1,345,000 for aggregate proceeds of $3,145,000. The Company may hold additional closings, but there is no guarantee as to how much additional proceeds, if any, it will receive. The foregoing description of the NPA and the Note is qualified by reference to the full text of the forms of NPA and Note, which are filed as Exhibits hereto and incorporated herein by reference. Neither this Current Report on Form 8-K, nor any exhibit attached hereto, is an offer to sell or the solicitation of an offer to buy shares of Common Stock or other securities of the Company. Such disclosure does not constitute an offer to sell, or the solicitation of an offer to buy nor shall there be any sales of the Company's securities in any state in which such offer, solicitation or sale would be unlawful. The securities mentioned herein have not been registered under the United States Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements under the Securities Act and applicable state securities laws.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit 10.1 Form of Note Purchase Agreement 10.2 Form of Note 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AELUMA, INC. Date: August 29, 2024 By: /s/ Jonathan Klamkin Jonathan Klamkin President, Chief Executive Officer and Director