Aeluma, INC. (ALMU) — SEC Filings

Q: What are the key financial highlights for Aeluma, INC.?

Key financial highlights for Aeluma, INC. are extracted from the most recent 10-K or 10-Q filings, including revenue, net income, EPS, debt-to-equity, cash position, and operating margin.

Q: Who are the key executives at Aeluma, INC.?

Key executives at Aeluma, INC. are identified from SEC filings including 10-K annual reports, proxy statements, and insider trade forms.

Q: What are the main risk factors for Aeluma, INC. stock?

Risk factors for Aeluma, INC. (ALMU) are assessed from SEC filings using AI analysis. Each filing is categorized as high, medium, or low risk based on disclosed risk factors and financial indicators.

Q: What are recent predictions and forward guidance from Aeluma, INC.?

Forward-looking statements and predictions from Aeluma, INC. are extracted from SEC filings including earnings reports, annual reports, and current event filings.

Latest SEC filings for Aeluma, INC.. Recent DEF 14A filing on Dec 2, 2025. AI-decoded analysis of earnings, risk factors, and insider trades.

View Aeluma, INC. on SEC EDGAR

Overview

Aeluma, INC. (ALMU) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Dec 2, 2025: Aeluma, Inc. (ALMU) has filed a DEF 14A preliminary proxy statement for its 2025 Annual General Meeting of Shareholders, scheduled for January 15, 2026, at 9:00 a.m. PST, to be held virtually. The company is seeking shareholder approval for two key proposals: the election of Class I directors for a

Sentiment Summary

Across 28 filings, the sentiment breakdown is: 1 bullish, 27 neutral. The dominant filing sentiment for Aeluma, INC. is neutral.

Filing Type Overview

Aeluma, INC. (ALMU) has filed 2 DEF 14A, 6 10-Q, 14 8-K, 2 10-K, 2 S-1/A, 1 S-1, 1 8-K/A with the SEC between Jan 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (28)

Aeluma Sets Jan. 15 Virtual Shareholder Meeting for Director, Auditor Votes — DEF 14A · Dec 2, 2025 Risk: low
Aeluma, Inc. (ALMU) has filed a DEF 14A preliminary proxy statement for its 2025 Annual General Meeting of Shareholders, scheduled for January 15, 2026, at 9:00
Aeluma, Inc. Files Q3 2025 10-Q Report — 10-Q · Nov 12, 2025 Risk: low
Aeluma, Inc. filed its 10-Q report for the quarterly period ended September 30, 2025. The company is incorporated in Delaware and headquartered in Goleta, Calif
Aeluma, Inc. Files 8-K: Name Change & Financials — 8-K · Oct 20, 2025 Risk: low
Aeluma, Inc. filed an 8-K on October 20, 2025, reporting "Other Events" and "Financial Statements and Exhibits." The filing indicates a change in the company's
Aeluma, Inc. Enters Material Definitive Agreement — 8-K · Sep 19, 2025 Risk: medium
On September 17, 2025, Aeluma, Inc. entered into a material definitive agreement. The filing does not provide further details on the nature of the agreement or
Aeluma Secures $12.6M in Public Offering, Lands Key Government Contracts — 10-K · Sep 9, 2025 Risk: medium
Aeluma, Inc. (ALMU) reported significant strategic developments for the fiscal year ended June 30, 2025, focusing on high-performance semiconductors. The compan
Aeluma, Inc. Files 8-K on Officer/Director Changes — 8-K · Aug 8, 2025 Risk: medium
Aeluma, Inc. filed an 8-K on August 8, 2025, reporting on the departure of directors or certain officers, the election of directors, the appointment of certain
Aeluma, Inc. Files Q1 2025 10-Q Report — 10-Q · May 9, 2025 Risk: low
Aeluma, Inc. filed its 10-Q for the quarterly period ended March 31, 2025. The company, formerly known as Parc Investments, Inc., is incorporated in Delaware an
Aeluma, Inc. Files 8-K on Financials — 8-K · May 7, 2025 Risk: low
Aeluma, Inc. filed an 8-K on May 7, 2025, reporting on its results of operations and financial condition. The filing includes financial statements and exhibits,
Aeluma, Inc. Files 8-K: Material Agreement, Exhibits — 8-K · Mar 28, 2025 Risk: medium
Aeluma, Inc. announced on March 28, 2025, that it entered into a Material Definitive Agreement on March 26, 2025. The filing also includes Regulation FD Disclos
Aeluma, Inc. Files S-1/A for IPO — S-1/A · Mar 25, 2025 Risk: medium
Aeluma, Inc. filed an S-1/A amendment on March 25, 2025, for its initial public offering. The company, previously known as Parc Investments, Inc., is incorporat
Aeluma, Inc. Files S-1/A Amendment — S-1/A · Mar 20, 2025 Risk: medium
Aeluma, Inc. filed an S-1/A on March 20, 2025, as a pre-effective amendment to its registration statement. The company, formerly known as Parc Investments, Inc.
Aeluma, Inc. Files 8-K: Director/Officer Changes & Exhibits — 8-K · Mar 19, 2025 Risk: medium
Aeluma, Inc. filed an 8-K on March 19, 2025, reporting changes in its board of directors and executive officers, as well as updates to compensatory arrangements
Aeluma, Inc. Files for IPO — S-1 · Feb 28, 2025 Risk: medium
Aeluma, Inc., formerly Parc Investments, Inc., filed an S-1 registration statement on February 28, 2025, signaling its intent to go public. The company, incorpo
Aeluma, Inc. Files 8-K: Officer/Director Changes & Compensation — 8-K · Feb 26, 2025 Risk: medium
Aeluma, Inc. filed an 8-K on February 26, 2025, reporting on events that occurred on February 24, 2025. The filing covers the departure of directors or certain
Aeluma, Inc. Files Q4 2024 10-Q Report — 10-Q · Feb 11, 2025 Risk: low
Aeluma, Inc. filed its 10-Q report for the quarterly period ended December 31, 2024. The company, formerly known as Parc Investments, Inc., is incorporated in D
Aeluma, Inc. Files 8-K for Financial Reporting — 8-K · Feb 10, 2025 Risk: low
On February 10, 2025, Aeluma, Inc. filed an 8-K report. The filing primarily concerns the company's financial statements and exhibits, indicating a reporting of
Aeluma, Inc. Files 8-K for Security Holder Vote Matters — 8-K · Jan 10, 2025 Risk: low
Aeluma, Inc. filed an 8-K on January 10, 2025, to report on the submission of matters to a vote of its security holders. The filing does not contain specific de
Aeluma, Inc. Files 2025 Proxy Statement — DEF 14A · Dec 9, 2024 Risk: low
Aeluma, Inc. filed its definitive proxy statement on December 9, 2024, for its 2025 annual meeting of stockholders. The company, formerly known as Parc Investme
Aeluma, Inc. Files 8-K: Other Events & Exhibits — 8-K · Dec 4, 2024 Risk: low
Aeluma, Inc. filed an 8-K on December 4, 2024, reporting "Other Events" and "Financial Statements and Exhibits." The filing indicates a name change from Parc In
Aeluma, Inc. Files Q3 2024 10-Q Report — 10-Q · Nov 8, 2024 Risk: low
Aeluma, Inc. filed its 10-Q for the quarterly period ended September 30, 2024. The company, formerly known as Parc Investments, Inc., is incorporated in Delawar
Aeluma, Inc. Files 8-K for Other Events — 8-K · Oct 30, 2024 Risk: low
Aeluma, Inc. filed an 8-K on October 30, 2024, reporting other events and financial statements. The company, formerly known as Parc Investments, Inc., is incorp
Aeluma, Inc. Files 2024 Annual Report — 10-K · Sep 27, 2024 Risk: low
Aeluma, Inc. filed its annual report on Form 10-K for the fiscal year ended June 30, 2024. The company, incorporated in Delaware and headquartered in Goleta, Ca
Aeluma, Inc. Files 8-K on Financials — 8-K · Sep 25, 2024 Risk: low
Aeluma, Inc. filed an 8-K on September 25, 2024, reporting on its results of operations and financial condition, and including financial statements and exhibits
Aeluma, Inc. Files 8-K/A Amendment — 8-K/A · Aug 30, 2024 Risk: low
Aeluma, Inc. filed an 8-K/A amendment on August 30, 2024, related to events on August 29, 2024. The filing pertains to the entry into a material definitive agre
Aeluma, Inc. Files 8-K for Material Agreement — 8-K · Aug 6, 2024 Risk: medium
On August 6, 2024, Aeluma, Inc. filed an 8-K report detailing a material definitive agreement and financial statements. The company, formerly known as Parc Inve
Aeluma, Inc. Files Quarterly Report on Form 10-Q for Period Ended March 31, 2024 — 10-Q · May 10, 2024 Risk: low
Aeluma, Inc. (ALMU) filed a Quarterly Report (10-Q) with the SEC on May 10, 2024. Aeluma, Inc. filed a Form 10-Q for the quarterly period ended March 31, 2024.
Aeluma, Inc. Files 10-Q for Period Ended December 31, 2023 — 10-Q · Feb 12, 2024 Risk: low
Aeluma, Inc. (ALMU) filed a Quarterly Report (10-Q) with the SEC on February 12, 2024. Aeluma, Inc. filed a 10-Q quarterly report for the period ended December
Aeluma Opts Out of EGC Accounting Transition Period — 8-K · Jan 30, 2024
Aeluma, Inc. filed an 8-K on January 30, 2024, indicating it is an "emerging growth company" and has elected not to use the extended transition period for compl

Risk Profile

Risk Assessment: Of ALMU's 27 recent filings, 0 were flagged as high-risk, 10 as medium-risk, and 17 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Key Executives

Jonathan Klamkin

Industry Context

Aeluma, Inc. operates within a dynamic industry where timely shareholder engagement is crucial for corporate governance and strategic alignment. Companies in this sector often face scrutiny regarding transparency and shareholder rights, making proxy season a critical period for communication and decision-making. The increasing adoption of virtual meetings reflects a broader trend towards leveraging technology for greater accessibility and cost-efficiency in shareholder communications.

Top Tags

semiconductors (7) · 10-Q (6) · filing (4) · material-agreement (4) · quarterly-report (3) · sec-filing (3) · financial-reporting (3) · 8-k (3) · ipo (3) · corporate-action (2)

Key Numbers

Date of 2025 Annual General Meeting: January 15, 2026 — Meeting will be held virtually at 9:00 a.m. PST
Record Date for voting eligibility: November 21, 2025 — Shareholders of record on this date are entitled to vote
Shares of Common Stock outstanding: 17,857,863 — Number of votes entitled to be cast at the 2025 Annual Meeting
Fiscal year end for auditor re-appointment: June 30, 2026 — Rose, Snyder & Jacobs LLP proposed for this period
Mailing date of Notice of Internet Availability of Proxy Materials: December 2, 2025 — Shareholders received instructions on accessing proxy materials
Deadline for Internet and telephone voting: 11:59 p.m. EST on January 14, 2026 — Electronic votes must be received by this time
Postmark deadline for mail voting: 3:00 p.m. on January 13, 2026 — Proxy cards must be postmarked by this time to be counted
Par value per share of Common Stock: $0.0001 — Stated par value of Aeluma's common stock
shelf registration statement total dollar amount: $100,000,000 — potential future capital raise
DARPA contract value: $11.7 million — significant government funding for technology development
U.S. Navy contract funding: $1.3 million — accelerating high-speed photodetector development
total gross proceeds from public offering: $13.8 million — capital raised before discounts and expenses
net proceeds from public offering: $12.6 million — funds available for business development and operations
shares sold in public offering: 2,285,714 — part of the capital raise
public offering price per share: $5.25 — valuation for new equity

Frequently Asked Questions

What are the latest SEC filings for Aeluma, INC. (ALMU)?

Aeluma, INC. has 28 recent SEC filings from Jan 2024 to Dec 2025, including 14 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of ALMU filings?

Across 28 filings, the sentiment breakdown is: 1 bullish, 27 neutral. The dominant sentiment is neutral.

Where can I find Aeluma, INC. SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Aeluma, INC. (ALMU) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Aeluma, INC.?

Key financial highlights from Aeluma, INC.'s most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for ALMU?

The investment thesis for ALMU includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Aeluma, INC.?

Key executives identified across Aeluma, INC.'s filings include Jonathan Klamkin.

What are the main risk factors for Aeluma, INC. stock?

Of ALMU's 27 assessed filings, 0 were flagged high-risk, 10 medium-risk, and 17 low-risk.

What are recent predictions and forward guidance from Aeluma, INC.?

Forward guidance and predictions for Aeluma, INC. are extracted from SEC filings as they are enriched.