Aptorum Group Ltd (APM) — SEC Filings
Aptorum Group Ltd (APM) — 19 SEC filings. Latest: 6-K (Oct 16, 2025). Includes 15 6-K, 2 20-F, 1 SC 13D/A.
View Aptorum Group Ltd on SEC EDGAR
Overview
Aptorum Group Ltd (APM) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 6-K filed on Oct 16, 2025: On October 10, 2025, Aptorum Group Limited entered into a securities purchase agreement with institutional investors to sell 1,000,000 Class A ordinary shares. Additionally, in a concurrent private placement, the company agreed to issue restricted warrants to purchase up to 2,000,000 ordinary shares
Sentiment Summary
Across 19 filings, the sentiment breakdown is: 1 bearish, 18 neutral. The dominant filing sentiment for Aptorum Group Ltd is neutral.
Filing Type Overview
Aptorum Group Ltd (APM) has filed 15 6-K, 2 20-F, 1 SC 13D/A, 1 SC 13G/A with the SEC between Feb 2024 to Oct 2025.
Filings by Year
Recent SEC Filings (19)
Risk Profile
Risk Assessment: Of APM's 18 recent filings, 0 were flagged as high-risk, 10 as medium-risk, and 8 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Key Executives
- Ian Huen
- Dr. Mirko Scherer
- Mr. Charles Bathurst
- Mr. Douglas Arner
- Martin Siu
- Wong Kwok Kuen
- Darren Lui
Industry Context
Aptorum Group Ltd operates in the pharmaceutical preparations industry, focusing on the development and commercialization of therapeutics.
Top Tags
merger (4) · foreign-private-issuer (3) · acquisition (3) · offering (2) · shares (2) · warrants (2) · filing (2) · interim-report (2) · 20-F (2) · sec-filing (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Ordinary Shares Sold | 1,000,000 | Number of Class A ordinary shares sold in the registered direct offering. |
| Warrants to Purchase Shares | 2,000,000 | Maximum number of ordinary shares issuable upon exercise of restricted warrants. |
| Fiscal Year End | 2024 | The report covers the company's performance up to December 31, 2024. |
| SEC File Number | 001-38764 | This is the unique identifier for Aptorum Group's filings with the SEC. |
| Filing Date | 20250430 | The annual report was officially filed with the SEC on this date. |
| Minimum Bid Price | $1.00 | The closing bid price must be at least $1.00 for 30 consecutive business days to comply with Nasdaq rules. |
| Compliance Period | 180 days | Aptorum Group has this period to regain compliance with the minimum bid price rule. |
| Gross Proceeds | $3.07M | Raised from registered direct offering on January 2, 2025. |
| Shares Sold | 1,535,000 | Class A ordinary shares sold in the offering. |
| Price Per Share | $2.00 | The price at which shares were sold in the offering. |
| Class A Share Voting Power | 60.36% | Represents the portion of Class A voting power present at the meeting. |
| Class B Share Voting Power | 88.49% | Represents the portion of Class B voting power present at the meeting. |
| Class A Ordinary Shares outstanding | 2,937,921 | As of December 31, 2023 |
| Class B Ordinary Shares outstanding | 2,243,776 | As of December 31, 2023 |
Frequently Asked Questions
What are the latest SEC filings for Aptorum Group Ltd (APM)?
Aptorum Group Ltd has 19 recent SEC filings from Feb 2024 to Oct 2025, including 15 6-K, 2 20-F, 1 SC 13D/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of APM filings?
Across 19 filings, the sentiment breakdown is: 1 bearish, 18 neutral. The dominant sentiment is neutral.
Where can I find Aptorum Group Ltd SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Aptorum Group Ltd (APM) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Aptorum Group Ltd?
Financial highlights for Aptorum Group Ltd are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for APM?
The investment thesis for APM includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Aptorum Group Ltd?
Key executives identified across Aptorum Group Ltd's filings include Ian Huen, Dr. Mirko Scherer, Mr. Charles Bathurst, Mr. Douglas Arner, Martin Siu and 2 others.
What are the main risk factors for Aptorum Group Ltd stock?
Of APM's 18 assessed filings, 0 were flagged high-risk, 10 medium-risk, and 8 low-risk.
What are recent predictions and forward guidance from Aptorum Group Ltd?
Forward guidance and predictions for Aptorum Group Ltd are extracted from SEC filings as they are enriched.