Aspen Aerogels Amends Code of Ethics

TL;DR

Aspen Aerogels updated its Code of Ethics on Nov 14, 2024. No big news, just housekeeping.

AI Summary

On November 14, 2024, Aspen Aerogels, Inc. filed an 8-K report to disclose amendments to its Code of Ethics. These amendments, effective November 14, 2024, update the company's ethical guidelines for its employees and directors. The filing does not involve any financial transactions or material business events.

Why It Matters

This filing indicates a routine update to the company's internal governance and ethical standards, ensuring compliance and proper conduct for its personnel.

Risk Assessment

Risk Level: low — The filing pertains to an amendment of the company's Code of Ethics, which is a standard corporate governance procedure and does not involve financial or operational risks.

Key Players & Entities

• Aspen Aerogels, Inc. (company) — Registrant
• November 14, 2024 (date) — Effective date of amendments

FAQ

Filing Documents

• aspn-20241114.htm (8-K) — 37KB
• 0000950170-24-128314.txt ( ) — 147KB
• aspn-20241114.xsd (EX-101.SCH) — 24KB
• aspn-20241114_htm.xml (XML) — 5KB

05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

Item 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. On November 14, 2024, the Board of Directors of Aspen Aerogels, Inc. (the "Company") approved and adopted an amended and restated Code of Business Conduct and Ethics (the "Code"), to replace the Company's existing Code in its entirety, as part of its ordinary course review of the Company's policies. The Code applies to all officers, directors and employees of the Company and its subsidiaries and constitutes a "code of ethics" as such term is defined in Item 406(b) of Regulation S-K. The amendment and restatement of the Code did not relate to or result in any waiver, whether explicit or implicit, of any provision of the Code. Among other things, the amended Code addresses the Company's mission and values, the process around reporting concerns pursuant to the Code, and expands upon existing subjects such as workplace conduct, trade compliance, gifts and entertainment, conflicts of interest, protection of confidential information, government relations and other pertinent topics. The above description of the Code does not purport to be complete and is qualified in its entirety by reference to the full text of the Code, a copy of which is available on the "Investors" section of the Company's website at www.aerogel.com. Information contained on or accessible through the Company's website is not a part of, and is not incorporated by reference into, this Current Report on Form 8-K.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Aspen Aerogels, Inc. Date: November 19, 2024 By: /s/ Ricardo C. Rodriguez Name: Title: Ricardo C. Rodriguez Chief Financial Officer and Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR