Hudson Bay Capital Reports 92,038 Aptorum Group Shares via Warrants

TL;DR

**Hudson Bay Capital holds 92,038 Aptorum Group shares via warrants, signaling a notable institutional stake.**

AI Summary

Hudson Bay Capital Management LP, a Delaware-based investment firm, filed an amended SC 13G/A on February 2, 2024, disclosing its ownership in Aptorum Group Ltd. As of December 31, 2023, Hudson Bay reported shared voting power over 92,038 Class A Ordinary Shares, which are issuable upon the exercise of warrants. This filing indicates a change in their beneficial ownership, which is important for investors as it shows a significant institutional holder's position in Aptorum Group Ltd's stock, potentially influencing market perception and liquidity.

Why It Matters

This filing reveals a major institutional investor's stake in Aptorum Group Ltd, which can signal confidence or a strategic position, potentially impacting the stock's perceived value and trading activity.

Risk Assessment

Risk Level: low — This filing is a routine disclosure of beneficial ownership and does not inherently introduce new risks, but rather provides transparency.

Analyst Insight

An investor should note Hudson Bay Capital's stake as a data point for institutional interest, but further research into Aptorum Group Ltd's fundamentals and Hudson Bay's investment strategy would be prudent before making any investment decisions.

Key Numbers

• 92,038 — Class A Ordinary Shares (Represents the number of shares Hudson Bay Capital Management LP has shared voting power over, issuable upon exercise of warrants.)
• $0.001 — Par Value per Share (The nominal value of each Class A Ordinary Share of Aptorum Group Ltd.)

Key Players & Entities

• Hudson Bay Capital Management LP (company) — the reporting person and investment firm
• Aptorum Group Ltd (company) — the issuer of the securities
• 92,038 (dollar_amount) — number of Class A Ordinary Shares with shared voting power
• December 31, 2023 (date) — date of event requiring the filing
• $0.001 (dollar_amount) — par value per Class A Ordinary Share

Forward-Looking Statements

• Hudson Bay Capital Management LP will maintain its position in Aptorum Group Ltd for the near future. (Hudson Bay Capital Management LP) — medium confidence, target: Q2 2024
• Aptorum Group Ltd's stock price will experience minor fluctuations due to this disclosure. (Aptorum Group Ltd) — low confidence, target: February 2024

FAQ

Key Financial Figures

• $0.001 — r) Class A Ordinary shares, par value $0.001 per share (Title of Class of Securitie
• $0.0001 — S: Class A Ordinary shares, par value $0.0001 per share (the " Class A Ordinary

Filing Documents

• apm13ga.htm (SC 13G/A) — 53KB
• image_014.gif (GRAPHIC) — 0KB
• 0001393825-24-000013.txt ( ) — 55KB

(a)

Item 1(a). NAME OF ISSUER: The name of the issuer is Aptorum Group Limited, a Cayman Islands exempted company (the " Company ").

(b)

Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: The Company's principal executive offices are located at 17 Hanover Square, London W1S 1BN, United Kingdom.

(a)

Item 2(a). NAME OF PERSON FILING: This statement is filed by Hudson Bay Capital Management LP (the " Investment Manager ") and Mr. Sander Gerber (" Mr. Gerber "), who are collectively referred to herein as " Reporting Persons ."

(b)

Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the business office of each of the Reporting Persons is 28 Havemeyer Place, 2nd Floor, Greenwich, Connecticut 06830.

(c)

Item 2(c). CITIZENSHIP: The Investment Manager is a Delaware limited partnership. Mr. Gerber is a United States citizen.

(d)

Item 2(d). TITLE OF CLASS OF SECURITIES: Class A Ordinary shares, par value $0.0001 per share (the " Class A Ordinary Shares ").

(e)

Item 2(e). CUSIP NUMBER: G6096M114 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) ¨ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) ¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) ý Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ¨ Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) ý Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ¨ Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) ¨ Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) ¨ Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); (k) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. The percentages used in this Schedule 13G are calculated based upon 2,937,921 Class A Ordinary Shares outstanding as of November 10, 2023, as reported in Exhibit 99.1 attached to the Company's Report of Foreign Private Issuer on Form 6-K filed with the Securities and Exchange Commission on November 16, 2023 and assumes the exercise of the warrants held by Tech Opportunities LLC. The Investment Manager serves as t

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of its or his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. DATE: February 2, 2024 HUDSON BAY CAPITAL MANAGEMENT LP By: /s/ Sander Gerber Name:Sander Gerber Title:Authorized Signatory /s/ Sander Gerber SANDER GERBER

View Full Filing

View this SC 13G/A filing on SEC EDGAR