ASA Gold & Precious Metals Ltd Files 8-K

TL;DR

ASA Gold & Precious Metals filed an 8-K on Nov 8, 2024. Standard regulatory update, check full filing for details.

AI Summary

ASA Gold and Precious Metals Limited filed an 8-K on November 8, 2024, reporting on financial statements and exhibits. The filing pertains to the company's operations and regulatory disclosures. No specific financial figures or significant events were detailed in the provided excerpt.

Why It Matters

This filing indicates ASA Gold and Precious Metals Ltd is providing required regulatory updates to the SEC. Investors should review the full filing for details on financial performance or significant corporate actions.

Risk Assessment

Risk Level: low — The filing is a routine 8-K for financial statements and exhibits, not indicating any immediate adverse events.

Key Players & Entities

• ASA Gold and Precious Metals Limited (company) — Registrant
• November 8, 2024 (date) — Date of report
• Bermuda (jurisdiction) — State of incorporation
• 811-21650 (other) — Commission File Number
• Three Canal Plaza, Suite 600 Portland Maine 04101 (address) — Business address

FAQ

Key Financial Figures

• $1.00 — h registered Common Shares, par value $1.00 per share ASA New York Stock Exchange

Filing Documents

• asa_8k-110824.htm (8-K) — 43KB
• ex99-1.htm (EX-99.1) — 57KB
• ex99-2.htm (EX-99.2) — 31KB
• ex99-3.htm (EX-99.3) — 18KB
• ex991001.jpg (GRAPHIC) — 21KB
• ex992001.jpg (GRAPHIC) — 8KB
• ex992002.jpg (GRAPHIC) — 3KB
• ex992003.jpg (GRAPHIC) — 5KB
• ex993001.jpg (GRAPHIC) — 13KB
• ex993002.jpg (GRAPHIC) — 7KB
• ex993003.jpg (GRAPHIC) — 4KB
• 0001839882-24-038414.txt ( ) — 435KB
• asa-20241108.xsd (EX-101.SCH) — 3KB
• asa-20241108_lab.xml (EX-101.LAB) — 34KB
• asa-20241108_pre.xml (EX-101.PRE) — 22KB
• asa_8k-110824_htm.xml (XML) — 6KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2024 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) Three Canal Plaza, Suite 600 Portland Maine 04101 (Street Address) (City) (State) (Zip Code) Registrant's telephone number, including area code (207) 347-2000 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class: Trading symbol(s) Name of exchange on which registered Common Shares, par value $1.00 per share ASA New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 7.01 Regulation FD Disclosure. The Board of Directors (the "Board") of ASA Gold and Precious Metals Limited, a Bermuda limited liability company (the "Fund"), is comprised of four members. Two directors were initially elected in April 2024 upon the nomination of Fund shareholders (the "New Directors"), and two directors were reelected in April 2024 upon the nomination of the then-constituted Fund Board (the "Legacy Directors"). The members of the Board have retained separate counsel in connection with fund governance issues and have requested reimbursement under the Fund's bye-laws for their counsel expenses. Information regarding certain governance issues is available in the attached excerpts from an October 14, 2024 letter from counsel to the New Directors to counsel to the Legacy Directors, in the attached November 1, 2024 letter from counsel to the Legacy Directors to counsel to the New Directors and in the attached November 7, 2024 letter from counsel to the New Directors to counsel to the Legacy Directors. The information contained in this Item 7.01 is being "furnished" and shall not be deemed "filed" for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that Section or Sections 11 and 12(a)(2) of the Securities Act. The information contained in this Item 7.01 shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act or into any filing or other document pursuant to the Exchange Act, except as otherwise expressly stated in any such filing. Item 9.01 Financial (d) Exhibits Exhibit No. Description 99.1 Excerpts from letter dated October 14, 2024 from counsel to the New Directors to counsel to the Legacy Directors. 99.2 Letter dated November 1, 2024 from counsel to the Legacy Directors to counsel to the New Directors. 99.3 Letter dated November 7, 2024 from counsel to the New Directors to counsel to the Legacy Directors. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 8, 2024 ASA GOLD AND PRECIOUS METALS LIMITED By: /s/ Axel Merk Name: Axel Merk Title: Chief Operating Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR