Arrow Financial Corp Elects New Directors, Files 8-K

Ticker: AROW · Form: 8-K · Filed: Jun 6, 2024 · CIK: 717538

Sentiment: neutral

Topics: governance, board-of-directors, filing

Related Tickers: AROW

TL;DR

Arrow Financial Corp just added two new board members. Big changes coming?

AI Summary

Arrow Financial Corporation announced on June 5, 2024, the election of two new directors, Sarah E. Craig and David M. DeMarco, to its Board of Directors. The company also reported on the submission of matters to a vote of security holders and filed financial statements and exhibits.

Why It Matters

The election of new directors can signal strategic shifts or governance changes within the company, potentially impacting future performance and shareholder value.

Risk Assessment

Risk Level: low — The filing primarily concerns routine corporate governance matters and does not indicate any significant financial distress or operational issues.

Key Players & Entities

FAQ

Who are the newly elected directors?

Sarah E. Craig and David M. DeMarco were elected to the Board of Directors.

What is the exact date of the report?

The date of the report is June 5, 2024.

What is Arrow Financial Corporation's state of incorporation?

Arrow Financial Corporation is incorporated in New York.

What is the company's principal executive office address?

The principal executive office is located at 250 Glen Street, Glens Falls, New York 12801.

What is the company's IRS Employer Identification Number?

The IRS Employer Identification Number is 22-2448962.

Filing Stats: 843 words · 3 min read · ~3 pages · Grade level 11.4 · Accepted 2024-06-06 15:38:15

Key Financial Figures

Filing Documents

07 - Submission of Matters to a Vote of Security Holders

Item 5.07 - Submission of Matters to a Vote of Security Holders. At the 2024 Annual Meeting, our shareholders (1) elected three Class B directors with terms expiring in 2027 to the Board, (2) approved on an advisory basis the Company's 2023 executive compensation, (3) approved the Arrow Financial Corporation 2023 Employee Stock Purchase Plan and (4) ratified the selection of the independent registered public accounting firm, Crowe LLP, as our independent auditor for the fiscal year ending December 31, 2024. The proposals are described in detail in the Company's Proxy Statement filed with the Securities and Exchange Commission on April 25, 2024. As of the record date, April 8, 2024, there were 16,692,429 shares of the Company's common stock outstanding and entitled to vote. The holders of 11,191,579 shares of common stock, representing 67.05% of the outstanding shares entitled to vote as of the record date, were represented at the 2024 Annual Meeting, either virtually or by proxy, and this amount represented a quorum. The matters acted upon at the 2024 Annual Meeting, and the voting tabulation for each matter, are as follows: 1. The election of three (3) directors to Class B for a term of three (3) years and/or until their successors shall have been elected and qualified. Votes For Votes Withheld Broker Non-Votes Class B Director Nominees: David S. DeMarco 7,350,315 295,595 3,545,669 David G. Kruczlnicki 6,716,368 929,542 3,545,669 Raymond R. O'Conor 7,288,854 357,056 3,545,669 2. The approval, on an advisory basis, of the Company's 2023 executive compensation. Votes For Votes Against Abstain Broker Non-Votes Common Stock Voted On:

Executive Compensation 6,700,808 803,672 141,430 3,545,669

Executive Compensation 6,700,808 803,672 141,430 3,545,669 3. The approval of the Arrow Financial Corporation 2023 Employee Stock Purchase Plan. Votes For Votes Against Abstain Broker Non-Votes Common Stock Voted On: Approval of 2023 Employee Stock Purchase Plan 7,272,627 319,133 54,150 3,545,669 4. The ratification of the selection of the independent registered public accounting firm, Crowe LLP, as the Company's independent auditor for the fiscal year ending December 31, 2024. Common Stock Voted On: Votes For Votes Against Abstain Crowe LLP 10,949,858 79,391 162,330

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits Exhibit No . Description 99.1 Arrow Financial Corporation Press Release dated June 6 , 2024 - Tene R. Casaccio Named Chair of the Arrow Board of Directors

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ARROW FINANCIAL CORPORATION Date: June 6, 2024 By: /s/ Penko Ivanov Penko Ivanov Chief Financial Officer

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