Aeluma, Inc. Files 8-K on Financials

Ticker: ALMU · Form: 8-K · Filed: Sep 25, 2024 · CIK: 1828805

Sentiment: neutral

Topics: financial-reporting, 8-k

TL;DR

Aeluma dropped an 8-K detailing its financials - check it out.

AI Summary

Aeluma, Inc. filed an 8-K on September 25, 2024, reporting on its results of operations and financial condition, and including financial statements and exhibits. The company, formerly known as Parc Investments, Inc., is incorporated in Delaware and headquartered in Goleta, California.

Why It Matters

This filing provides investors with an update on Aeluma, Inc.'s financial performance and condition, which is crucial for assessing the company's health and future prospects.

Risk Assessment

Risk Level: low — This is a routine financial filing and does not indicate any immediate or significant risks.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing for Aeluma, Inc.?

The primary purpose is to report on Aeluma, Inc.'s Results of Operations and Financial Condition, and to include Financial Statements and Exhibits.

When was this 8-K filing submitted?

This 8-K filing was submitted on September 25, 2024.

What was Aeluma, Inc.'s former company name?

Aeluma, Inc.'s former company name was Parc Investments, Inc.

In which state is Aeluma, Inc. incorporated?

Aeluma, Inc. is incorporated in Delaware.

Where are Aeluma, Inc.'s principal executive offices located?

Aeluma, Inc.'s principal executive offices are located at 27 Castilian Drive, Goleta, California.

Filing Stats: 484 words · 2 min read · ~2 pages · Grade level 11 · Accepted 2024-09-25 08:00:34

Filing Documents

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2024 Aeluma, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56218 85-2807351 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 27 Castilian Drive Goleta , California 93117 (Address of principal executive offices) (Zip Code) 805 - 351-2707 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: none. Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 2.02 Results of Operations and Financial Condition. On September 24, 2024, Aeluma, Inc. (the " Company ") issued a press release announcing its financial results for the fourth quarter ended June 30, 2024. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information reported under this Item 2.02 of Form 8-K, including Exhibit 99.1, is being furnished and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit 99.1 Press Release of Aeluma, Inc. dated September 24, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AELUMA, INC. Date: September 25, 2024 By: /s/ Jonathan Klamkin Jonathan Klamkin President, Chief Executive Officer and Director 2

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