Aurelion INC. (AURE) — SEC Filings

Overview

Aurelion INC. (AURE) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 6-K filed on Dec 15, 2025: On December 12, 2025, Aurelion Inc. entered into a consulting agreement with a non-affiliated service provider to offer strategic consulting services for the company's wealth management growth. The agreement also includes the issuance of 1,000,000 ordinary shares of the Company to the service provid

Sentiment Summary

Across 39 filings, the sentiment breakdown is: 3 bearish, 35 neutral, 1 mixed. The dominant filing sentiment for Aurelion INC. is neutral.

Filing Type Overview

Aurelion INC. (AURE) has filed 34 6-K, 1 20-F/A, 2 20-F, 1 SC 13D, 1 SC 13G with the SEC between Jan 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (39)

• Aurelion Inc. Engages Consultant, Issues Shares — 6-K · Dec 15, 2025 Risk: low
  On December 12, 2025, Aurelion Inc. entered into a consulting agreement with a non-affiliated service provider to offer strategic consulting services for the co
• Aurelion Inc. Board Members Resign — 6-K · Dec 11, 2025 Risk: low
  On December 11, 2025, Adam (Xin) He and Junlin Bai resigned from the board of directors of Aurelion Inc. due to personal reasons. The company, formerly known as
• 6-K Filing — 6-K · Nov 21, 2025
• Prestige Wealth Inc. Schedules Shareholder Meetings for November 2025 — 6-K · Oct 30, 2025 Risk: low
  Prestige Wealth Inc. announced a general meeting for Class B ordinary shareholders on November 20, 2025, followed by an extraordinary general meeting for all sh
• Prestige Wealth Inc. (AURE) Trades on NASDAQ, Completes $134M Purchase — 6-K · Oct 15, 2025 Risk: medium
  Prestige Wealth Inc. announced that its Class A ordinary shares began trading on NASDAQ under the ticker symbol AURE on October 13, 2025. The company also issue
• Prestige Wealth Inc. Raises $51M in PIPE Financing — 6-K · Oct 10, 2025 Risk: medium
  On October 7, 2025, Prestige Wealth Inc. entered into subscription agreements for a PIPE financing, raising approximately $51 million from accredited investors.
• Prestige Wealth Inc. Seeks Nasdaq Bid Price Compliance Extension — 6-K · Oct 2, 2025 Risk: medium
  Prestige Wealth Inc. filed a Form 6-K on October 2, 2025, to report on its compliance period extension regarding a bid price deficiency. The company previously
• Prestige Wealth Inc. Reports H1 2025 Financials — 6-K · Sep 19, 2025 Risk: low
  Prestige Wealth Inc. filed a Form 6-K on September 19, 2025, reporting its financial results for the six months ended March 31, 2025, and 2024. The filing also
• Prestige Wealth Inc. Completes Private Placement — 6-K · Aug 15, 2025 Risk: low
  Prestige Wealth Inc. announced the consummation of a private placement offering on August 15, 2025. This offering was based on an Amended and Restated Securitie
• Prestige Wealth Sells Subsidiary PAII and Affiliates — 6-K · Jun 30, 2025 Risk: low
  On June 25, 2025, Prestige Wealth Inc. entered into a definitive share purchase agreement to sell all shares of its wholly owned subsidiary, Prestige Assets Int
• Prestige Wealth Inc. Outsourcing Agreement for AI Model System — 6-K · Apr 29, 2025 Risk: low
  On April 25, 2025, Prestige Wealth Inc. entered into a Project Outsourcing Agreement with InnoSphere Tech Inc., a subsidiary, and certain service providers refe
• Prestige Wealth Inc. Files 20-F/A Amendment — 20-F/A · Apr 28, 2025 Risk: low
  Prestige Wealth Inc. filed an amendment (20-F/A) to its annual report for the fiscal year ended September 30, 2024. The filing, dated April 28, 2025, is an amen
• Prestige Wealth Amends Securities Purchase Agreement — 6-K · Apr 23, 2025 Risk: medium
  Prestige Wealth Inc. filed a Form 6-K on April 23, 2025, detailing an Amended and Restated Securities Purchase Agreement. This agreement, dated April 19, 2025,
• Prestige Wealth COO Resigns — 6-K · Apr 11, 2025 Risk: low
  Prestige Wealth Inc. announced on April 11, 2025, that its Chief Operating Officer, Mr. Ngat Wong, has resigned effective the same date due to personal reasons.
• Prestige Wealth Faces Nasdaq Delisting Risk — 6-K · Apr 3, 2025 Risk: medium
  Prestige Wealth Inc. received a notice on April 1, 2025, from Nasdaq stating its Class A ordinary shares have been below $1.00 for 30 consecutive business days.
• Prestige Wealth Inc. Holds Shareholder Meeting — 6-K · Mar 31, 2025 Risk: low
  Prestige Wealth Inc. held a General Meeting of Class B Ordinary Shareholders on March 27, 2025, in Hong Kong. Shareholders adopted resolutions at this meeting,
• Prestige Wealth Inc. Changes Corporate Address — 6-K · Mar 27, 2025 Risk: low
  Prestige Wealth Inc. announced on March 27, 2025, a change to its principal executive office and mailing address. The new address is Office Unit 6620B, 66/F, Th
• Prestige Wealth Inc. Schedules Shareholder Meetings for March 27 — 6-K · Mar 13, 2025 Risk: low
  Prestige Wealth Inc. will hold a general meeting for Class B ordinary shareholders on March 27, 2025, followed by an extraordinary general meeting for all share
• Prestige Wealth Inc. Raises $5M in Private Placement — 6-K · Mar 10, 2025 Risk: medium
  On March 7, 2025, Prestige Wealth Inc. entered into a Securities Purchase Agreement with accredited investors for a private placement. The company raised approx
• Prestige Wealth Inc. CFO Resigns — 6-K · Feb 27, 2025 Risk: medium
  On February 27, 2025, Ngat Wong resigned as Chief Financial Officer of Prestige Wealth Inc. due to personal reasons. The company is a finance services firm base
• Prestige Wealth Inc. Director Resigns — 6-K · Feb 24, 2025 Risk: low
  On February 21, 2025, Sze Chi Tak resigned as a director of Prestige Wealth Inc. due to personal reasons. His resignation was not prompted by any disagreements
• Prestige Wealth Inc. Files 2024 Annual Report — 20-F · Feb 13, 2025 Risk: low
  Prestige Wealth Inc. filed its annual report on Form 20-F for the fiscal year ended September 30, 2024. The company, incorporated in the Cayman Islands, is a fi
• Prestige Wealth Inc. Director Resigns — 6-K · Jan 7, 2025 Risk: low
  On January 6, 2025, Hongtao Shi resigned as a director and chairperson of the board of Prestige Wealth Inc. due to personal reasons. His departure was not relat
• Prestige Wealth Inc. Launches Share Incentive Plan — 6-K · Dec 30, 2024 Risk: low
  Prestige Wealth Inc. announced the effectiveness of its Share Incentive Plan on December 30, 2024. The plan was approved and adopted by the company's Board of D
• Prestige Wealth CEO Resigns — 6-K · Dec 20, 2024 Risk: medium
  On December 19, 2024, Hongtao Shi notified Prestige Wealth Inc. of his resignation as Chief Executive Officer, effective December 20, 2024. His departure is due
• Prestige Wealth Acquires InnoSphere Tech and Tokyo Bay Management — 6-K · Dec 19, 2024 Risk: medium
  On December 16, 2024, Prestige Wealth Inc. announced the successful completion of two acquisitions. The company acquired all shares of InnoSphere Tech Inc. and
• Prestige Financial Holdings Group Files SC 13D — SC 13D · Dec 13, 2024 Risk: medium
  On December 2, 2024, Prestige Financial Holdings Group Limited filed a Schedule 13D, indicating a change in beneficial ownership of Prestige Wealth Inc. The fil
• Prestige Wealth Acquires Tokyo Bay Management for $1.5M — 6-K · Nov 12, 2024 Risk: medium
  On November 12, 2024, Prestige Wealth Inc. announced it has entered into a definitive acquisition agreement to purchase all shares of Tokyo Bay Management Inc.
• Prestige Wealth Acquires InnoSphere Tech for $2.1M — 6-K · Nov 8, 2024 Risk: medium
  Prestige Wealth Inc. announced on November 5, 2024, that it has entered into a definitive acquisition agreement to purchase all shares of InnoSphere Tech Inc. T
• Prestige Wealth Raises $3M in Private Placement — 6-K · Oct 18, 2024 Risk: medium
  Prestige Wealth Inc. announced on October 18, 2024, that it entered into a Securities Purchase Agreement for a private placement. The company received gross pro
• Prestige Wealth Inc. Raises $3M in Private Placement — 6-K · Sep 13, 2024 Risk: medium
  On September 9, 2024, Prestige Wealth Inc. entered into a Securities Purchase Agreement with accredited investors for a private placement. The company raised ap
• SC 13G Filing — SC 13G · Sep 4, 2024
• Prestige Wealth Acquires Wealth AI for $4.5M — 6-K · Aug 23, 2024 Risk: medium
  On August 20, 2024, Prestige Wealth Inc. (PWM) announced an acquisition agreement to purchase all shares of SPW Global Inc. for a total price of US$4,500,000. S
• Prestige Wealth Faces Nasdaq Delisting Warning Over Low Share Price — 6-K · Jul 26, 2024 Risk: medium
  Prestige Wealth Inc. received a notice from Nasdaq on July 23, 2024, stating its Class A ordinary shares have been below the $1.00 minimum bid price for 33 cons
• Prestige Wealth Inc. Signs $900K Software Contract — 6-K · Jul 5, 2024 Risk: low
  On July 1, 2024, Prestige Wealth Inc. entered into a Software Technology Service Contract with FutureTech Systems Inc. for system customization, development, te
• Prestige Wealth Inc. Signs Marketing Deal with Tokyo Bay — 6-K · Jun 28, 2024 Risk: low
  On June 24, 2024, Prestige Wealth Inc. entered into a Business Development & Marketing Consulting Agreement with Tokyo Bay Management Inc. Tokyo Bay will provid
• Prestige Wealth Inc. Files 2023 Annual Report on Form 20-F — 20-F · Feb 15, 2024 Risk: low
  Prestige Wealth Inc. (AURE) filed a Foreign Annual Report (20-F) with the SEC on February 15, 2024. Prestige Wealth Inc. filed its annual report on Form 20-F fo
• Prestige Wealth Boosts Share Capital 10x, Creates Dual-Class Voting Structure — 6-K · Feb 1, 2024
  Prestige Wealth Inc. held an Extraordinary General Meeting on December 29, 2023, where shareholders approved a significant increase in the company's authorized
• Prestige Wealth Boosts Authorized Shares 10x, Reclassifies Stock — 6-K · Jan 2, 2024
  Prestige Wealth Inc. held an Extraordinary General Meeting on December 29, 2023, where shareholders approved two key resolutions. First, they voted to increase

Risk Profile

Risk Assessment: Of AURE's 35 recent filings, 0 were flagged as high-risk, 16 as medium-risk, and 19 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Key Executives

• Adam (Xin) He
• Junlin Bai
• Ngat Wong
• Sze Chi Tak
• Hongtao Shi
• Chi Tak Sze

Industry Context

Prestige Wealth Inc. operates within the finance services sector, as indicated by its SIC code 6199.

Top Tags

corporate-governance (6) · acquisition (6) · private-placement (5) · resignation (4) · capital-raise (4) · shareholder-meeting (3) · foreign-private-issuer (3) · consulting-agreement (2) · board-change (2) · financing (2)

Key Numbers

• Ordinary Shares: 1,000,000 — Issued to a service provider as part of a consulting agreement.
• Purchase Amount: $134 million — Represents a significant completed transaction by Prestige Wealth Inc.
• PIPE Financing Amount: $51 million — Capital raised by Prestige Wealth Inc. from accredited investors.
• Fiscal Year End: 2024 — The report covers the fiscal year ending September 30, 2024.
• SEC File Number: 001-41734 — Identifies the company's filing with the SEC.
• Consecutive Business Days: 30 — The period for which Prestige Wealth's Class A ordinary shares were below the $1.00 minimum bid price.
• Gross Proceeds: $5.0M — Raised from private placement on March 7, 2025
• Acquisition Price: US$1.5M — Total value of the deal for Tokyo Bay Management Inc.
• Shares Issued: 2.5M — Number of Class B ordinary shares issued by Prestige Wealth Inc. as payment.
• Stock Issued: 3.5M shares — Number of Class B ordinary shares issued as part of the acquisition price
• Share Price: $0.60 — Valuation of each Class B ordinary share issued
• Class A Ordinary Shares: 5,454,545 — Number of shares issued in the private placement.
• Closing Payment: US$3M — Portion of the acquisition price paid at closing
• Minimum Bid Price: $1.00 — The threshold Prestige Wealth Inc.'s share price must maintain to comply with Nasdaq listing rules.
• Software Contract Value: $900,000 — This is the total amount Prestige Wealth Inc. will pay FutureTech Systems Inc. for services.

Frequently Asked Questions