Artisan Partners Files 8-K on Operations, Officer Changes

TL;DR

**APAM just filed an 8-K, expect financial updates or executive news soon!**

AI Summary

Artisan Partners Asset Management Inc. filed an 8-K on January 30, 2024, reporting an event that occurred on January 25, 2024. This filing indicates that the company is disclosing information related to its results of operations and financial condition, as well as potential changes in directors or officers and their compensation. This matters to investors because it signals upcoming financial disclosures or significant personnel changes that could impact the company's future performance and strategic direction.

Why It Matters

This filing signals that Artisan Partners Asset Management Inc. will soon release important financial results or announce key leadership changes, both of which can directly influence the company's stock price and long-term outlook.

Risk Assessment

Risk Level: medium — The filing indicates upcoming disclosures about financial condition and potential officer changes, which could introduce either positive or negative news, creating uncertainty.

Analyst Insight

A smart investor would monitor Artisan Partners Asset Management Inc.'s news releases closely in the coming days for the specific financial results and any executive changes hinted at by this 8-K filing, as these will provide concrete details impacting future valuation.

Key Numbers

• $0.01 — Par Value per Share (Par value of Artisan Partners' Class A common stock)

Key Players & Entities

• Artisan Partners Asset Management Inc. (company) — the registrant filing the 8-K
• January 25, 2024 (date) — date of the earliest event reported
• January 30, 2024 (date) — date the 8-K was filed
• $0.01 (dollar_amount) — par value per share of Class A common stock

Forward-Looking Statements

• Artisan Partners Asset Management Inc. will release its full Q4 2023 earnings report or a significant financial update shortly after this 8-K. (Artisan Partners Asset Management Inc.) — high confidence, target: 2024-02-15
• The company will announce changes to its executive leadership or board of directors, potentially including new appointments or departures. (Artisan Partners Asset Management Inc.) — medium confidence, target: 2024-02-29

FAQ

Key Financial Figures

• $0.01 — stered Class A common stock, par value $0.01 per share APAM New York Stock Exchange

Filing Documents

• apam-20240125.htm (8-K) — 29KB
• apamex101-2023x12x31.htm (EX-10.1) — 62KB
• apamex102-2023x12x31.htm (EX-10.2) — 72KB
• artisan4q23pressrelease.htm (EX-99.1) — 5KB
• artisanye2023earningsrelea.htm (EX-99.2) — 716KB
• artisanpartnersheaderimageaa.gif (GRAPHIC) — 24KB
• artisanpartnersheaderimageab.gif (GRAPHIC) — 24KB
• 0001517302-24-000006.txt ( ) — 1178KB
• apam-20240125.xsd (EX-101.SCH) — 2KB
• apam-20240125_def.xml (EX-101.DEF) — 14KB
• apam-20240125_lab.xml (EX-101.LAB) — 27KB
• apam-20240125_pre.xml (EX-101.PRE) — 15KB
• apam-20240125_htm.xml (XML) — 3KB

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition On January 30, 2024, Artisan Partners Asset Management Inc. (the "Company") issued a press release announcing the availability of certain consolidated financial and operating results for the three months and year ended December 31, 2023. Copies of the press release and the full earnings release are attached hereto as Exhibit 99.1 and 99.2, respectively, and are incorporated herein by reference. The information furnished in this Item 2.02, including the exhibits incorporated herein by reference, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date hereof, except as expressly set forth by specific reference in such a filing. Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On January 25, 2024 , the compensation committee of the board of directors of the Company approved forms of two award agreements for the grant of restricted shares of Class A common stock to the Company's named executive officers under the Company's 2023 Omnibus Incentive Compensation Plan. Restricted shares awarded pursuant to the Restricted Share Award Agreement will vest in annual installments, subject to the recipient's continued employment with the Company. Restricted shares awarded pursuant to the Career Share Award Agreement (the "Career Shares"), will vest upon the satisfaction of both: (1) qualifying retirement (as defined in the agreement) and, unless certain age and service requirements have been met, (2) pro-rata annual time vesting. Under both agreements, vesting will accelerate upon the recipient's

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits Exhibit Number Description of Exhibit 99.1 Press Release of Artisan Partners Asset Management Inc. dated January 3 0 , 202 4 99.2 Earnings Release of Artisan Partners Asset Management Inc. dated January 30, 2024 10.1 Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan - Form of Restricted Share Award Agreement 10.2 Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan - Form of Career Restricted Share Award Agreement 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Artisan Partners Asset Management Inc. Date: January 30, 2024 By: /s/ Charles J. Daley, Jr. Name: Charles J. Daley, Jr. Title: Executive Vice President, Chief Financial Officer and Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR