Aqua Metals Files 8-K on Shareholder Votes & Financials
Ticker: AQMS · Form: 8-K · Filed: Nov 1, 2024 · CIK: 1621832
| Field | Detail |
|---|---|
| Company | Aqua Metals, INC. (AQMS) |
| Form Type | 8-K |
| Filed Date | Nov 1, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, financial-reporting, filing
Related Tickers: AQMS
TL;DR
Aqua Metals filed an 8-K detailing shareholder votes, financials, and potential corporate changes. Keep an eye on this.
AI Summary
Aqua Metals, Inc. filed an 8-K on October 28, 2024, reporting on matters submitted to a vote of security holders and financial statements. The filing also indicates potential amendments to its articles of incorporation or bylaws and a change in its fiscal year. The company is incorporated in Delaware and its principal executive offices are located in Reno, Nevada.
Why It Matters
This filing provides updates on corporate governance and financial reporting, which are crucial for investors to assess the company's operational status and future direction.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate actions and financial information, not indicating immediate operational or financial distress.
Key Players & Entities
- Aqua Metals, Inc. (company) — Registrant
- October 28, 2024 (date) — Date of earliest event reported
- Delaware (jurisdiction) — State of incorporation
- Reno, Nevada (location) — Address of principal executive offices
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote of security holders, but the specific details of these matters are not provided in the excerpt.
Are there any amendments to Aqua Metals' articles of incorporation or bylaws?
The filing lists 'Amendments to Articles of Incorporation or Bylaws' as an item of information, suggesting potential changes, but the specifics are not detailed in the provided text.
Has Aqua Metals changed its fiscal year?
The filing includes 'Change in Fiscal Year' as an item of information, indicating this is a topic covered, but the details of any change are not present in the excerpt.
What is the exact date of the report?
The report is dated October 28, 2024, which is also the date of the earliest event reported.
Where are Aqua Metals' principal executive offices located?
Aqua Metals, Inc.'s principal executive offices are located at 5370 Kietzke Lane, Suite 201, Reno, Nevada 89511.
Filing Stats: 641 words · 3 min read · ~2 pages · Grade level 12.8 · Accepted 2024-11-01 16:01:19
Key Financial Figures
- $0.001 — of each class Common Stock : Par value $0.001 Trading Symbol(s) AQMS Name of each
Filing Documents
- aqms20241030_8k.htm (8-K) — 30KB
- ex_740599.htm (EX-3.1) — 9KB
- ex_740600.htm (EX-99.1) — 8KB
- 0001437749-24-032972.txt ( ) — 193KB
- aqms-20241028.xsd (EX-101.SCH) — 3KB
- aqms-20241028_def.xml (EX-101.DEF) — 12KB
- aqms-20241028_lab.xml (EX-101.LAB) — 17KB
- aqms-20241028_pre.xml (EX-101.PRE) — 13KB
- aqms20241030_8k_htm.xml (XML) — 3KB
03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On November 1, 2024, Aqua Metals, Inc. ("Company") filed with the Delaware Secretary of State an amendment ("Amendment") to the Company's First Amended and Restated Certificate of Incorporation to effect a reverse split of the Company's issued and outstanding shares of its common stock on a one-for-twenty (1:20) basis. A copy of the Amendment is attached as Exhibit 3.1 to this Current Report and is incorporated herein by reference. On November 1, 2024, the Company issued a press release announcing the reverse split. A copy of the press release is attached as Exhibit 99.1 to this Current Report and is incorporated herein by reference.
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders On October 28, 2024, the Company held a Special Meeting of Stockholders for the purpose of approving and adopting an Amendment to the Company's First Amended and Restated Certificate of Incorporation to effect a reverse split of the Company's issued and outstanding shares of its common stock, at a specific ratio, ranging from one-for-two (1:2) to one-for-twenty (1:20), with the exact ratio within such range to be determined by the Board of Directors of the Company. The Company's stockholders approved the Amendment, with shares (calculated on a pre-split basis) voted as follows: For 69,915,485 Against 6,406,695 Abstain 297,739 There were no broker non-votes on the approval of the Amendment.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits (d) Exhibits Method Filing The following exhibits are filed with this report: Exhibit 3.1 Amendment to the Company's First Amended and Restated Certificate of Incorporation. Filed electronically herewith Exhibit 99.1 Press Release dated November 1, 2024 Announcing Reverse Split Filed electronically herewith Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AZITRA, INC. Dated: November 1, 2024 /s/ Judd Merrill Judd Merrill Chief Financial Officer