SC 13G/A: ALPINE BANKS OF COLORADO

AI Summary

SC 13G/A filing by ALPINE BANKS OF COLORADO.

Risk Assessment

Risk Level: low

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Filing Documents

• alpib-sc13ga_093024.htm (SC 13G/A) — 126KB
• 0001839882-24-039122.txt ( ) — 128KB

From the Filing

SC 13G/A 1 alpib-sc13ga_093024.htm AMENDMENT TO FORM SC 13G UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 ALPINE BANKS OF COLORADO (Name of Issuer) Common Stock, no par value (Titles of Class of Securities) 020810107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out of a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “ Act ”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ). CUSIP No. 020810107 13G/A Page 2 of 11 1 NAME OF REPORTING PERSON Fourthstone LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER - 0 - 6 SHARED VOTING POWER 731,763 7 SOLE DISPOSITIVE POWER - 0 - 8 SHARED DISPOSITIVE POWER 731,763 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 731,763 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.92% (1) 12 TYPE OF REPORTING PERSON IA (1) Based on 8,205,218 shares of Common Stock (as defined below) of the Issuer (as defined below) outstanding as of September 30, 2024, based on the Issuer’s Third Quarter Financial Statement filed on October 30, 2024. Fourthstone LLC acquired the Issuer’s shares in the ordinary course of business as a registered investment adviser and not with the purpose nor with the effect of influencing the control of the Issuer. CUSIP No. 020810107 13G/A Page 3 of 11 1 NAME OF REPORTING PERSON Fourthstone Master Opportunity Fund Ltd 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER - 0 - 6 SHARED VOTING POWER 543,591 7 SOLE DISPOSITIVE POWER - 0 - 8 SHARED DISPOSITIVE POWER 543,591 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 543,591 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.62% (2) 12 TYPE OF REPORTING PERSON OO (2) Based on 8,205,218 shares of Common Stock (as defined below) of the Issuer (as defined below) outstanding as of September 30, 2024, based on the Issuer’s Third Quarter Financial Statement filed on October 30, 2024. CUSIP No. 020810107 13G/A Page 4 of 11 1 NAME OF REPORTING PERSON Fourthstone GP LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER - 0 - 6 SHARED VOTING POWER 188,172 7 SOLE DISPOSITIVE POWER - 0 - 8 SHARED DISPOSITIVE POWER 188,172 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 188,172 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.29% (3) 12 TYPE OF REPORTING PERSON OO (3) Based on 8,205,218 shares of Common Stock (as defined below) of the Issuer (as defined below) outstanding as of September 30, 2024, based on the Issuer’s Third Quarter Financial Statement filed on October 30, 2024. Fourthstone GP LLC is the general partner of and may be deemed to beneficially own securities owned by, Fourthstone QP Opportunity Fund LP and Fourthstone Small-Cap Financials Fund LP. CUSIP No. 020810107 13G/A Page 5 of 11 1 NAME OF REPORTING PERSON Fourthstone QP Opportunity Fund LP 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER - 0 - 6 SHARED VOTING POWER 167,055 7 SOLE DISPOSITIVE POWER - 0 - 8 SHARED DISPOSITIVE POWER 167,055 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 167,055 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLU

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