SC 13G/A: ALEXANDRIA REAL ESTATE EQUITIES, INC.

AI Summary

SC 13G/A filing by ALEXANDRIA REAL ESTATE EQUITIES, INC..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.0001 — Inc. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class o

Filing Documents

• tm2428198d1_sc13ga.htm (SC 13G/A) — 88KB
• 0001104659-24-117706.txt ( ) — 90KB

(b) Address

Item 1(b) Address of Issuer's Principal Executive Offices 545 5 th Avenue, Suite 1400 New York, New York 10017

(a) Name

Item 2(a) Name of Person Filing This the “Reporting Persons”): (1) Alexandria Real Estate Equities, Inc. (2) Alexandria Venture Investments, LLC (3) Alexandria Equities No. 7, LLC

(b) Address

Item 2(b) Address of Principal Business Office or, if none, Residence The address of each of the Reporting Persons is: 26 North Euclid Avenue Pasadena, California 91101

(c) Citizenship

Item 2(c) Citizenship (1) Alexandria Real Estate Equities, Inc. is incorporated in the State of Maryland (2) Alexandria Venture Investments, LLC is organized in the State of Delaware (3) Alexandria Equities No. 7, LLC is organized in the State of Delaware

(d) Title

Item 2 (d) Title of Class of Securities Common stock, $0.0001 par value per share

(e) CUSIP

Item 2(e) CUSIP Number 03828A101 Item 3 Not applicable.

Ownership

Item 4 Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1 as of November 13, 2024: (a) Amount beneficially owned: See Row 9 of pages 2, 3, and 4 (b) Percent of class: See Row 11 of pages 2, 3, and 4 (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: See Row 5 of pages 2, 3, and 4 (ii) Shared power to vote or to direct the vote: See Row 6 of pages 2, 3, and 4 (iii) Sole power to dispose or to direct the disposition of: See Row 7 of pages 2, 3, and 4 (iv) Shared power to dispose or to direct the disposition of: See Row 8 of pages 2, 3, and 4 CUSIP No. 03828A101 Page6 of 8 Pages

Ownership

Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ¨

Ownership

Item 6 Ownership of More than Five Percent on Behalf of Another Person Not applicable.

Identification

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company Each of Alexandria Venture Investments, LLC and Alexandria Equities No. 7, LLC is the wholly owned subsidiary of Alexandria Real Estate Equities, Inc., which has the exclusive power to vote and dispose of shares directly owned by these subsidiaries.

Identification

Item 8 Identification and Classification of Members of the Group The Reporting Persons are filing this Schedule 13G jointly, but not as members of a group, and each expressly disclaims membership in a group.

Notice

Item 9 Notice of Dissolution of Group Not applicable.

Certification

Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. CUSIP No. 03828A101 Page7 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 13, 2024 ALEXANDRIA REAL ESTATE EQUITIES, INC. By: /s/ Marc E. Binda Name: Marc E. Binda Title: Chief Financial Officer and Treasurer ALEXANDRIA EQUITIES NO. 7, LLC By: ARE-Special Services, LLC, a Delaware limited liability company, managing member By: ALEXANDRIA REAL ESTATE EQUITIES, L.P., a Delaware limited partnership, managing member By: ARE-QRS CORP., a Maryland corporation, general partner By: Alexandria Real Estate Equities, Inc., a Maryland corporation, sole shareholder By: /s/ Marc E. Binda Name: Marc E. Binda Title: Chief Financial Officer and Treasurer ALEXANDRIA VENTURE INVESTMENTS, LLC By: Alexandria Real Estate Equities, Inc., a Maryland corporation, managing member By: /s/ Marc E. Binda Name: Marc E. Binda Title: Chief Financial Officer and Treasurer EXHIBITS A:Joint Filing Agreement CUSIP No. 03828A101 Page8 of 8 Pages EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Applied Therapeutics Inc. and further agree that this agreement be included as an exhibit to such fili

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