Axos Financial Files 8-K on Shareholder Vote

TL;DR

Axos Financial had a shareholder vote on Nov 13th, details to follow.

AI Summary

Axos Financial, Inc. filed an 8-K on November 14, 2025, reporting on a matter submitted to a vote of its security holders on November 13, 2025. The filing does not disclose the specific details of the vote or the outcome.

Why It Matters

This filing indicates a shareholder vote occurred, which could signal significant corporate actions or changes that may impact the company's future direction and shareholder value.

Risk Assessment

Risk Level: medium — The filing is a procedural update regarding a shareholder vote, but the lack of detail on the vote's subject and outcome introduces uncertainty.

Key Players & Entities

• Axos Financial, Inc. (company) — Registrant
• November 13, 2025 (date) — Date of earliest event reported
• November 14, 2025 (date) — Date of report
• BofI Holding, Inc. (company) — Former company name

FAQ

Key Financial Figures

• $0.01 — ange on which registered Common stock, $0.01 par value AX New York Stock Exchange

Filing Documents

• ax-20251113.htm (8-K) — 36KB
• ax-20251113_g1.jpg (GRAPHIC) — 29KB
• 0001299709-25-000191.txt ( ) — 227KB
• ax-20251113.xsd (EX-101.SCH) — 2KB
• ax-20251113_lab.xml (EX-101.LAB) — 21KB
• ax-20251113_pre.xml (EX-101.PRE) — 12KB
• ax-20251113_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. Axos Financial, Inc. (the "Company") held its annual meeting of stockholders on November 13, 2025 (the "Annual Meeting"). As of September 16, 2025, the record date for the Annual Meeting, 56,595,223 shares of the Company's common stock were eligible to vote. There were a total of 49,480,296 shares present at the Annual Meeting (87.42% of the eligible shares to vote), constituting a quorum. Set forth below are the final vote tabulations for each of the matters submitted to a vote of the stockholders, including the votes for and against, and any abstentions or broker non-votes. The first proposal was the election of the following Class III directors with terms expiring in 2028: James S. Argalas, James J. Court, Stefani D. Carter and Roque A. Santi. For Withheld Broker Non-Votes James S. Argalas 42,034,547 1,900,294 5,545,455 James J. Court 27,435,298 16,499,543 5,545,455 Stefani D. Carter 27,584,082 16,350,759 5,545,455 Roque A. Santi 42,645,512 1,289,329 5,545,455 The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in the Company's proxy statement. For Against Abstain Broker Non-Votes 25,671,253 18,081,439 182,149 5,545,455 The third proposal was to approve an amendment to the Amended and Restated 2014 Stock Incentive Plan. For Against Abstain Broker Non-Votes 27,625,699 16,153,783 155,359 5,545,455 The fourth proposal was the ratification of the appointment of BDO USA, P.C. as the Company's independent public accounting firm for fiscal year 2026. For Against Abstain 49,168,916 252,989 58,391 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Axos Financial, Inc. Date: November 14, 2025 By: /s/ Derrick K. Walsh Derrick K. Walsh EVP and Chi

View Full Filing

View this 8-K filing on SEC EDGAR