Federated Hermes Amends Arcturus Therapeutics Stake (SC 13G/A)

TL;DR

**Federated Hermes just updated their stake in Arcturus Therapeutics.**

AI Summary

Federated Hermes, Inc. has filed an amended Schedule 13G/A, indicating a change in their ownership stake in Arcturus Therapeutics Holdings Inc. as of December 31, 2023. This filing, an amendment number 2, shows that Federated Hermes continues to hold a significant, though potentially adjusted, position in the pharmaceutical company's common stock. For investors, this matters because large institutional holdings can influence stock stability and signal confidence (or lack thereof) in the company's future prospects.

Why It Matters

This filing updates Federated Hermes's ownership in Arcturus Therapeutics, providing transparency on institutional investor sentiment and potential influence on the stock.

Risk Assessment

Risk Level: low — This is a routine update from an institutional investor and does not inherently signal high risk for the company.

Analyst Insight

Investors should review the full SC 13G/A filing to understand the specific changes in Federated Hermes's ownership percentage and voting power in Arcturus Therapeutics, as this could signal a shift in institutional confidence.

Key Players & Entities

• Federated Hermes, Inc. (company) — the institutional investor filing the SC 13G/A
• Arcturus Therapeutics Holdings Inc. (company) — the subject company whose common stock is being reported
• December 31, 2023 (date) — the date of the event requiring the filing
• 03969T109 (other) — the CUSIP number for Arcturus Therapeutics Holdings Inc. common stock

FAQ

Filing Documents

• arct1567-form.htm (SC 13G/A) — 104KB
• image_001.jpg (GRAPHIC) — 114KB
• image_002.jpg (GRAPHIC) — 116KB
• 0001623632-24-000025.txt ( ) — 423KB

Ownership

Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. A. Federated Hermes, Inc. (a) Amount beneficially owned: 4,711,512 (b) Percent of class: 17.63% (c) Number of shares to which the person has: (i)Sole power to vote or to direct the vote: 4,711,512 (ii)Shared power to vote or to direct the vote: 0 (iii)Sole power to dispose or to direct the disposition of: 4,711,512 (iv)Shared power to dispose or to direct the disposition of: 0 B. Voting Shares Irrevocable Trust (a) Amount beneficially owned: 4,711,512 (b) Percent of class: 17.63% (c) Number of shares to which the person has: (i)Sole power to vote or to direct the vote: 4,711,512 (ii)Shared power to vote or to direct the vote: 0 (iii)Sole power to dispose or to direct the disposition of: 4,711,512 (iv)Shared power to dispose or to direct the disposition of: 0 C. Thomas R. Donahue (a) Amount beneficially owned: 4,711,512 (b) Percent of class: 17.63% (c) Number of shares to which the person has: (i)Sole power to vote or to direct the vote: 0 (ii)Shared power to vote or to direct the vote: 4,711,512 (iii)Sole power to dispose or to direct the disposition of: 0 (iv)Shared power to dispose or to direct the disposition of: 4,711,512 D. Ann C. Donahue (a) Amount beneficially owned: 4,711,512 (b) Percent of class: 17.63% (c) Number of shares to which the person has: (i)Sole power to vote or to direct the vote: 0 (ii)Shared power to vote or to direct the vote: 4,711,512 (iii)Sole power to dispose or to direct the disposition of: 0 (iv)Shared power to dispose or to direct the disposition of: 4,711,512 E. J. Christopher Donahue (a) Amount beneficially owned: 4,711,512 (b) Percent of class: 17.63% (c) Number of shares to which the person has: (i)Sole power to vote or to direct the vote: 0 (ii)Shared power to vote or to direct

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: Instruction: Dissolution of a group requires a response to this item.

Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE

Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See Exhibit “1” Attached

Identification and Classification of Members of the Group: NOT APPLICABLE

Item 8. Identification and Classification of Members of the Group: NOT APPLICABLE

Notice of Dissolution of Group: NOT APPLICABLE

Item 9. Notice of Dissolution of Group: NOT APPLICABLE

Certification

Item 10. Certification (a) The following certification shall be included if the statement is filed pursuant to §240.13d-1(b); By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having the purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to §204.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 17, 2024 By: /s/J. Christopher Donahue Name/Title: J. Christopher Donahue, as President of Federated Hermes, Inc. Date: January 17, 2024 By: /s/Thomas R. Donahue Name/Title Thomas R. Donahue individually and as Trustee of Voting Shares Irrevocable Trust Date: January 17, 2024 By: /s/Ann C. Donahue Name/Title: Ann C. Donahue individually and as Trustee of Voting Shares Irrevocable Trust Date: January 17, 2024 By: /s/J. Christopher Donahue Name/Title J. Christopher Donahue individually and as Trustee of Voting Shares Irrevocable Trust The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a

CLASSIFICATION OF REPORTING PERSONS

ITEM 3 CLASSIFICATION OF REPORTING PERSONS Identity and Classification of Each Reporting Person IDENTITY CLASSIFICATION UNDER ITEM 3 Federated Hermes Equity Funds (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) Federated Hermes Insurance Series (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) Federated Equity Management Company of Pennsylvania (e) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 Federated Global Investment Management Corp. (e) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 Federated Hermes, Inc. (g) parent Holding Company or control person, in accordance with Section 240.13d-1(b)(ii)(G) FII Holdings, Inc. (g) parent Holding Company or control person, in accordance with Section 240.13d-1(b)(ii)(G) Voting Shares Irrevocable Trust (g) parent Holding Company or control person, in accordance with Section 240.13d-1(b)(ii)(G) Thomas R. Donahue (g) parent Holding Company or control person, in accordance with Section 240.13d-1(b)(ii)(G) Ann C. Donahue (g) parent Holding Company or control person, in accordance with Section 240.13d-1(b)(ii)(G) J. Christopher Donahue (g) parent Holding Company or control person, in accordance with Section 240.13d-1(b)(ii)(G) Federated Hermes, Inc. (the “Parent”) is filing this schedule 13G because it is the parent holding company of Federated Equity Management Company of Pennsylvania and Federated Global Investment Management Corp. (the “Investment Advisers”), which act as investment advisers to registered investment companies and separate accounts that own shares of common stock in ARCTURUS THERAPEUTICS HOLDINGS, INC. (the “Reported Securities”). The Investment Advisers are wholly owned subsidiaries of FII Holdings, Inc., which is wholly owned subsidiary of Federated

View Full Filing

View this SC 13G/A filing on SEC EDGAR