Prestige Wealth Inc. Seeks Nasdaq Bid Price Compliance Extension
Ticker: AURE · Form: 6-K · Filed: Oct 2, 2025 · CIK: 1765850
Sentiment: neutral
Topics: compliance, listing-requirements, sec-filing
TL;DR
Prestige Wealth Inc. is still trying to fix its low stock price issue with Nasdaq.
AI Summary
Prestige Wealth Inc. filed a Form 6-K on October 2, 2025, to report on its compliance period extension regarding a bid price deficiency. The company previously received a notice from Nasdaq on April 1, 2025, indicating its Class A ordinary shares did not meet the minimum bid price requirement.
Why It Matters
This filing indicates Prestige Wealth Inc. is actively addressing a deficiency with Nasdaq, which could impact its stock listing if not resolved.
Risk Assessment
Risk Level: medium — Failure to regain compliance with Nasdaq's minimum bid price rule could lead to delisting.
Key Players & Entities
- Prestige Wealth Inc. (company) — Filer of the report
- Nasdaq (company) — Stock exchange that issued the deficiency notice
- April 1, 2025 (date) — Date of Nasdaq's deficiency notice
- April 3, 2025 (date) — Date of previous 6-K filing regarding the deficiency
- October 2, 2025 (date) — Filing date of the current 6-K
FAQ
What was the specific deficiency notice Prestige Wealth Inc. received from Nasdaq?
Prestige Wealth Inc. received a notice from Nasdaq on April 1, 2025, stating that its Class A ordinary shares did not meet the minimum bid price requirement.
When did Prestige Wealth Inc. previously report on this bid price deficiency?
Prestige Wealth Inc. previously reported on this deficiency in a Form 6-K furnished to the SEC on April 3, 2025.
What is the purpose of this current Form 6-K filing?
This Form 6-K is filed to report on an extension of the compliance period with respect to the bid price deficiency.
What is the company's principal executive office address?
The company's principal executive office is located at Office Unit 6620B, 66/F, The Center, 99 Queen’s Road Central, Central, Hong Kong.
Under which act is Prestige Wealth Inc. filing this report?
Prestige Wealth Inc. is filing this report under the Securities Exchange Act of 1934, pursuant to Rule 13a-16 or 15d-16.
Filing Stats: 401 words · 2 min read · ~1 pages · Grade level 16.2 · Accepted 2025-10-02 16:30:57
Key Financial Figures
- $1.00 — ce per Class A ordinary share was below $1.00 for a period of 30 consecutive business
Filing Documents
- ea0260077-6k_prestige.htm (6-K) — 9KB
- 0001213900-25-095455.txt ( ) — 10KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Prestige Wealth Inc. Date: October 2, 2025 By: /s/ Kazuho Komoda Name: Kazuho Komoda Title: Chief Executive Officer, Director, and Chairman of the Board of Directors 2